Tapewire

NYSE · USD

YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $19.46 $0.00
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · derivative · entry 9

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,886

Underlying: Common Stock · 20,000 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionStock Appreciation Right · Derivative 20,602 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · derivative · entry 8

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,602 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 1,647 $38.00 $62,586.00
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 6

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,965

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Disposition to issuerCommon Stock 10,243 $38.00 $389,234.00
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 5

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 20,000 $19.46 $389,200.00
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 4

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 12,427 $37.50 $466,012.50
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 3

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Disposition to issuerCommon Stock 8,175 $37.50 $306,562.50
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 2

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,282

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:24 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 20,602 $14.88 $306,557.76
Disclosure

SEC source: 0001127602-17-026026 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:00 UTC GrantCommon Stock, par value $0.01 2,055 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030122 · doc1.xml · nonDerivative · entry 1

Yang William Wang · CIK 0001713245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:49 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Exercise / conversionStock Appreciation Right · Derivative 1,319 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001127602-17-024640 · form4.xml · derivative · entry 4

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,319 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:49 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
SaleCommon Stock 620 $35.83 $22,214.60
Disclosure

SEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 3

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:49 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Disposition to issuerCommon Stock 699 $35.86 $25,066.14
Disclosure

SEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 2

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Read SEC document
July 31, 2017 Filed Aug 2, 2017 00:49 UTC
Kuai JeffBrand GM, Pizza Hut Home Svs
Exercise / conversionCommon Stock 1,319 $19.00 $25,061.00
Disclosure

SEC source: 0001127602-17-024640 · form4.xml · nonDerivative · entry 1

Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Nov 8, 2017 02:01 UTC GiftCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,240

F1 · balance_after: This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse.

Read SEC document
June 07, 2017 Filed Nov 8, 2017 02:01 UTC GiftCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031558 · form4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

F1 · balance_after: This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse.

Read SEC document
May 17, 2017 Filed May 18, 2017 09:56 UTC
Ng ShellaChief Legal Officer, Corp. Sec
PurchaseCommon Stock 4,420 $34.75 $153,573.78
Disclosure

SEC source: 0001127602-17-018573 · form4.xml · nonDerivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.70 to $34.80. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.

Read SEC document
May 17, 2017 Filed May 19, 2017 13:18 UTC
Hsieh LouisDirector
PurchaseCommon Stock 30,000 $34.85 $1,045,440.00
Disclosure

SEC source: 0001127602-17-018733 · form4.xml · nonDerivative · entry 1

Hsieh Louis · CIK 0001686218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,080

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.75 to $35.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Right · Derivative 52,833 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · derivative · entry 6

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,833 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Right · Derivative 34,707 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · derivative · entry 5

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,707 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Disposition to issuerCommon Stock 11,153 $35.04 $390,801.12
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 4

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,142

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Disposition to issuerCommon Stock 16,978 $35.04 $594,909.12
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 3

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,295

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Exercise / conversionCommon Stock 52,833 $11.26 $594,899.58
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 2

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC
Pant MukteshDirector · Chief Executive Officer
Exercise / conversionCommon Stock 34,707 $11.26 $390,800.82
Disclosure

SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 1

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 18:37 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001127602-17-015800 · form4.xml · derivative · entry 4

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,602

Underlying: Common Stock · 20,000 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 18:37 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 11,272 $34.10 $384,375.20
Disclosure

SEC source: 0001127602-17-015800 · form4.xml · nonDerivative · entry 3

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Read SEC document
April 26, 2017 Filed Apr 27, 2017 18:37 UTC
Chu MarkSenior Advisor to CEO
Disposition to issuerCommon Stock 8,728 $34.10 $297,624.80
Disclosure

SEC source: 0001127602-17-015800 · form4.xml · nonDerivative · entry 2

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,127

Read SEC document
April 26, 2017 Filed Apr 27, 2017 18:37 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 20,000 $14.88 $297,600.00
Disclosure

SEC source: 0001127602-17-015800 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 19:39 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001127602-17-015592 · form4.xml · derivative · entry 4

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,602

Underlying: Common Stock · 20,000 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested in full.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 19:39 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 11,142 $33.60 $374,424.68
Disclosure

SEC source: 0001127602-17-015592 · form4.xml · nonDerivative · entry 3

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.60 to $33.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 19:39 UTC
Chu MarkSenior Advisor to CEO
Disposition to issuerCommon Stock 8,858 $33.60 $297,628.80
Disclosure

SEC source: 0001127602-17-015592 · form4.xml · nonDerivative · entry 2

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,997

Read SEC document
April 25, 2017 Filed Apr 26, 2017 19:39 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 20,000 $14.88 $297,600.00
Disclosure

SEC source: 0001127602-17-015592 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 08:15 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionStock Appreciation Right · Derivative 30,000 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001127602-17-014766 · form4.xml · derivative · entry 4

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602

Underlying: Common Stock · 30,000 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 08:15 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 16,472 $33.00 $543,576.00
Disclosure

SEC source: 0001127602-17-014766 · form4.xml · nonDerivative · entry 3

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Read SEC document
April 13, 2017 Filed Apr 17, 2017 08:15 UTC
Chu MarkSenior Advisor to CEO
Disposition to issuerCommon Stock 13,528 $33.00 $446,424.00
Disclosure

SEC source: 0001127602-17-014766 · form4.xml · nonDerivative · entry 2

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,327

Read SEC document
April 13, 2017 Filed Apr 17, 2017 08:15 UTC
Chu MarkSenior Advisor to CEO
Exercise / conversionCommon Stock 30,000 $14.88 $446,400.00
Disclosure

SEC source: 0001127602-17-014766 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 15:59 UTC
Sun RiuChief Growth Officer
SaleCommon Stock 3,377 $32.44 $109,550.22
Disclosure

SEC source: 0001127602-17-014719 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 11, 2017 Filed Apr 13, 2017 15:54 UTC
Chu MarkSenior Advisor to CEO
SaleCommon Stock 5,799 $32.50 $188,467.50
Disclosure

SEC source: 0001127602-17-014714 · form4.xml · nonDerivative · entry 1

Chu Mark · CIK 0001685842 · Senior Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

F1 · shares: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 18:42 UTC
Pant MukteshDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $31.17 $3,116,660.00
Disclosure

SEC source: 0001127602-17-014566 · form4.xml · nonDerivative · entry 1

Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,733

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.03 to $31.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 4,971 $0.00 Strike: $26.64 $0.00
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · derivative · entry 7

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,913

Underlying: Common Stock · 4,971 shares

Expires 2025-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 7/16/2015.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 14,451 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · derivative · entry 6

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,356

Underlying: Common Stock · 14,451 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
SaleCommon Stock 5,422 $31.22 $169,299.78
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · nonDerivative · entry 5

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.22 to $31.251. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 4,245 $31.20 $132,444.00
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · nonDerivative · entry 4

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 9,755 $31.20 $304,356.00
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · nonDerivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,044

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 4,971 $26.64 $132,427.44
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 12:42 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 14,451 $21.06 $304,338.06
Disclosure

SEC source: 0001127602-17-014613 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:18 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005651 · form4.xml · derivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:21 UTC
Stedem TedChief Financial Officer
GrantStock Appreciation Right · Derivative 111,774 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005653 · form4.xml · derivative · entry 1

Stedem Ted · CIK 0001685976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,774

Underlying: Common Stock · 111,774 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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February 10, 2017 Filed Feb 13, 2017 21:02 UTC
Lo ChristabelChief People Officer
GrantStock Appreciation Right · Derivative 46,573 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005627 · form4.xml · derivative · entry 1

Lo Christabel · CIK 0001685792 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,573

Underlying: Common Stock · 46,573 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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February 10, 2017 Filed Feb 13, 2017 21:15 UTC
Tan DannyChief Support Officer
GrantStock Appreciation Right · Derivative 37,258 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005647 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Support Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258

Underlying: Common Stock · 37,258 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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February 10, 2017 Filed Feb 13, 2017 21:10 UTC
Lee TedVP & Brand GM Little Sheep
GrantStock Appreciation Right · Derivative 20,492 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001127602-17-005637 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492

Underlying: Common Stock · 20,492 shares

Expires 2027-02-10

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.