Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SVP, Chief Technology Officer | March 15, 2022 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date March 15, 2022 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,958 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Sale · Disposed 2,000 · Balance 77,958 F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 70,561 |
Reported balance
After 2023-01-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-01-17 · Sale · Disposed 2,000 · Balance 70,561 F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction. F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Reflects the amount of securities beneficially owned immediately following the reported transaction.
F3: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/23/2022.
F4: Reflects previously disclosed transactions occurring between the dates of the two reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 17, 2021 20:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $61.44 | $122,880.00 |
DisclosureSEC source: 0001177261-21-000030 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,703 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 16:52 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $53.30 | $106,600.00 |
DisclosureSEC source: 0001177261-21-000027 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,703 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 306 | $51.68 | $15,814.08 |
DisclosureSEC source: 0001177261-21-000024 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,703 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $51.68 | $16,744.32 |
DisclosureSEC source: 0001177261-21-000024 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,009 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $51.68 | $13,023.36 |
DisclosureSEC source: 0001177261-21-000024 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,333 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 18:07 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $51.68 | $25,736.64 |
DisclosureSEC source: 0001177261-21-000024 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,585 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:02 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $53.00 | $106,000.00 |
DisclosureSEC source: 0001177261-21-000022 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,083 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 11:40 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $55.75 | $111,500.00 |
DisclosureSEC source: 0001177261-21-000020 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,083 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2021 Filed Jul 17, 2021 01:26 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $56.70 | $113,400.00 |
DisclosureSEC source: 0001177261-21-000018 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,083 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $56.15 | $27,962.70 |
DisclosureSEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,083 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 307 | $56.15 | $17,238.05 |
DisclosureSEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,581 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $56.15 | $18,192.60 |
DisclosureSEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,888 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 16:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $56.15 | $14,149.80 |
DisclosureSEC source: 0001177261-21-000016 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,212 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 14:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $58.13 | $116,260.00 |
DisclosureSEC source: 0001177261-21-000014 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,464 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 17, 2021 Filed May 19, 2021 17:29 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $51.26 | $102,520.00 |
DisclosureSEC source: 0001177261-21-000012 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,464 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 19:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $56.25 | $112,500.00 |
DisclosureSEC source: 0001177261-21-000010 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,464 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 252 | $55.42 | $13,965.84 |
DisclosureSEC source: 0001177261-21-000008 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,464 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 306 | $55.42 | $16,958.52 |
DisclosureSEC source: 0001177261-21-000008 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,716 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $55.42 | $17,956.08 |
DisclosureSEC source: 0001177261-21-000008 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,022 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 19:50 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $55.42 | $27,599.16 |
DisclosureSEC source: 0001177261-21-000008 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,346 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.56 | $109,120.00 |
DisclosureSEC source: 0001177261-21-000006 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,844 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 20:21 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $56.10 | $112,200.00 |
DisclosureSEC source: 0001177261-21-000004 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,844 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 20:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $54.37 | $108,740.00 |
DisclosureSEC source: 0001177261-21-000002 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,844 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $50.49 | $126,225.00 |
DisclosureSEC source: 0001177261-20-000070 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,844 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 9,240 | $51.36 | $474,566.40 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 9 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,344 F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 650 | $51.36 | $33,384.00 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 8 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,584 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,299 | $51.36 | $66,716.64 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 7 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,234 F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,260 | $51.36 | $64,713.60 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 6 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,533 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 1,575 | $51.36 | $80,892.00 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 5 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,793 F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 444 | $51.36 | $22,803.84 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,368 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 469 | $51.36 | $24,087.84 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,812 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 723 | $51.36 | $37,133.28 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,281 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 19:34 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 679 | $51.36 | $34,873.44 |
DisclosureSEC source: 0001177261-20-000068 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,004 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:52 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionMarket Stock Units · Derivative | 9,565 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001177261-20-000066 · edgardoc.xml · derivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:52 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 12,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,683 F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:52 UTC | CIENA CORP CIEN · Entity 1071 | Exercise / conversionCommon Stock | 19,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020. F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 17:52 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,457 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 00:12 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $43.76 | $109,400.00 |
DisclosureSEC source: 0001177261-20-000064 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,389 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $41.52 | $103,800.00 |
DisclosureSEC source: 0001177261-20-000062 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,889 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 722 | $41.03 | $29,623.66 |
DisclosureSEC source: 0001177261-20-000060 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,389 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 557 | $41.03 | $22,853.71 |
DisclosureSEC source: 0001177261-20-000060 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,111 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 444 | $41.03 | $18,217.32 |
DisclosureSEC source: 0001177261-20-000060 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,668 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 20, 2020 Filed Sep 22, 2020 20:40 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 469 | $41.03 | $19,243.07 |
DisclosureSEC source: 0001177261-20-000060 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,112 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:41 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $43.00 | $107,500.00 |
DisclosureSEC source: 0001177261-20-000058 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,581 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 13:37 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $60.00 | $150,000.00 |
DisclosureSEC source: 0001177261-20-000056 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,081 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 14:24 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,500 | $54.11 | $135,275.00 |
DisclosureSEC source: 0001177261-20-000054 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,581 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 468 | $53.62 | $25,094.16 |
DisclosureSEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 4 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,081 F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 307 | $53.62 | $16,461.34 |
DisclosureSEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 3 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,549 F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 324 | $53.62 | $17,372.88 |
DisclosureSEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 2 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,856 F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 20, 2020 Filed Jun 23, 2020 18:15 UTC | CIENA CORP CIEN · Entity 1071 | Tax withholdingCommon Stock | 498 | $53.62 | $26,702.76 |
DisclosureSEC source: 0001177261-20-000038 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,180 F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.