Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | President | February 08, 2021 | May 19, 2021 |
| GABELLI DIVIDEND & INCOME TRUSTGDV.K · Entity 4315 | President | March 14, 2022 | March 15, 2022 |
| GABELLI EQUITY TRUST INCGAB.J · Entity 8814 | President | January 31, 2022 | February 02, 2022 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU · Entity 8903 | President | June 30, 2022 | July 01, 2022 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | President | August 31, 2021 | September 02, 2021 |
| GABELLI UTILITY TRUSTGUT.A · Entity 8864 | President | January 31, 2022 | February 01, 2022 |
| GAMCO Global Gold, Natural Resources & Income TrustGGN.B · Entity 8912 | President | May 20, 2021 | May 25, 2021 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | Senior Vice President | December 15, 2021 | December 16, 2021 |
| GAMCO Natural Resources, Gold & Income TrustGNT.A · Entity 6508 | President | May 20, 2021 | May 25, 2021 |
| Gabelli Global Small & Mid Cap Value TrustGGZ.A · Entity 9007 | President | February 28, 2021 | March 02, 2022 |
| Gabelli Go Anywhere TrustGGO · Entity 135007 | President | September 30, 2021 | October 01, 2021 |
| Gabelli Healthcare & WellnessRx TrustGRX.B · Entity 8957 | President | December 24, 2020 | December 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date February 08, 2021 · Filed May 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 3,850.854 |
Reported balance
After 2021-02-08 transaction · row 1
1 source rowRow 1 · 2021-02-08 · Other · Acquired 1,541 · Balance 3,850.854 F1: The shares being reported were acquired from an estate inheritance. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were acquired from an estate inheritance.
GABELLI DIVIDEND & INCOME TRUST
Report date March 14, 2022 · Filed March 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 4,000 |
Reported balance
After 2022-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-14 · Purchase · Acquired 4,000 · Balance 4,000 |
GABELLI EQUITY TRUST INC
Report date January 31, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series J Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-31 transaction · row 1
1 source rowRow 1 · 2022-01-31 · Other · Disposed 4,312 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. |
| Series J Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2022-01-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-01-31 · Other · Disposed 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022.
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date June 30, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 4,956 |
Reported balance
After 2022-06-30 transaction · row 1
1 source rowRow 1 · 2022-06-30 · Other · Acquired 992 · Balance 4,956 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
GABELLI MULTIMEDIA TRUST INC.
Report date August 31, 2021 · Filed September 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 2,593 |
Reported balance
After 2021-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-31 · Other · Acquired 2,119 · Balance 2,593 F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 2,230 |
Reported balance
After 2021-08-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-08-31 · Other · Acquired 2,046 · Balance 2,230 F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F2: Joint Account |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.
F2: Joint Account
GABELLI UTILITY TRUST
Report date January 31, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-31 transaction · row 1
1 source rowRow 1 · 2022-01-31 · Other · Disposed 208 · Balance 0 F1: The shares being reported were redeemed in accordance with the announced redemption by the issuer of all outstanding Series A Cumulative Preferred Shares on January 31, 2022 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the announced redemption by the issuer of all outstanding Series A Cumulative Preferred Shares on January 31, 2022
GAMCO Global Gold, Natural Resources & Income Trust
Report date May 20, 2021 · Filed May 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 4,416 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Other · Acquired 416 · Balance 4,416 F1: The shares being reported were acquired from an estate inheritance. F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. |
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 4,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were acquired from an estate inheritance.
F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.
GAMCO INVESTORS, INC. ET AL
Report date December 15, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,655 |
Reported balance
After 2021-12-15 transaction · row 1
1 source rowRow 1 · 2021-12-15 · Tax withholding · Disposed 1,029 · Balance 10,655 |
GAMCO Natural Resources, Gold & Income Trust
Report date May 20, 2021 · Filed May 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 608 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Other · Acquired 208 · Balance 608 F1: The shares being reported were acquired from an estate inheritance. F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. |
| Series A Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 2,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were acquired from an estate inheritance.
F2: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited.
Gabelli Global Small & Mid Cap Value Trust
Report date February 28, 2021 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 1
1 source rowRow 1 · 2022-02-28 · Other · Disposed 3,170 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. |
| Series A Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2022-02-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-28 · Other · Disposed 1,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022.
Gabelli Go Anywhere Trust
Report date September 30, 2021 · Filed October 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-30 transaction · row 1
1 source rowRow 1 · 2021-09-30 · Other · Disposed 390 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2021-09-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-30 · Other · Disposed 309 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
Gabelli Healthcare & WellnessRx Trust
Report date December 24, 2020 · Filed December 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-24 transaction · row 1
1 source rowRow 1 · 2020-12-24 · Other · Disposed 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. |
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2020-12-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-12-24 · Other · Acquired 4,000 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jul 1, 2022 18:13 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 992 | $16.00 | $15,872.00 |
DisclosureSEC source: 0001271163-22-000034 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,956 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 21:17 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.K · Entity 4315 | PurchaseSeries K Cumulative Preferred Shares | 4,000 | $21.05 | $84,200.00 |
DisclosureSEC source: 0001271163-22-000019 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:03 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.A · Entity 9007 | OtherSeries A Cumulative Preferred Shares | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001271163-22-000018 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:03 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.A · Entity 9007 | OtherSeries A Cumulative Preferred Shares | 3,170 | $25.00 | $79,250.00 |
DisclosureSEC source: 0001271163-22-000018 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:50 UTC | GABELLI UTILITY TRUST GUT.A · Entity 8864 | OtherSeries A Cumulative Preferred Shares | 208 | $25.00 | $5,200.00 |
DisclosureSEC source: 0001271163-22-000002 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the announced redemption by the issuer of all outstanding Series A Cumulative Preferred Shares on January 31, 2022 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:48 UTC | GABELLI EQUITY TRUST INC GAB.J · Entity 8814 | OtherSeries J Cumulative Preferred Shares | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001271163-22-000004 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:48 UTC | GABELLI EQUITY TRUST INC GAB.J · Entity 8814 | OtherSeries J Cumulative Preferred Shares | 4,312 | $25.00 | $107,800.00 |
DisclosureSEC source: 0001271163-22-000004 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series J Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:41 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.G · Entity 4315 | OtherSeries G Cumulative Preferred Shares | 500 | $25.00 | $12,500.00 |
DisclosureSEC source: 0001271163-22-000003 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:41 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.G · Entity 4315 | OtherSeries G Cumulative Preferred Shares | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001271163-22-000003 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Shares on January 31, 2022. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 16:02 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 1,029 | $24.43 | $25,138.47 |
DisclosureSEC source: 0000807249-21-000198 · form4.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,655 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 19:28 UTC | Gabelli Go Anywhere Trust GGO · Entity 135007 | OtherCommon Shares, Par Value $0.001 | 309 | $16.76 | $5,178.22 |
DisclosureSEC source: 0001271163-21-000081 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 19:28 UTC | Gabelli Go Anywhere Trust GGO · Entity 135007 | OtherCommon Shares, Par Value $0.001 | 390 | $16.76 | $6,535.62 |
DisclosureSEC source: 0001271163-21-000081 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 18:32 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 2,046 | $9.50 | $19,437.00 |
DisclosureSEC source: 0001271163-21-000073 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F2 · ownership.direct: Joint Account Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 18:32 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 2,119 | $9.50 | $20,130.50 |
DisclosureSEC source: 0001271163-21-000073 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 19:16 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | OtherCommon Stock, Par Value $0.001 | 522 | $5.50 | $2,871.00 |
DisclosureSEC source: 0001271163-21-000063 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416.09 F1 · shares: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| May 20, 2021 Filed May 25, 2021 00:30 UTC | GABELLI EQUITY TRUST INC GAB.J · Entity 8814 | OtherSeries J Cumulative Preferred Shares | 312 | $26.51 | $8,269.84 |
DisclosureSEC source: 0001271163-21-000047 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:56 UTC | GABELLI EQUITY TRUST INC GAB.G · Entity 8814 | OtherSeries G Cumulative Preferred Shares | 104 | $25.68 | $2,670.75 |
DisclosureSEC source: 0001271163-21-000045 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 00:13 UTC | GABELLI EQUITY TRUST INC GAB.K · Entity 8814 | OtherSeries K Cumulative Preferred Shares | 390 | $26.32 | $10,264.76 |
DisclosureSEC source: 0001271163-21-000046 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:22 UTC | GABELLI UTILITY TRUST GUT.C · Entity 8864 | OtherSeries C Cumulative Preferred Shares | 52 | $26.08 | $1,356.16 |
DisclosureSEC source: 0001271163-21-000044 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:23 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 214 | $22.50 | $4,815.54 |
DisclosureSEC source: 0001271163-21-000042 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 24, 2021 19:13 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.A · Entity 9007 | OtherSeries A Cumulative Preferred Shares | 104 | $25.92 | $2,695.68 |
DisclosureSEC source: 0001271163-21-000043 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,170 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 26, 2021 01:50 UTC | GABELLI MULTIMEDIA TRUST INC. GGT.G · Entity 6433 | OtherSeries G Cumulative Preferred Stock | 208 | $26.40 | $5,491.20 |
DisclosureSEC source: 0001271163-21-000054 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 26, 2021 01:43 UTC | GABELLI MULTIMEDIA TRUST INC. GGT.E · Entity 6433 | OtherSeries E Cumulative Preferred Stock | 520 | $25.88 | $13,459.42 |
DisclosureSEC source: 0001271163-21-000053 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,520 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 23:07 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 474 | $9.92 | $4,702.08 |
DisclosureSEC source: 0001271163-21-000051 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 26, 2021 00:34 UTC | GABELLI UTILITY TRUST GUT.A · Entity 8864 | OtherSeries A Cumulative Preferred Shares | 208 | $26.82 | $5,577.92 |
DisclosureSEC source: 0001271163-21-000052 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 19:11 UTC | GAMCO Natural Resources, Gold & Income Trust GNT.A · Entity 6508 | OtherSeries A Cumulative Preferred Shares | 208 | $26.05 | $5,418.40 |
DisclosureSEC source: 0001271163-21-000049 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 19:31 UTC | GAMCO Global Gold, Natural Resources & Income Trust GGN.B · Entity 8912 | OtherSeries B Cumulative Preferred Shares | 416 | $25.55 | $10,627.97 |
DisclosureSEC source: 0001271163-21-000050 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,416 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 15:35 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.H · Entity 4315 | OtherSeries H Cumulative Preferred Shares | 260 | $27.94 | $7,263.70 |
DisclosureSEC source: 0001271163-21-000048 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 26, 2021 15:58 UTC | Gabelli Go Anywhere Trust GGO · Entity 135007 | OtherCommon Shares, Par Value $0.001 | 81 | $15.05 | $1,219.05 |
DisclosureSEC source: 0001271163-21-000056 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 16:04 UTC | GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 | Tax withholdingClass A Common Stock | 435 | $19.45 | $8,460.75 |
DisclosureSEC source: 0000807249-21-000067 · form4.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,684 Read SEC document |
| February 08, 2021 Filed May 18, 2021 16:02 UTC | GABELLI UTILITY TRUST GUT.C · Entity 8864 | OtherSeries C Cumulative Preferred Shares | 33 | $25.95 | $856.35 |
DisclosureSEC source: 0001271163-21-000037 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| February 08, 2021 Filed May 19, 2021 18:24 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | OtherCommon Stock, Par Value $0.001 | 1,541 | $6.66 | $10,263.06 |
DisclosureSEC source: 0001271163-21-000038 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,850.854 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| February 08, 2021 Filed May 19, 2021 18:28 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 183 | $18.95 | $3,467.85 |
DisclosureSEC source: 0001271163-21-000039 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| February 08, 2021 Filed May 19, 2021 14:33 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.A · Entity 9007 | OtherSeries A Cumulative Preferred Shares | 66 | $26.05 | $1,719.30 |
DisclosureSEC source: 0001271163-21-000040 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:00 UTC | Gabelli Healthcare & WellnessRx Trust GRX.B · Entity 8957 | OtherSeries B Cumulative Preferred Shares | 4,000 | $25.36 | $101,436.00 |
DisclosureSEC source: 0001271163-20-000082 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:00 UTC | Gabelli Healthcare & WellnessRx Trust GRX.B · Entity 8957 | OtherSeries B Cumulative Preferred Shares | 4,000 | $25.36 | $101,436.00 |
DisclosureSEC source: 0001271163-20-000082 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Shares on December 24, 2020. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 20:46 UTC | Gabelli Healthcare & WellnessRx Trust GRX.C · Entity 8957 | PurchaseSeries C Cumulative Preferred Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001271163-20-000078 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,500 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 20:46 UTC | Gabelli Healthcare & WellnessRx Trust GRX.C · Entity 8957 | PurchaseSeries C Cumulative Preferred Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001271163-20-000078 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| September 25, 2020 Filed Oct 2, 2020 19:23 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.A · Entity 4315 | OtherSeries A Cumulative Preferred Shares | 3,283 | $25.00 | $82,075.00 |
DisclosureSEC source: 0001271163-20-000069 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series A Cumulative Preferred Shares on September 25, 2020. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 20:50 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | SaleSeries B Cumulative Puttable and Callable Preferred Shares | 900 | $51.70 | $46,530.00 |
DisclosureSEC source: 0001271163-20-000012 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:11 UTC | GABELLI EQUITY TRUST INC GAB.D · Entity 8814 | OtherSeries D Cumulative Preferred Stock | 2,610 | $25.00 | $65,250.00 |
DisclosureSEC source: 0001271163-19-000096 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series D Cumulative Preferred Stock on December 26, 2019. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:16 UTC | GABELLI MULTIMEDIA TRUST INC. GGT.B · Entity 6433 | OtherSeries B Cumulative Preferred Stock | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001271163-19-000097 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Stock on December 26, 2019. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 21:58 UTC | GABELLI DIVIDEND & INCOME TRUST GDV.D · Entity 4315 | OtherSeries D Cumulative Preferred Shares | 50 | $25.00 | $1,250.00 |
DisclosureSEC source: 0001271163-19-000095 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series D Cumulative Preferred Shares on December 26, 2019. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 17:59 UTC | GABELLI MULTIMEDIA TRUST INC. GGT.G · Entity 6433 | PurchaseSeries G Cumulative Preferred Stock | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001271163-19-000086 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,000 Read SEC document |
| December 16, 2019 Filed Dec 20, 2019 17:02 UTC | GABELLI EQUITY TRUST INC GAB.K · Entity 8814 | PurchaseSeries K Cumulative Preferred Stock | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001271163-19-000085 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Read SEC document |
| December 16, 2019 Filed Dec 20, 2019 17:02 UTC | GABELLI EQUITY TRUST INC GAB.K · Entity 8814 | PurchaseSeries K Cumulative Preferred Stock | 400 | $25.00 | $10,000.00 |
DisclosureSEC source: 0001271163-19-000085 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 22:07 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | OtherCommon Shares, Par Value $0.001 | 400 | $20.00 | $8,000.00 |
DisclosureSEC source: 0001271163-19-000071 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:23 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | OtherCommon Shares, Par Value $0.001 | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001271163-19-000075 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 F1 · kind: The reporting person acquired these common shares through a pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 14:32 UTC | GABELLI EQUITY TRUST INC GAB.H · Entity 8814 | SaleSeries H Cumulative Preferred Stock | 900 | $25.32 | $22,788.00 |
DisclosureSEC source: 0001271163-19-000041 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 14:50 UTC | GABELLI EQUITY TRUST INC GAB.H · Entity 8814 | SaleSeries H Cumulative Preferred Stock | 100 | $25.25 | $2,525.00 |
DisclosureSEC source: 0001271163-19-000030 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.