organization · Reporting owner

EnCap Partners, LLC

Disclosed activity across 4 companies

Tapewire entity: 107214
SEC CIK: 0001664141

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EARTHSTONE ENERGY INCESTE · Entity 108644	10% owner	May 18, 2017	May 22, 2017
EV Energy Partners, LPEVEP · Entity 171367	Director	January 15, 2017	January 17, 2017
Montage Resources CorpECR · Entity 145347	10% owner	September 20, 2016	September 22, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EARTHSTONE ENERGY INC

Report date May 18, 2017 · Filed May 22, 2017

Jointly reported with Bold Energy Holdings, LLC, EnCap Energy Capital Fund IX, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	Direct	34,606,524	Reported balance After 2017-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-05-18 · Other · Disposed 1,464,304 · Balance 34,606,524 F1: Upon the closing of the transactions contemplated by that certain Contribution Agreement dated as of November 7, 2016, and as amended on March 21, 2017, by and among Earthstone Energy, Inc. (the "Issuer"), Earthstone Energy Holdings, LLC ("EEH"), Lynden USA Inc., Lynden USA Operating, LLC, Bold Energy Holdings, LLC ("Bold Holdings") and Bold Energy III LLC, Bold Holdings received 36,070,8282 shares of Class B Common Stock. Each share of Class B Common Stock represents the right to receive, at Bold Holdings' discretion, either one share of Class A Common Stock of the Issuer or its equivalent in cash, in exchange for one share of Class B Common Stock and one Unit of EEH, in accordance with the terms and subject to the restrictions set forth in the First Amended and Restated Limited Liability Company Agreement of EEH. F2: Bold Holdings redeemed (a) all of the Class B Units of Bold Holdings held by Bold Energy Management III LLC ("Bold Management") in exchange for the distribution of 1,246,375 Units of EEH and 1,246,375 shares of Class B Common Stock to Bold Management and (b) all of the Class B Units of Bold Holdings held by Bold Energy Management Holdings III LLC ("Bold Management Holdings") in exchange for the distribution of 217,929 Units o fEEH and 217,929 shares of Class B Common Stock to Bold Management Holdings and, following such redemption and distribution, cancel all of the outstanding Class B Units of Bold Holdings.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the closing of the transactions contemplated by that certain Contribution Agreement dated as of November 7, 2016, and as amended on March 21, 2017, by and among Earthstone Energy, Inc. (the "Issuer"), Earthstone Energy Holdings, LLC ("EEH"), Lynden USA Inc., Lynden USA Operating, LLC, Bold Energy Holdings, LLC ("Bold Holdings") and Bold Energy III LLC, Bold Holdings received 36,070,8282 shares of Class B Common Stock. Each share of Class B Common Stock represents the right to receive, at Bold Holdings' discretion, either one share of Class A Common Stock of the Issuer or its equivalent in cash, in exchange for one share of Class B Common Stock and one Unit of EEH, in accordance with the terms and subject to the restrictions set forth in the First Amended and Restated Limited Liability Company Agreement of EEH.

F2: Bold Holdings redeemed (a) all of the Class B Units of Bold Holdings held by Bold Energy Management III LLC ("Bold Management") in exchange for the distribution of 1,246,375 Units of EEH and 1,246,375 shares of Class B Common Stock to Bold Management and (b) all of the Class B Units of Bold Holdings held by Bold Energy Management Holdings III LLC ("Bold Management Holdings") in exchange for the distribution of 217,929 Units o fEEH and 217,929 shares of Class B Common Stock to Bold Management Holdings and, following such redemption and distribution, cancel all of the outstanding Class B Units of Bold Holdings.

EV Energy Partners, LP

Report date January 15, 2017 · Filed January 17, 2017

Jointly reported with EnCap Energy Capital Fund V L P

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitSEC Table I · non-derivative	Direct	523,666	Reported balance After 2017-01-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-01-15 · Exercise / conversion · Acquired 2,714 · Balance 523,666 F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.
Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15	Direct	0	Reported balance After 2017-01-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-01-15 · Exercise / conversion · Disposed 314 · Balance 0 F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.
Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15	Direct	237	Reported balance After 2017-01-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-01-15 · Exercise / conversion · Disposed 237 · Balance 237 F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.
Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15	Direct	838	Reported balance After 2017-01-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-01-15 · Exercise / conversion · Disposed 419 · Balance 838 F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.
Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15	Direct	5,233	Reported balance After 2017-01-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-01-15 · Exercise / conversion · Disposed 1,744 · Balance 5,233 F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities.

Montage Resources Corp

Report date September 20, 2016 · Filed September 22, 2016

Jointly reported with EnCap Energy Capital Fund VIII, L.P., ZORICH ROBERT L, PHILLIPS D MARTIN, EnCap Energy Capital Fund VIII Co-Investors, L.P., EnCap Energy Capital Fund IX, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	59,687,619	Reported balance After 2016-09-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-20 · Other · Acquired 59,687,619 · Balance 59,687,619 F1: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F3: These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"). EnCap Partners, LLC ("EnCap Partners") is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	40,420,114	Reported balance After 2016-09-20 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2016-09-20 · Other · Acquired 33,159,784 · Balance 40,420,114 F1: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F4: These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	72,847,294	Reported balance After 2016-09-20 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2016-09-20 · Other · Acquired 46,016,031 · Balance 72,847,294 F1: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F5: These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2016-09-20 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2016-09-20 · Other · Disposed 140,353,407 · Balance 0 F1: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F6: These securities were directly held by Eclipse Holdings.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	23,373	Reported balance Holding disclosure · report date 2016-09-20 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 23,373 F7: These securities are directly held by Robert L. Zorich.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnote	23,373	Reported balance Holding disclosure · report date 2016-09-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 23,373 F8: These securities are directly held by D. Martin Phillips.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings.

F2: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

F3: These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"). EnCap Partners, LLC ("EnCap Partners") is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.

F4: These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities.

F5: These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities.

F6: These securities were directly held by Eclipse Holdings.

F7: These securities are directly held by Robert L. Zorich.

F8: These securities are directly held by D. Martin Phillips.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cimarex Resolute LLC

Report date November 30, 2016 · Filed December 02, 2016

Jointly reported with Firewheel Energy, LLC, EnCap Energy Capital Fund VIII, L.P.

Section 16 reporting ended · disclosed 2016-12-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,838,098	Reported balance After 2016-11-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-11-30 · Sale · Disposed 276,425 · Balance 1,838,098 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.86 inclusive. The reporting person undertakes to provide to Resolute Energy Corporation, any security holder of Resolute Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.
Common StockSEC Table I · non-derivative	Direct	1,783,965	Reported balance After 2016-11-30 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2016-11-30 · Sale · Disposed 54,133 · Balance 1,783,965 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.99 inclusive.
Common StockSEC Table I · non-derivative	Direct	1,514,523	Reported balance After 2016-11-30 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-11-30 · Sale · Disposed 269,442 · Balance 1,514,523 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.83 inclusive.
Common StockSEC Table I · non-derivative	Direct	1,121,100	Reported balance After 2016-11-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2016-11-30 · Sale · Disposed 393,423 · Balance 1,121,100 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.92 inclusive.
Common StockSEC Table I · non-derivative	Direct	1,114,523	Reported balance After 2016-11-30 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2016-11-30 · Sale · Disposed 6,577 · Balance 1,114,523 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.14 inclusive.
Common StockSEC Table I · non-derivative	Direct	1,113,523	Reported balance After 2016-11-30 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2016-11-30 · Sale · Disposed 1,000 · Balance 1,113,523 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.94 to $31.99 inclusive.
Common StockSEC Table I · non-derivative	Direct	1,033,829	Reported balance After 2016-11-30 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2016-11-30 · Sale · Disposed 79,694 · Balance 1,033,829 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.34 inclusive.
Common StockSEC Table I · non-derivative	Direct	981,818	Reported balance After 2016-11-30 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2016-11-30 · Sale · Disposed 52,011 · Balance 981,818 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.82 inclusive.
Common StockSEC Table I · non-derivative	Direct	864,523	Reported balance After 2016-11-30 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2016-11-30 · Sale · Disposed 117,295 · Balance 864,523 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.83 inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.86 inclusive. The reporting person undertakes to provide to Resolute Energy Corporation, any security holder of Resolute Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.99 inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.83 inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.92 inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.14 inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.94 to $31.99 inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.34 inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.82 inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.83 inclusive.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 18, 2017 Filed May 22, 2017 16:07 UTC	EARTHSTONE ENERGY INC ESTE · Entity 108644	OtherClass B Common Stock · Derivative	1,464,304	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-014033 · doc4.xml · derivative · entry 1 Bold Energy Holdings, LLC · CIK 0001707241 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,606,524 Underlying: Class A Common Stock · 1,464,034 shares Expires not disclosed F1 · derivative.exercise_price: Upon the closing of the transactions contemplated by that certain Contribution Agreement dated as of November 7, 2016, and as amended on March 21, 2017, by and among Earthstone Energy, Inc. (the "Issuer"), Earthstone Energy Holdings, LLC ("EEH"), Lynden USA Inc., Lynden USA Operating, LLC, Bold Energy Holdings, LLC ("Bold Holdings") and Bold Energy III LLC, Bold Holdings received 36,070,8282 shares of Class B Common Stock. Each share of Class B Common Stock represents the right to receive, at Bold Holdings' discretion, either one share of Class A Common Stock of the Issuer or its equivalent in cash, in exchange for one share of Class B Common Stock and one Unit of EEH, in accordance with the terms and subject to the restrictions set forth in the First Amended and Restated Limited Liability Company Agreement of EEH. F2 · kind: Bold Holdings redeemed (a) all of the Class B Units of Bold Holdings held by Bold Energy Management III LLC ("Bold Management") in exchange for the distribution of 1,246,375 Units of EEH and 1,246,375 shares of Class B Common Stock to Bold Management and (b) all of the Class B Units of Bold Holdings held by Bold Energy Management Holdings III LLC ("Bold Management Holdings") in exchange for the distribution of 217,929 Units o fEEH and 217,929 shares of Class B Common Stock to Bold Management Holdings and, following such redemption and distribution, cancel all of the outstanding Class B Units of Bold Holdings. F2 · price: Bold Holdings redeemed (a) all of the Class B Units of Bold Holdings held by Bold Energy Management III LLC ("Bold Management") in exchange for the distribution of 1,246,375 Units of EEH and 1,246,375 shares of Class B Common Stock to Bold Management and (b) all of the Class B Units of Bold Holdings held by Bold Energy Management Holdings III LLC ("Bold Management Holdings") in exchange for the distribution of 217,929 Units o fEEH and 217,929 shares of Class B Common Stock to Bold Management Holdings and, following such redemption and distribution, cancel all of the outstanding Class B Units of Bold Holdings. F1 · derivative.exercise_date: Upon the closing of the transactions contemplated by that certain Contribution Agreement dated as of November 7, 2016, and as amended on March 21, 2017, by and among Earthstone Energy, Inc. (the "Issuer"), Earthstone Energy Holdings, LLC ("EEH"), Lynden USA Inc., Lynden USA Operating, LLC, Bold Energy Holdings, LLC ("Bold Holdings") and Bold Energy III LLC, Bold Holdings received 36,070,8282 shares of Class B Common Stock. Each share of Class B Common Stock represents the right to receive, at Bold Holdings' discretion, either one share of Class A Common Stock of the Issuer or its equivalent in cash, in exchange for one share of Class B Common Stock and one Unit of EEH, in accordance with the terms and subject to the restrictions set forth in the First Amended and Restated Limited Liability Company Agreement of EEH. F1 · derivative.expiration_date: Upon the closing of the transactions contemplated by that certain Contribution Agreement dated as of November 7, 2016, and as amended on March 21, 2017, by and among Earthstone Energy, Inc. (the "Issuer"), Earthstone Energy Holdings, LLC ("EEH"), Lynden USA Inc., Lynden USA Operating, LLC, Bold Energy Holdings, LLC ("Bold Holdings") and Bold Energy III LLC, Bold Holdings received 36,070,8282 shares of Class B Common Stock. Each share of Class B Common Stock represents the right to receive, at Bold Holdings' discretion, either one share of Class A Common Stock of the Issuer or its equivalent in cash, in exchange for one share of Class B Common Stock and one Unit of EEH, in accordance with the terms and subject to the restrictions set forth in the First Amended and Restated Limited Liability Company Agreement of EEH. Read SEC document
May 16, 2017 Filed May 18, 2017 17:34 UTC	EARTHSTONE ENERGY INC ESTE · Entity 108644	OtherClass A Common Stock	9,162,452	$0.00	$0.00	Disclosure SEC source: 0001209191-17-033677 · doc4.xml · nonDerivative · entry 3 Oak Valley Resources, LLC · CIK 0001570721 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · kind: Pro rata distribution by Oak Valley Resources, LLC to its members for no consideration. Read SEC document
May 09, 2017 Filed May 18, 2017 17:34 UTC	EARTHSTONE ENERGY INC ESTE · Entity 108644	OtherClass A Common Stock	9,162,452	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-033677 · doc4.xml · nonDerivative · entry 2 Oak Valley Resources, LLC · CIK 0001570721 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,162,452 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2 · ownership.direct: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3 · ownership.direct: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4 · ownership.direct: EnCap Partners, LLC (EnCap Partners) is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5 · ownership.direct: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6 · ownership.direct: This report is filed in connection with the Form 4 filed today by Mr. Zorich. F7 · ownership.direct: The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
May 09, 2017 Filed May 18, 2017 17:34 UTC	EARTHSTONE ENERGY INC ESTE · Entity 108644	OtherCommon Stock	9,162,452	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-033677 · doc4.xml · nonDerivative · entry 1 Oak Valley Resources, LLC · CIK 0001570721 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2 · ownership.direct: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3 · ownership.direct: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4 · ownership.direct: EnCap Partners, LLC (EnCap Partners) is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5 · ownership.direct: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6 · ownership.direct: This report is filed in connection with the Form 4 filed today by Mr. Zorich. F7 · ownership.direct: The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:11 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	1,381	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001368 · doc4.xml · derivative · entry 5 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,143 Underlying: Common Unit · 1,381 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:11 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	331	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001368 · doc4.xml · derivative · entry 4 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Unit · 331 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:11 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	188	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001368 · doc4.xml · derivative · entry 3 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188 Underlying: Common Unit · 188 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:11 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	248	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001368 · doc4.xml · derivative · entry 2 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Unit · 248 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:11 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionCommon Unit	2,148	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001368 · doc4.xml · nonDerivative · entry 1 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	1,744	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001372 · doc4.xml · derivative · entry 5 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,233 Underlying: Common Unit · 1,744 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	419	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001372 · doc4.xml · derivative · entry 4 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838 Underlying: Common Unit · 419 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	237	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001372 · doc4.xml · derivative · entry 3 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237 Underlying: Common Unit · 237 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionPhantom Unit · Derivative	314	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001372 · doc4.xml · derivative · entry 2 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Unit · 314 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F1 · price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
January 15, 2017 Filed Jan 17, 2017 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	Exercise / conversionCommon Unit	2,714	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001372 · doc4.xml · nonDerivative · entry 1 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one EVEP common unit at the close of business on the vesting date. F2 · ownership.direct: Each of the reporting persons disclaims beneficial ownership in excess of their respective pecuniary interest in such securities. Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:14 UTC	EV Energy Partners, LP EVEP · Entity 171367	GrantPhantom Unit · Derivative	5,854	$0.00	$0.00	Disclosure SEC source: 0000899243-16-035348 · doc4.xml · derivative · entry 1 EnCap V-B Acquisitions, L.P. · CIK 0001376869 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,854 Underlying: Common Unit · 5,854 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021. F2 · derivative.expiration_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021. Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:13 UTC	EV Energy Partners, LP EVEP · Entity 171367	GrantPhantom Unit · Derivative	7,396	$0.00	$0.00	Disclosure SEC source: 0000899243-16-035347 · doc4.xml · derivative · entry 1 EnCap Energy Capital Fund V L P · CIK 0001302312 · Director EnCap Partners, LLC · CIK 0001664141 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,396 Underlying: Common Unit · 7,396 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit. F2 · derivative.exercise_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021. F2 · derivative.expiration_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	117,295	$34.04	$3,992,721.80	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 9 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,523 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.83 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	52,011	$33.50	$1,742,368.50	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 8 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,818 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.82 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	79,694	$32.37	$2,579,694.78	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 7 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,829 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.34 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	1,000	$31.76	$31,760.00	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 6 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,523 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.94 to $31.99 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	6,577	$34.04	$223,881.08	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 5 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,523 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.14 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	393,423	$33.50	$13,179,670.50	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 4 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,100 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.92 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	269,442	$32.37	$8,721,837.54	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 3 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,523 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.83 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	54,133	$31.76	$1,719,264.08	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 2 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,965 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $31.99 inclusive. Read SEC document
November 30, 2016 Filed Dec 2, 2016 17:53 UTC	Cimarex Resolute LLC REN · Entity 159468	SaleCommon Stock	276,425	$30.47	$8,422,669.75	Disclosure SEC source: 0000899243-16-034861 · doc4.xml · nonDerivative · entry 1 Firewheel Energy, LLC · CIK 0001688136 · 10% owner EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838,098 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.86 inclusive. The reporting person undertakes to provide to Resolute Energy Corporation, any security holder of Resolute Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4. Read SEC document
September 20, 2016 Filed Sep 22, 2016 18:26 UTC	Montage Resources Corp ECR · Entity 145347	OtherCommon Stock, par value $0.01 per share	140,353,407	$0.00	$0.00	Disclosure SEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 4 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F6 · ownership.nature: These securities were directly held by Eclipse Holdings. Read SEC document
September 20, 2016 Filed Sep 22, 2016 18:26 UTC	Montage Resources Corp ECR · Entity 145347	OtherCommon Stock, par value $0.01 per share	46,016,031	$0.00	$0.00	Disclosure SEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 3 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 72,847,294 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities. Read SEC document
September 20, 2016 Filed Sep 22, 2016 18:26 UTC	Montage Resources Corp ECR · Entity 145347	OtherCommon Stock, par value $0.01 per share	33,159,784	$0.00	$0.00	Disclosure SEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 2 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,420,114 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. Read SEC document
September 20, 2016 Filed Sep 22, 2016 18:26 UTC	Montage Resources Corp ECR · Entity 145347	OtherCommon Stock, par value $0.01 per share	59,687,619	$0.00	$0.00	Disclosure SEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 1 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,687,619 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"). EnCap Partners, LLC ("EnCap Partners") is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.