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Nasdaq · USD

XNCR

Xencor Inc

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4487
SEC CIK
0001326732
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2023 Filed Mar 7, 2023 02:34 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 2,851 $31.54 $89,915.12
Disclosure

SEC source: 0001127602-23-009203 · form4.xml · nonDerivative · entry 2

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,134

F2 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,869 restricted stock units.

F3 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 380 shares acquired in June 2022 and 269 shares acquired in December 2022.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 02:23 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 919 $31.54 $28,983.51
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,715

F2 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 02:13 UTC
Eckert CeliaVP, GENERAL COUNSEL
SaleCommon Stock 427 $31.54 $13,466.77
Disclosure

SEC source: 0001127602-23-009197 · form4.xml · nonDerivative · entry 2

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,149

F2 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units.

F3 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 746 shares acquired in June 2022 and 350 shares acquired in December 2022.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 02:05 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 1,232 $31.54 $38,854.94
Disclosure

SEC source: 0001127602-23-009192 · form4.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,151

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,029 restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:34 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantStock Options · Derivative 315,126 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009203 · form4.xml · derivative · entry 3

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,126

Underlying: Common Stock · 315,126 shares

Expires 2033-03-01

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:34 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantCommon Stock 52,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009203 · form4.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,985

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:23 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantStock Options · Derivative 72,029 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,029

Underlying: Common Stock · 72,029 shares

Expires 2033-03-01

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:23 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantCommon Stock 12,005 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,634

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:13 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantStock Options · Derivative 63,025 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009197 · form4.xml · derivative · entry 3

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,025

Underlying: Common Stock · 63,025 shares

Expires 2033-03-01

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:13 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantCommon Stock 10,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009197 · form4.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,576

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:09 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantStock Options · Derivative 90,036 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009195 · form4.xml · derivative · entry 2

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,036

Underlying: Common Stock · 90,036 shares

Expires 2033-03-01

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:09 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantCommon Stock 15,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009195 · form4.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,527

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:05 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantStock Options · Derivative 112,545 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009192 · form4.xml · derivative · entry 3

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,545

Underlying: Common Stock · 112,545 shares

Expires 2033-03-01

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:05 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantCommon Stock 18,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009192 · form4.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,383

F2 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 3,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 3,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 9,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,629

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 255 shares acquired in June 2022 and 783 shares acquired in December 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 23:46 UTC
Yang AllenSR. VICE PRESIDENT & CMO
SaleCommon Stock 3,737 $27.00 $100,910.21
Disclosure

SEC source: 0001127602-22-028114 · form4.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,521

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,634 restricted stock units.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 428 shares acquired in June 2022 and 301 shares acquired in December 2022.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 16:22 UTC GrantStock Option (Right to Buy) · Derivative 35,282 $0.00 Strike: $25.32 $0.00
Disclosure

SEC source: 0001127602-22-022254 · form4.xml · derivative · entry 1

Valente Nancy · CIK 0001891344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,282

Underlying: Common Stock · 35,282 shares

Expires 2032-09-08

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on September 8, 2023, and the remaining shares vest in equal monthly installments over the subsequent 24 months.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 16:53 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018174 · form4.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:52 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018172 · form4.xml · derivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:50 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018171 · form4.xml · derivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:36 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018160 · form4.xml · derivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:35 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018158 · form4.xml · derivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:49 UTC GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018169 · form4.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:34 UTC
Feigal EllenDirector
GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018157 · form4.xml · derivative · entry 1

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:01 UTC
Yang AllenSR. VICE PRESIDENT & CMO
SaleCommon Stock 1,200 $28.94 $34,723.44
Disclosure

SEC source: 0001415889-22-002841 · form4-03102022_050331.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,529

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,087 restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:01 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 690 $28.93 $19,964.81
Disclosure

SEC source: 0001415889-22-002840 · form4-03102022_050322.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,591

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
SaleCommon Stock 789 $28.91 $22,810.07
Disclosure

SEC source: 0001415889-22-002842 · form4-03102022_050338.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,976

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 1,172 $29.13 $34,140.48
Disclosure

SEC source: 0001415889-22-002839 · form4-03102022_050309.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,625

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,473 restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 2,494 $29.00 $72,326.50
Disclosure

SEC source: 0001415889-22-002838 · form4-03102022_050302.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,815

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,333 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $29.0002, and the range of prices were between $29.00 and $29.05. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantStock Options · Derivative 66,348 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002667 · form4-03072022_050329.xml · derivative · entry 2

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,348

Underlying: Common Stock · 66,348 shares

Expires 2032-03-03

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantCommon Stock 33,174 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002667 · form4-03072022_050329.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,729

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantStock Options · Derivative 46,444 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,444

Underlying: Common Stock · 46,444 shares

Expires 2032-03-03

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantCommon Stock 23,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,281

F2 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 971 $29.86 $28,994.16
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,059

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantStock Options · Derivative 39,809 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002666 · form4-03072022_050324.xml · derivative · entry 3

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,809

Underlying: Common Stock · 39,809 shares

Expires 2032-03-03

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantCommon Stock 19,904 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002666 · form4-03072022_050324.xml · nonDerivative · entry 2

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,765

F3 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
SaleCommon Stock 451 $29.91 $13,487.16
Disclosure

SEC source: 0001415889-22-002666 · form4-03072022_050324.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 377 shares acquired in June 2021 and 418 shares acquired in December 2021.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantStock Options · Derivative 71,656 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002664 · form4-03072022_050312.xml · derivative · entry 3

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,656

Underlying: Common Stock · 71,656 shares

Expires 2023-03-03

F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantCommon Stock 35,828 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002664 · form4-03072022_050312.xml · nonDerivative · entry 2

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,797

F3 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 1,240 $29.86 $37,032.23
Disclosure

SEC source: 0001415889-22-002664 · form4-03072022_050312.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,969

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,028 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $29.8647, and the range of prices were between $29.86 and $29.88. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantStock Options · Derivative 298,567 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002663 · form4-03072022_050304.xml · derivative · entry 3

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,567

Underlying: Common Stock · 298,567 shares

Expires 2032-03-02

F5 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantCommon Stock 49,761 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002663 · form4-03072022_050304.xml · nonDerivative · entry 2

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,309

F4 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

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March 03, 2022 Filed Mar 7, 2022 22:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 2,929 $29.90 $87,580.91
Disclosure

SEC source: 0001415889-22-002663 · form4-03072022_050304.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,548

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,868 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $29.9013, and the range of prices were between $29.86 and $29.93. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 196 shares acquired in June 2021 and 218 shares acquired in December 2021.

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December 21, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,030

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December 17, 2021 Filed Dec 20, 2021 22:00 UTC
Yang AllenSR. VICE PRESIDENT & CMO
SaleCommon Stock 3,664 $36.62 $134,177.51
Disclosure

SEC source: 0001415889-21-006125 · form4-12202021_051203.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,555

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,633 restricted stock units.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 280 shares acquired in June 2021 and 281 shares acquired in December 2021.

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December 16, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 9

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 2,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

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December 16, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 7

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 2,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.