Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Technology Officer | March 15, 2022 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 15, 2022 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,958 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Sale · Disposed 2,000 · Balance 77,958 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 70,561 |
Reported balance
After 2023-01-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-01-17 · Sale · Disposed 2,000 · Balance 70,561 F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.
F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022.
F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2017 Filed Sep 22, 2017 18:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 517 | $21.25 | $10,986.25 |
DisclosureSEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,038 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 481 | $21.25 | $10,221.25 |
DisclosureSEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,555 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 414 | $21.25 | $8,797.50 |
DisclosureSEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,036 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 18:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 620 | $21.25 | $13,175.00 |
DisclosureSEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,450 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $21.60 | $54,000.00 |
DisclosureSEC source: 0001444157-17-000034 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,070 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $24.45 | $61,125.00 |
DisclosureSEC source: 0001177261-17-000039 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,570 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 20:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $25.70 | $64,250.00 |
DisclosureSEC source: 0001699192-17-000010 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,070 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $25.31 | $10,427.72 |
DisclosureSEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,570 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $25.31 | $13,009.34 |
DisclosureSEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,982 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $25.31 | $12,098.18 |
DisclosureSEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,496 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:14 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 616 | $25.31 | $15,590.90 |
DisclosureSEC source: 0001177261-17-000018 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,974 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 14:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $25.02 | $62,550.00 |
DisclosureSEC source: 0001444157-17-000016 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,590 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:36 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $23.70 | $59,250.00 |
DisclosureSEC source: 0001285617-17-000010 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,090 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 23:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $21.66 | $54,150.00 |
DisclosureSEC source: 0001177261-17-000010 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,590 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 23:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 615 | $23.95 | $14,729.25 |
DisclosureSEC source: 0001177261-17-000003 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,090 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 23:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $23.95 | $9,867.40 |
DisclosureSEC source: 0001177261-17-000003 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,705 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 23:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $23.95 | $12,310.30 |
DisclosureSEC source: 0001177261-17-000003 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,117 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 23:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $23.95 | $11,448.10 |
DisclosureSEC source: 0001177261-17-000003 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,631 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 23:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $22.87 | $57,175.00 |
DisclosureSEC source: 0001444157-17-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,109 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $25.48 | $63,700.00 |
DisclosureSEC source: 0001177265-17-000003 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,609 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $24.25 | $60,625.00 |
DisclosureSEC source: 0001444157-17-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,109 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 671 | $24.67 | $16,553.57 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 10 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,609 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,492 | $24.67 | $61,477.64 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,280 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,500 | $24.67 | $37,005.00 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,772 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,723 | $24.67 | $42,506.41 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,272 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,173 | $24.67 | $152,287.91 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,995 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 616 | $24.67 | $15,196.72 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,168 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 516 | $24.67 | $12,729.72 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,784 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,545 | $24.67 | $38,115.15 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,300 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $24.67 | $10,164.04 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,845 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 761 | $24.67 | $18,773.87 |
DisclosureSEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,257 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:08 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $23.71 | $82,985.00 |
DisclosureSEC source: 0001215181-16-000120 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,018 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000002 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,518 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:00 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 22,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000002 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,185 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 01:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $22.40 | $78,400.00 |
DisclosureSEC source: 0001177261-16-000190 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,705 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $20.72 | $72,520.00 |
DisclosureSEC source: 0001444157-16-000037 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,205 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $21.45 | $10,253.10 |
DisclosureSEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,705 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 615 | $21.45 | $13,191.75 |
DisclosureSEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,183 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 412 | $21.45 | $8,837.40 |
DisclosureSEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,798 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 760 | $21.45 | $16,302.00 |
DisclosureSEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,210 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,500 | $21.10 | $73,850.00 |
DisclosureSEC source: 0001177261-16-000172 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,970 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.