person · Reporting owner
WATERHOUSE FRANK GEORGE
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | See Remarks | February 14, 2019 | February 26, 2019 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | See Remarks | June 02, 2022 | July 01, 2022 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | See Remarks | June 02, 2022 | July 01, 2022 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | See Remarks | May 29, 2018 | May 30, 2018 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832 | See Remarks | June 02, 2022 | July 01, 2022 |
| NexPoint Capital, Inc.N/A · Entity 127710 | See Remarks | October 13, 2017 | November 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 14, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date June 02, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Contingent Bonus AwardSEC Table II · derivative / convertible security | Direct | 16,949.15 |
Reported balance
After 2022-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-02 · Grant · Acquired 16,949.15 · Balance 16,949.15 F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.
F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 02, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Contingent Bonus AwardSEC Table II · derivative / convertible security | Direct | 12,970.16 |
Reported balance
After 2022-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-02 · Grant · Acquired 12,970.16 · Balance 12,970.16 F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.
F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date June 02, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Contingent Bonus AwardSEC Table II · derivative / convertible security | Direct | 8,676.79 |
Reported balance
After 2022-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-02 · Grant · Acquired 8,676.79 · Balance 8,676.79 F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock.
F2: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated.
NexPoint Capital, Inc.
Report date October 13, 2017 · Filed November 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-10-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2022 Filed Jul 1, 2022 21:02 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | GrantContingent Bonus Award · Derivative | 16,949.15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-016462 · rdgdoc.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,949.15 Underlying: Common Stock · 16,949.15 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2 · price: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.exercise_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.expiration_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. Read SEC document |
| June 02, 2022 Filed Jul 1, 2022 20:58 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantContingent Bonus Award · Derivative | 12,970.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-016460 · rdgdoc.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,970.16 Underlying: Common Stock · 12,970.16 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2 · price: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.exercise_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.expiration_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. Read SEC document |
| June 02, 2022 Filed Jul 1, 2022 21:00 UTC | NEXPOINT REAL ESTATE STRATEGIES FUND NRSAX · Entity 9832 | GrantContingent Bonus Award · Derivative | 8,676.79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-016461 · rdgdoc.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,676.79 Underlying: Common Stock · 8,676.79 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. F2 · price: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.exercise_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F2 · derivative.expiration_date: The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. Read SEC document |
| July 21, 2021 Filed Jul 29, 2021 21:44 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | OtherContingent Bonus Award · Derivative | 39,758.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017915 · rdgdoc.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,281.369 Underlying: Common Stock · 39,758.6 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F1 · kind: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F1 · derivative.exercise_date: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. F1 · derivative.expiration_date: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. Read SEC document |
| July 21, 2021 Filed Jul 29, 2021 20:34 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | OtherContingent Bonus Award · Derivative | 9,956.553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017892 · rdgdoc.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,956.553 shares Expires not disclosed F1 · derivative.exercise_price: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. F1 · kind: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. F1 · price: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. F1 · derivative.exercise_date: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. F1 · derivative.expiration_date: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. F1 · ownership.direct: On June 9, 2021, the Reporting Person filed a Form 4 disclosing that he had been granted a Contingent Bonus Award of 9,956.553 shares by Skyview Group, Inc. ("Skyview") for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of the Issuer's common stock. The shares underlying the Contingent Bonus Award would have become payable, in cash or common stock, on June 9, 2024. On July 21, 2021, the Contingent Bonus Award was canceled. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:41 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | OtherContingent Bonus Award · Derivative | 12,522.769 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024542 · doc4.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,522.769 Underlying: Common Stock · 12,522.769 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated F1 · kind: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated F1 · derivative.exercise_date: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated F1 · derivative.expiration_date: The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | OtherContingent Bonus Award · Derivative | 9,956.553 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022970 · doc4.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,956.553 Underlying: Common Stock · 9,956.553 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · kind: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.exercise_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.expiration_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. Read SEC document |
| April 11, 2019 Filed May 2, 2019 23:12 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST ?NHF? · Entity 6001 | GrantRestricted Stock Units · Derivative | 25,194.686 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011931 · doc4.xml · derivative · entry 1 WATERHOUSE FRANK GEORGE · CIK 0001723097 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,194.686 Underlying: Common Stock, par value $0.001 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Mr. Waterhouse received a grant of 25,194.686 restricted stock units ("RSUs") with respect to 25,194.686 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F2 · kind: Pursuant to the SEC staff no-action letter to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company registered under the Investment Company Act of 1940, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Mr. Waterhouse received a grant of 25,194.686 restricted stock units ("RSUs") with respect to 25,194.686 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.expiration_date: Mr. Waterhouse received a grant of 25,194.686 restricted stock units ("RSUs") with respect to 25,194.686 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.underlying_shares: Mr. Waterhouse received a grant of 25,194.686 restricted stock units ("RSUs") with respect to 25,194.686 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.