Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Technology Officer | March 15, 2022 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 15, 2022 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,958 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Sale · Disposed 2,000 · Balance 77,958 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 70,561 |
Reported balance
After 2023-01-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-01-17 · Sale · Disposed 2,000 · Balance 70,561 F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.
F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022.
F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2020 Filed Jun 16, 2020 14:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $52.12 | $130,294.50 |
DisclosureSEC source: 0001177261-20-000030 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,678 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.39 to $52.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2020 Filed May 19, 2020 15:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $46.33 | $115,825.00 |
DisclosureSEC source: 0001444157-20-000016 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,178 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 19:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $44.65 | $111,625.00 |
DisclosureSEC source: 0001177261-20-000022 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,678 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 306 | $36.07 | $11,037.42 |
DisclosureSEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,178 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $36.07 | $11,686.68 |
DisclosureSEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,484 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $36.07 | $17,962.86 |
DisclosureSEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,808 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 15:35 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $36.07 | $16,880.76 |
DisclosureSEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,306 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $35.07 | $87,679.25 |
DisclosureSEC source: 0001444157-20-000011 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,774 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.0501 to $35.09. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 19:31 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $42.83 | $107,075.00 |
DisclosureSEC source: 0001177261-20-000002 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,274 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $41.82 | $104,550.00 |
DisclosureSEC source: 0001177265-20-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,774 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 469 | $42.39 | $19,880.91 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 10 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,274 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 723 | $42.39 | $30,647.97 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,743 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $42.39 | $28,782.81 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,466 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 632 | $42.39 | $26,790.48 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,145 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,260 | $42.39 | $53,411.40 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,777 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,575 | $42.39 | $66,764.25 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,037 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 641 | $42.39 | $27,171.99 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,612 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,465 | $42.39 | $146,881.35 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,253 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $42.39 | $69,816.33 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,718 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 16:16 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,611 | $42.39 | $68,290.29 |
DisclosureSEC source: 0001177261-19-000055 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,365 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:18 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units (2022) · Derivative | 5,879 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000041 · edgardoc.xml · derivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,879 Underlying: Common Stock · 5,879 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2022, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2020 through fiscal 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:18 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 11,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000041 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,976 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/18/2018 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2019 and 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:18 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 14,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-19-000041 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,240 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 18:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $41.72 | $104,300.00 |
DisclosureSEC source: 0001215181-19-000056 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,542 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $37.73 | $94,325.00 |
DisclosureSEC source: 0001177261-19-000035 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,042 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 20:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $37.73 | $94,325.00 |
DisclosureSEC source: 0001699192-19-000038 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,542 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 17:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 469 | $39.58 | $18,563.02 |
DisclosureSEC source: 0001177265-19-000028 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,042 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 17:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 528 | $39.58 | $20,898.24 |
DisclosureSEC source: 0001177265-19-000028 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,511 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 17:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $39.58 | $18,523.44 |
DisclosureSEC source: 0001177265-19-000028 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,039 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 17:11 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $39.58 | $17,256.88 |
DisclosureSEC source: 0001177265-19-000028 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,507 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:33 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $39.73 | $99,325.00 |
DisclosureSEC source: 0001699192-19-000025 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,943 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $41.11 | $102,775.00 |
DisclosureSEC source: 0001177261-19-000033 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,443 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $44.30 | $110,750.00 |
DisclosureSEC source: 0001699193-19-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,943 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:25 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $44.33 | $14,362.92 |
DisclosureSEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,443 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:25 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $44.33 | $22,076.34 |
DisclosureSEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,767 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:25 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $44.33 | $20,746.44 |
DisclosureSEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,265 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 14:25 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $44.33 | $19,327.88 |
DisclosureSEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,733 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:07 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $42.63 | $106,575.00 |
DisclosureSEC source: 0001699192-19-000012 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,169 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2019 Filed May 16, 2019 19:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $32.89 | $82,225.00 |
DisclosureSEC source: 0001177261-19-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,669 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 17:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $38.79 | $96,975.00 |
DisclosureSEC source: 0001215181-19-000020 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,169 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:14 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $37.92 | $18,884.16 |
DisclosureSEC source: 0001177261-19-000006 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,669 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:14 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $37.92 | $17,746.56 |
DisclosureSEC source: 0001177261-19-000006 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,167 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:14 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $37.92 | $12,286.08 |
DisclosureSEC source: 0001177261-19-000006 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,635 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:14 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 436 | $37.92 | $16,533.12 |
DisclosureSEC source: 0001177261-19-000006 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,959 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 15:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $39.36 | $98,405.00 |
DisclosureSEC source: 0001444157-19-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,395 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.27 to $39.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $39.84 | $99,605.25 |
DisclosureSEC source: 0001177261-19-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,895 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.73 to $39.94. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 20:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $36.79 | $91,986.00 |
DisclosureSEC source: 0001177261-19-000002 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,395 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.61 to $36.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 641 | $32.91 | $21,095.31 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 10 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,895 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 3,466 | $32.91 | $114,066.06 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,536 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 22:42 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,647 | $32.91 | $54,202.77 |
DisclosureSEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,002 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.