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YUMC

Yum China Holdings, Inc.

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1255
SEC CIK
0001673358
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923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 18:41 UTC GrantCommon Stock 4,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019962 · form4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,843

F1 · shares: The transaction reported on this Form 4 reflects a change to the Issuer's pay cycle to directors to June 1, 2018. This award reflects the annual stock retainer granted to non-employee directors for services from June 1, 2018 to May 31, 2019, net of the grant previously made to the Reporting Person for the period from June 1, 2018 to October 31, 2018.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:32 UTC GrantCommon Stock, par value $0.01 4,607 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027313 · doc1.xml · nonDerivative · entry 1

Yang William Wang · CIK 0001713245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,302

Read SEC document
May 22, 2018 Filed May 23, 2018 06:25 UTC
Yuen AikenChief People Officer
Exercise / conversionStock Appreciation Right · Derivative 2,337 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001127602-18-018499 · form4.xml · derivative · entry 4

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,337 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
May 22, 2018 Filed May 23, 2018 06:25 UTC
Yuen AikenChief People Officer
SaleCommon Stock 1,805 $38.96 $70,322.80
Disclosure

SEC source: 0001127602-18-018499 · form4.xml · nonDerivative · entry 3

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 22, 2018 Filed May 23, 2018 06:25 UTC
Yuen AikenChief People Officer
Disposition to issuerCommon Stock 532 $38.90 $20,694.80
Disclosure

SEC source: 0001127602-18-018499 · form4.xml · nonDerivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805

Read SEC document
May 22, 2018 Filed May 23, 2018 06:25 UTC
Yuen AikenChief People Officer
Exercise / conversionCommon Stock 2,337 $8.84 $20,659.08
Disclosure

SEC source: 0001127602-18-018499 · form4.xml · nonDerivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:05 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 13 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012699 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,672

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:06 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 26 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012700 · form4.xml · derivative · entry 2

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:06 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 2 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012700 · form4.xml · derivative · entry 1

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:04 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012698 · form4.xml · derivative · entry 4

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F7 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:04 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012698 · form4.xml · derivative · entry 3

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F6 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:04 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 17 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012698 · form4.xml · derivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,464

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:04 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 60 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012698 · form4.xml · derivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,374

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% per year beginning one year from 11/1/2017. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:54 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012692 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:54 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 11 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012692 · form4.xml · derivative · entry 2

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,656

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:54 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012692 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F4 · balance_after: Amount reported includes 39 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:10 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012702 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:10 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012702 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F5 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:10 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012702 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,454

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 23:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 11 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012694 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,656

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 23:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012694 · form4.xml · derivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F5 · balance_after: Amount reported includes 39 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 23:57 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 10 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012694 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,478

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 4

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F7 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F6 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 26 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:52 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 48 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012691 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:08 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012701 · form4.xml · derivative · entry 3

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,622

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:08 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012701 · form4.xml · derivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F5 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:08 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 181 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012701 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,666

Underlying: Common Stock · 181 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 21, 2018 Filed Mar 23, 2018 19:58 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012695 · form4.xml · derivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:58 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 12 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012695 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 21, 2018 Filed Mar 23, 2018 19:55 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012693 · form4.xml · derivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 19:55 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012693 · form4.xml · derivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F5 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

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March 21, 2018 Filed Mar 23, 2018 19:55 UTC
Sun RiuChief Growth Officer
GrantRestricted Stock Unit · Derivative 12 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012693 · form4.xml · derivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:02 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 11 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012697 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,656

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:02 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012697 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

F5 · balance_after: Amount reported includes 39 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.

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March 21, 2018 Filed Mar 23, 2018 20:02 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012697 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:11 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 5 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012703 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:00 UTC
Pant MukteshDirector · Vice Chairman, Sr. Advisor
GrantRestricted Stock Unit · Derivative 134 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-012696 · form4.xml · derivative · entry 1

Pant Muktesh · CIK 0001456722 · Director · Vice Chairman, Sr. Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,866

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 06:19 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionStock Appreciation Right · Derivative 4,505 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001127602-18-008584 · form4.xml · derivative · entry 4

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,505 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vested in full.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 06:19 UTC
Tan DannyChief Supply Chain Officer
SaleCommon Stock 3,610 $44.50 $160,645.00
Disclosure

SEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534

F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 06:19 UTC
Tan DannyChief Supply Chain Officer
Disposition to issuerCommon Stock 895 $44.50 $39,827.50
Disclosure

SEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144

F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 06:19 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionCommon Stock 4,505 $8.84 $39,824.20
Disclosure

SEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 17:54 UTC
Sun RiuChief Growth Officer
Exercise / conversionStock Appreciation Right · Derivative 14,452 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001127602-18-006142 · form4.xml · derivative · entry 4

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,904

Underlying: Common Stock · 14,452 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 17:54 UTC
Sun RiuChief Growth Officer
SaleCommon Stock 10,054 $40.15 $403,668.10
Disclosure

SEC source: 0001127602-18-006142 · form4.xml · nonDerivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.07 to $40.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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February 12, 2018 Filed Feb 14, 2018 17:54 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 7,568 $40.22 $304,384.96
Disclosure

SEC source: 0001127602-18-006142 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Read SEC document
February 12, 2018 Filed Feb 14, 2018 17:54 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 14,452 $21.06 $304,359.12
Disclosure

SEC source: 0001127602-18-006142 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 06:51 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantStock Appreciation Right · Derivative 32,543 $0.00 Strike: $40.29 $0.00
Disclosure

SEC source: 0001127602-18-005308 · form4.xml · derivative · entry 2

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,543

Underlying: Common Stock · 32,543 shares

Expires 2028-02-09

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 06:51 UTC
LO JACKY WEI-JYECFO, Treasurer
GrantRestricted Stock Unit · Derivative 10,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005308 · form4.xml · derivative · entry 1

LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,921

Underlying: Common Stock · 10,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 06:18 UTC
Ng ShellaChief Legal Officer, Corp. Sec
GrantRestricted Stock Unit · Derivative 7,447 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005294 · form4.xml · derivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,447

Underlying: Common Stock · 7,447 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.