Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EARTHSTONE ENERGY INCESTE · Entity 108644 | Director · 10% owner | May 16, 2017 | May 18, 2017 |
| Montage Resources CorpMR · Entity 145347 | Director | October 08, 2019 | October 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EARTHSTONE ENERGY INC
Report date May 16, 2017 · Filed May 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Oak Valley Resources, LLC | 0 |
Reported balance
After 2017-05-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-05-09 · Other · Disposed 9,162,452 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Oak Valley Resources, LLC | 9,162,452 |
Reported balance
After 2017-05-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-09 · Other · Acquired 9,162,452 · Balance 9,162,452 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Oak Valley Resources, LLC | 0 |
Reported balance
After 2017-05-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-05-16 · Other · Disposed 9,162,452 · Balance 0 F7: Pro rata distribution by Oak Valley Resources, LLC to its members for no consideration. F2: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share.
F2: These securities are directly held by Oak Valley Resources, LLC (Oak Valley).
F3: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities.
F4: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5).
F5: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities.
F6: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
F7: Pro rata distribution by Oak Valley Resources, LLC to its members for no consideration.
Montage Resources Corp
Report date October 08, 2019 · Filed October 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,848 |
Reported balance
After 2019-10-08 transaction · row 1
1 source rowRow 1 · 2019-10-08 · Grant · Acquired 5,311 · Balance 19,848 F1: Represents shares of common stock issued to the Reporting Person pursuant to the Montage Resources Corporation Non-Employee Director Compensation Policy as compensation for the Reporting Person's service on the Board of Directors of Montage Resources Corporation. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 14,051,904 |
Reported balance
Holding disclosure · report date 2019-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,051,904 F2: These securities are collectively directly held by TPR Residual Assets, LLC ("TPR Residual"), EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"), EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"), and EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). TPR Residual is member-managed by EnCap Fund IX. F3: (Continued from Footnote 2) EnCap Partners GP, LLC ("EnCap Partners GP") is the sole general partner of EnCap Partners, LP ("EnCap Partners"), which is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments Holdings Blocker, LLC ("EnCap Holdings Blocker"). F4: (Continued from Footnote 3) EnCap Holdings Blocker is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the sole general partner of EnCap Investments L.P. ("EnCap Investments LP"). EnCap Investments LP is the sole general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"). F5: (Continued from Footnote 4) EnCap Fund VIII GP is the sole general partner of each of EnCap Fund VIII and EnCap Fund VIII Co-Invest. EnCap Fund IX GP is the sole general partner of EnCap Fund IX. Robert L. Zorich is a Managing Partner of EnCap Partners GP. Therefore, Mr. Zorich may be deemed to beneficially own the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued to the Reporting Person pursuant to the Montage Resources Corporation Non-Employee Director Compensation Policy as compensation for the Reporting Person's service on the Board of Directors of Montage Resources Corporation.
F2: These securities are collectively directly held by TPR Residual Assets, LLC ("TPR Residual"), EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"), EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"), and EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). TPR Residual is member-managed by EnCap Fund IX.
F3: (Continued from Footnote 2) EnCap Partners GP, LLC ("EnCap Partners GP") is the sole general partner of EnCap Partners, LP ("EnCap Partners"), which is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments Holdings Blocker, LLC ("EnCap Holdings Blocker").
F4: (Continued from Footnote 3) EnCap Holdings Blocker is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the sole general partner of EnCap Investments L.P. ("EnCap Investments LP"). EnCap Investments LP is the sole general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP").
F5: (Continued from Footnote 4) EnCap Fund VIII GP is the sole general partner of each of EnCap Fund VIII and EnCap Fund VIII Co-Invest. EnCap Fund IX GP is the sole general partner of EnCap Fund IX. Robert L. Zorich is a Managing Partner of EnCap Partners GP. Therefore, Mr. Zorich may be deemed to beneficially own the reported securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2019 Filed Oct 10, 2019 17:09 UTC | Montage Resources Corp MR · Entity 145347 | GrantCommon Stock | 5,311 | $3.53 | $18,747.83 |
DisclosureSEC source: 0000899243-19-025432 · doc4.xml · nonDerivative · entry 1 ZORICH ROBERT L · CIK 0001229915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,848 F1 · kind: Represents shares of common stock issued to the Reporting Person pursuant to the Montage Resources Corporation Non-Employee Director Compensation Policy as compensation for the Reporting Person's service on the Board of Directors of Montage Resources Corporation. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 20:55 UTC | Montage Resources Corp MR · Entity 145347 | GrantCommon Stock | 6,313 | $5.94 | $37,499.22 |
DisclosureSEC source: 0000899243-19-021057 · doc4.xml · nonDerivative · entry 1 ZORICH ROBERT L · CIK 0001229915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,537 F1 · kind: Represents shares of common stock issued to the Reporting Person pursuant to the Montage Resources Corporation Non-Employee Director Compensation Policy as compensation for the Reporting Person's service on the Board of Directors of Montage Resources Corporation. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:33 UTC | Montage Resources Corp MR · Entity 145347 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017742 · doc4.xml · nonDerivative · entry 1 ZORICH ROBERT L · CIK 0001229915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,224 F1 · kind: Represents shares of restricted stock granted on June 18, 2019 under the Montage Resources Corporation 2019 Long-Term Incentive Plan, which vest in full on June 18, 2020. F1 · shares: Represents shares of restricted stock granted on June 18, 2019 under the Montage Resources Corporation 2019 Long-Term Incentive Plan, which vest in full on June 18, 2020. F2 · balance_after: On February 28, 2019, Montage Resources Corporation (f/k/a Eclipse Resources Corporation) effected a 15-to-1 reverse stock split of its Common Stock (the "Reverse Stock Split"). The amount of securities reported in this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 16:52 UTC | Montage Resources Corp ECR · Entity 145347 | PurchaseCommon Stock, par value $0.01 per share | 37,823,596 | $2.44 | $92,225,274.13 |
DisclosureSEC source: 0000899243-18-001607 · doc4.xml · nonDerivative · entry 1 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners GP, LLC · CIK 0001726182 · 10% owner ZORICH ROBERT L · CIK 0001229915 · Director PHILLIPS D MARTIN · CIK 0001142791 · Director Swanson Douglas E Jr · CIK 0001494330 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,823,596 F1 · price: On January 18, 2018, Eclipse Resources-PA, LP ("Eclipse PA"), a wholly owned subsidiary of Eclipse Resources Corporation, a Delaware corporation (the "Issuer"), and the Issuer completed the purchase of certain oil and gas leases, wells and other oil and gas rights and interests held by Travis Peak Resources, LLC, a Delaware limited liability company ("Travis Peak") covering approximately 44,500 net acres located in the counties of Tioga and Potter in the Commonwealth of Pennsylvania (such transaction, the "Travis Peak Transaction") pursuant to that certain Purchase and Sale Agreement dated December 8, 2017 by and among Travis Peak, the Issuer and Eclipse PA (the "PSA"). The aggregate purchase price for the Travis Peak Transaction, as adjusted pursuant to the PSA, was $92.2 million (the "Purchase Price"), F2 · price: (Continued from Footnote 1) which the Issuer paid entirely through the issuance of 37,823,596 shares (the "Shares") of the Issuer's shares of common stock, $0.01 par value (the "Common Stock") to Travis Peak. The number of Shares issued to Travis Peak was calculated by dividing the Purchase Price by $2.4383, which was the 30 consecutive-day volume weighted average price per share of the Common Stock ending on the second trading day immediately preceding the closing date. F3 · balance_after: The reporting persons disclaim beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: These securities are directly held by Travis Peak. Travis Peak is member-managed by TPR Holding Company, LLC ("TPR Holding"). EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX") is a member of TPR Holding that holds the right to appoint three of the five representatives to the board of managers of TPR Holding. Each of the representatives to the board of managers of TPR Holding has one vote and decisions are made by a majority vote. As a result, EnCap Fund IX may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Travis Peak. The Form 4 filed on September 22, 2016 listed EnCap Partners, LLC as a reporting person. Effective April 6, 2017, EnCap Partners, LLC was converted into a limited partnership with the name EnCap Partners, LP ("EnCap Partners"). In connection with the conversion, EnCap Partners GP, LLC ("EnCap Partners GP") was formed as its sole general partner. F5 · ownership.nature: (Continued from Footnote 4) EnCap Partners GP replaces EnCap Partners, LLC as a reporting person and a joint filer. EnCap Partners GP is the sole general partner of EnCap Partners, which is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments Holdings Blocker, LLC ("EnCap Holdings Blocker"). EnCap Holdings Blocker is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the sole general partner of EnCap Investments L.P. ("EnCap Investments LP"). EnCap Investments LP is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, EnCap Partners GP, EnCap Partners, EnCap Holdings, EnCap Holdings Blocker, EnCap Investments GP, EnCap Investments LP and EnCap Fund IX GP may be deemed to beneficially own these securities. Read SEC document |
| May 16, 2017 Filed May 18, 2017 17:38 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | OtherClass A Common Stock | 9,162,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033684 · doc4.xml · nonDerivative · entry 3 ZORICH ROBERT L · CIK 0001229915 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Oak Valley Resources, LLC Disclosed balance after: 0 F7 · kind: Pro rata distribution by Oak Valley Resources, LLC to its members for no consideration. F2 · ownership.direct: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3 · ownership.direct: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4 · ownership.direct: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5 · ownership.direct: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F7 · ownership.direct: Pro rata distribution by Oak Valley Resources, LLC to its members for no consideration. Read SEC document |
| May 09, 2017 Filed May 18, 2017 17:38 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | OtherClass A Common Stock | 9,162,452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-033684 · doc4.xml · nonDerivative · entry 2 ZORICH ROBERT L · CIK 0001229915 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Oak Valley Resources, LLC Disclosed balance after: 9,162,452 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2 · ownership.direct: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3 · ownership.direct: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4 · ownership.direct: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5 · ownership.direct: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2017 Filed May 18, 2017 17:38 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | OtherCommon Stock | 9,162,452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-033684 · doc4.xml · nonDerivative · entry 1 ZORICH ROBERT L · CIK 0001229915 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Oak Valley Resources, LLC Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A Common Stock, $0.001 par value per share. F2 · ownership.direct: These securities are directly held by Oak Valley Resources, LLC (Oak Valley). F3 · ownership.direct: EnCap Energy Capital Fund VII, L.P. (EnCap Fund VII), EnCap Energy Capital Fund VI, L.P. (EnCap Fund VI), EnCap VI-B Acquisitions, L.P. (EnCap Fund VI-B), EnCap Energy Capital Fund V, L.P. (EnCap Fund V), and EnCap V-B Acquisitions, L.P. (EnCap Fund V-B and together with Encap Fund VII, EnCap Fund VI, EnCap Fund VI-B and EnCap Fund V, the EnCap Funds) collectively own 58.8% of the Class A membership interests of Oak Valley. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. F4 · ownership.direct: The reporting person is a managing partner of EnCap Partners, LLC (EnCap Partners). EnCap Partners is the managing member of EnCap Investments Holdings, LLC (EnCap Holdings), which is the sole member of EnCap Investments GP, L.L.C. (EnCap Investments GP), which is the general partner of EnCap Investments L.P. (EnCap Investments LP), which is the general partner of EnCap Equity Fund VII GP, L.P. (EnCap Fund VII GP), EnCap Equity Fund VI GP, L.P. (EnCap Fund VI GP), and EnCap Equity Fund V GP, L.P. (EnCap Fund V GP). EnCap Fund VII GP is the general partner of EnCap Fund VII. (continued in Footnote 5). F5 · ownership.direct: (continued from Footnote 4). EnCap Fund VI GP is the general partner of EnCap Fund VI. EnCap Fund VI GP is also the general partner of EnCap Energy Capital Fund VI-B, L.P. (EnCap Capital Fund VI-B), which is the sole member of EnCap VI-B Acquisitions GP, LLC (EnCap VI-B Acquisitions GP), which is the general partner of EnCap Fund VI-B. EnCap Fund V GP is the general partner of EnCap Fund V. EnCap Fund V GP is also the general partner of EnCap Energy Capital Fund V-B, L.P. (EnCap Capital Fund V-B), which is the sole member of EnCap V-B Acquisitions GP, LLC (EnCap V-B Acquisitions GP), which is the general partner of EnCap Fund V-B. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments LP, EnCap Fund VII GP, EnCap Fund VI GP, EnCap Fund V GP, EnCap Capital Fund V-B, EnCap Capital Fund VI-B, EnCap VI-B Acquisitions GP and EnCap V-B Acquisitions GP may be deemed to beneficially own the reported securities. F6 · ownership.direct: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is a beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:26 UTC | Montage Resources Corp ECR · Entity 145347 | OtherCommon Stock, par value $0.01 per share | 140,353,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 4 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F6 · ownership.nature: These securities were directly held by Eclipse Holdings. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:26 UTC | Montage Resources Corp ECR · Entity 145347 | OtherCommon Stock, par value $0.01 per share | 46,016,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 3 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 72,847,294 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"), the sole general partner of EnCap Fund IX. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund IX GP may be deemed to beneficially own these securities. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:26 UTC | Montage Resources Corp ECR · Entity 145347 | OtherCommon Stock, par value $0.01 per share | 33,159,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 2 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,420,114 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). EnCap Partners is the managing member of EnCap Holdings, which is the sole member of EnCap Investments GP, the general partner of EnCap Investments, which is the general partner of EnCap Fund VIII GP, the sole general partner of EnCap Fund VIII Co-Invest. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 18:26 UTC | Montage Resources Corp ECR · Entity 145347 | OtherCommon Stock, par value $0.01 per share | 59,687,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029778 · doc4.xml · nonDerivative · entry 1 EnCap Energy Capital Fund VIII, L.P. · CIK 0001504103 · 10% owner ZORICH ROBERT L · CIK 0001229915 · 10% owner PHILLIPS D MARTIN · CIK 0001142791 · 10% owner EnCap Energy Capital Fund VIII Co-Investors, L.P. · CIK 0001537403 · 10% owner EnCap Energy Capital Fund IX, L.P. · CIK 0001565683 · 10% owner EnCap Partners, LLC · CIK 0001664141 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,687,619 F1 · kind: Distribution of the common stock of Eclipse Resources Corporation (the "Issuer") by Eclipse Resources Holdings, L.P. ("Eclipse Holdings") to its limited partners in connection with the dissolution of Eclipse Holdings. F2 · balance_after: The reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"). EnCap Partners, LLC ("EnCap Partners") is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments L.P. ("EnCap Investments"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the sole general partner of EnCap Fund VIII. Therefore, EnCap Partners, EnCap Holdings, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP may be deemed to beneficially own these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.