Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Technology Officer | March 15, 2022 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 15, 2022 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,958 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Sale · Disposed 2,000 · Balance 77,958 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 70,561 |
Reported balance
After 2023-01-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-01-17 · Sale · Disposed 2,000 · Balance 70,561 F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.
F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022.
F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,611 | $32.91 | $53,018.01 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,649 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,412 | $32.91 | $46,468.92 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,260 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,718 | $32.91 | $56,539.38 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,672 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 723 | $32.91 | $23,793.93 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,390 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 632 | $32.91 | $20,799.12 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,113 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015 F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $32.91 | $22,345.89 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,745 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 562 | $32.91 | $18,495.42 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,424 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2021) · Derivative | 6,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000084 · edgardoc.xml · derivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,209 Underlying: Common Stock · 6,209 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000084 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,986 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 00:28 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 15,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-18-000084 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,986 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 19:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $34.30 | $85,741.00 |
DisclosureSEC source: 0001177261-18-000076 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,463 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.15 to $34.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 18:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $33.09 | $82,733.00 |
DisclosureSEC source: 0001285617-18-000041 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,963 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $29.16 | $72,902.00 |
DisclosureSEC source: 0001444157-18-000016 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,463 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.04 to $29.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 561 | $30.99 | $17,385.39 |
DisclosureSEC source: 0001177261-18-000056 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,963 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $30.99 | $14,503.32 |
DisclosureSEC source: 0001177261-18-000056 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,524 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $30.99 | $13,511.64 |
DisclosureSEC source: 0001177261-18-000056 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,992 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $30.99 | $15,433.02 |
DisclosureSEC source: 0001177261-18-000056 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,428 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 19:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $30.94 | $77,354.00 |
DisclosureSEC source: 0001285617-18-000035 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,926 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.74 to $31.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $26.00 | $65,007.25 |
DisclosureSEC source: 0001444157-18-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,426 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.75 to $26.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 19:43 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $26.99 | $67,481.75 |
DisclosureSEC source: 0001699192-18-000022 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,926 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.89 to $27.06. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 502 | $25.55 | $12,826.10 |
DisclosureSEC source: 0001177261-18-000039 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,426 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 472 | $25.55 | $12,059.60 |
DisclosureSEC source: 0001177261-18-000039 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,928 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $25.55 | $11,216.45 |
DisclosureSEC source: 0001177261-18-000039 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,400 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2018 Filed Jun 22, 2018 18:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 565 | $25.55 | $14,435.75 |
DisclosureSEC source: 0001177261-18-000039 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,839 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 19:20 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $24.80 | $62,005.00 |
DisclosureSEC source: 0001177261-18-000037 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,404 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.66 to $24.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $25.16 | $62,898.00 |
DisclosureSEC source: 0001285617-18-000018 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,904 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.03 to $25.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 16, 2018 Filed Apr 19, 2018 00:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $25.51 | $63,783.50 |
DisclosureSEC source: 0001285617-18-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,404 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.20 to $25.665. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 501 | $26.58 | $13,316.58 |
DisclosureSEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,904 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 439 | $26.58 | $11,668.62 |
DisclosureSEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,405 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 471 | $26.58 | $12,519.18 |
DisclosureSEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,844 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 565 | $26.58 | $15,017.70 |
DisclosureSEC source: 0001177261-18-000023 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,315 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:22 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $26.96 | $67,396.00 |
DisclosureSEC source: 0001699192-18-000014 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,880 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.87 to $27.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $23.15 | $57,873.00 |
DisclosureSEC source: 0001699192-18-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,380 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.01 to $23.35. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 20:39 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $22.75 | $56,876.25 |
DisclosureSEC source: 0001177261-18-000007 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,880 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.64 to $22.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,494 | $21.22 | $52,922.68 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 10 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,380 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 722 | $21.22 | $15,320.84 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,874 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,948 | $21.22 | $41,336.56 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,596 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,469 | $21.22 | $94,832.18 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,544 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,752 | $21.22 | $37,177.44 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,013 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,714 | $21.22 | $36,371.08 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,765 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,501 | $21.22 | $31,851.22 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,479 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 672 | $21.22 | $14,259.84 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,980 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 617 | $21.22 | $13,092.74 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,652 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 413 | $21.22 | $8,763.86 |
DisclosureSEC source: 0001275606-17-000032 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,269 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $21.31 | $53,275.00 |
DisclosureSEC source: 0001444157-17-000066 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,682 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units · Derivative | 9,565 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000060 · edgardoc.xml · derivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 Underlying: Common Stock · 9,565 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 23,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000060 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,182 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:03 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000060 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,270 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:57 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $19.86 | $49,655.75 |
DisclosureSEC source: 0001285617-17-000018 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,038 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 21:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $21.57 | $53,913.75 |
DisclosureSEC source: 0001444157-17-000042 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,538 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.