Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
ConversionCommon Stock | 4,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · nonDerivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
ConversionCommon Stock | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
ConversionCommon Stock | 41,591 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
Tullis Growth Fund, L.P.10% owner
TULLIS GROWTH FUND II, L.P.10% owner
|
OtherWarrants · Derivative | 11,498 | $14.32 Strike: $14.32 | $164,691.60 |
DisclosureSEC source: 0000899243-19-024086 · doc4.xml · derivative · entry 4 TULLIS DICKERSON CAPITAL FOCUS III, L.P. · CIK 0001144359 · 10% owner Tullis Growth Fund, L.P. · CIK 0001606950 · 10% owner TULLIS GROWTH FUND II, L.P. · CIK 0001746842 · 10% owner TULLIS DICKERSON PARTNERS III, L.L.C. · CIK 0001144364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 11,498 shares Expires not disclosed F3 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F3 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F4 · derivative.underlying: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock. F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. F5 · ownership.nature: Includes warrants held by Tullis and Tullis Growth, respectively, to purchase 43 shares of the Issuer's Common Stock and warrants to purchase 11,455 shares of the Issuer's Common Stock. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
Tullis Growth Fund, L.P.10% owner
TULLIS GROWTH FUND II, L.P.10% owner
|
Tax withholdingCommon Stock | 8,865 | $18.58 | $164,711.70 |
DisclosureSEC source: 0000899243-19-024086 · doc4.xml · nonDerivative · entry 2 TULLIS DICKERSON CAPITAL FOCUS III, L.P. · CIK 0001144359 · 10% owner Tullis Growth Fund, L.P. · CIK 0001606950 · 10% owner TULLIS GROWTH FUND II, L.P. · CIK 0001746842 · 10% owner TULLIS DICKERSON PARTNERS III, L.L.C. · CIK 0001144364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,732 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 21:50 UTC |
Tullis Growth Fund, L.P.10% owner
TULLIS GROWTH FUND II, L.P.10% owner
|
OtherCommon Stock | 11,498 | $14.32 | $164,691.60 |
DisclosureSEC source: 0000899243-19-024086 · doc4.xml · nonDerivative · entry 1 TULLIS DICKERSON CAPITAL FOCUS III, L.P. · CIK 0001144359 · 10% owner Tullis Growth Fund, L.P. · CIK 0001606950 · 10% owner TULLIS GROWTH FUND II, L.P. · CIK 0001746842 · 10% owner TULLIS DICKERSON PARTNERS III, L.L.C. · CIK 0001144364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,597 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
PALLARES EBETUELDirector
|
OtherWarrants · Derivative | 3,839 | $14.32 Strike: $14.32 | $54,987.92 |
DisclosureSEC source: 0000899243-19-024082 · doc4.xml · derivative · entry 4 PALLARES EBETUEL · CIK 0001614597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,839 shares Expires not disclosed F2 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F2 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F3 · derivative.underlying: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock. F1 · ownership.nature: The shares reported on this form are held of record by PCM/Exagen, L.P. ("PCM"). Ebetuel Pallares is a co-manager of PCM. As a result, each of PCM and Dr. Pallares may be deemed to share beneficial ownership of the shares held of record by PCM. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
PALLARES EBETUELDirector
|
Tax withholdingCommon Stock | 2,960 | $18.58 | $54,996.80 |
DisclosureSEC source: 0000899243-19-024082 · doc4.xml · nonDerivative · entry 2 PALLARES EBETUEL · CIK 0001614597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,058 F1 · ownership.nature: The shares reported on this form are held of record by PCM/Exagen, L.P. ("PCM"). Ebetuel Pallares is a co-manager of PCM. As a result, each of PCM and Dr. Pallares may be deemed to share beneficial ownership of the shares held of record by PCM. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
PALLARES EBETUELDirector
|
OtherCommon Stock | 3,839 | $14.32 | $54,987.92 |
DisclosureSEC source: 0000899243-19-024082 · doc4.xml · nonDerivative · entry 1 PALLARES EBETUEL · CIK 0001614597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,018 F1 · ownership.nature: The shares reported on this form are held of record by PCM/Exagen, L.P. ("PCM"). Ebetuel Pallares is a co-manager of PCM. As a result, each of PCM and Dr. Pallares may be deemed to share beneficial ownership of the shares held of record by PCM. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
OtherWarrants · Derivative | 10,557 | $14.32 Strike: $14.32 | $151,213.19 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 7 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,557 shares Expires not disclosed F4 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F4 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F5 · derivative.underlying: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock. F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
ConversionWarrants · Derivative | 31,918 | $1.84 Strike: $1.84 | $58,729.12 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 6 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 31,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants are currently exercisable and will expire on March 31, 2026. F3 · derivative.expiration_date: The warrants are currently exercisable and will expire on March 31, 2026. F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
ConversionWarrants · Derivative | 170,093 | $1.84 Strike: $1.84 | $312,971.12 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 5 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 170,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The warrants are currently exercisable and will expire on January 19, 2026. F2 · derivative.expiration_date: The warrants are currently exercisable and will expire on January 19, 2026. F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
Tax withholdingCommon Stock | 28,106 | $18.58 | $522,209.48 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 3 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 185,178 F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
OtherCommon Stock | 10,557 | $14.32 | $151,213.19 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 2 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,284 F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
Hunt Holdings Limited Partnership10% owner
HuntVest, LLC10% owner
Hunt Guaranty Inc.10% owner
Hunt Woody L10% owner
|
OtherCommon Stock | 202,011 | $1.84 | $371,700.24 |
DisclosureSEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 1 Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner HuntVest, LLC · CIK 0001788613 · 10% owner Hunt Guaranty Inc. · CIK 0001788612 · 10% owner Hunt Woody L · CIK 0001339890 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 202,727 F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
OtherWarrants · Derivative | 19,825 | $14.32 Strike: $14.32 | $283,963.39 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · derivative · entry 7 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 19,825 shares Expires not disclosed F4 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F4 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F5 · derivative.underlying_shares: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock. F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. F6 · ownership.nature: Represents securities held of record by NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
ConversionWarrants · Derivative | 69,696 | $1.84 Strike: $1.84 | $128,240.64 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · derivative · entry 6 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 69,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants are currently exercisable and will expire on March 31, 2026. F3 · derivative.expiration_date: The warrants are currently exercisable and will expire on March 31, 2026. F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. F6 · ownership.nature: Represents securities held of record by NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
ConversionWarrants · Derivative | 280,127 | $1.84 Strike: $1.84 | $515,433.68 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · derivative · entry 5 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 280,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The warrants are currently exercisable and will expire on January 19, 2026. F2 · derivative.expiration_date: The warrants are currently exercisable and will expire on January 19, 2026. F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. F6 · ownership.nature: Represents securities held of record by NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
Tax withholdingCommon Stock | 49,860 | $18.58 | $926,398.80 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · nonDerivative · entry 3 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 331,862 F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
OtherCommon Stock | 19,825 | $14.32 | $283,963.39 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · nonDerivative · entry 2 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 381,722 F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
NMSIC Focused LLC10% owner
Sun Mountain Capital Partners LLC10% owner
|
OtherCommon Stock | 349,823 | $1.84 | $643,674.32 |
DisclosureSEC source: 0000899243-19-024083 · doc4.xml · nonDerivative · entry 1 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner NMSIC Focused LLC · CIK 0001788394 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 361,897 F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC") and NMSIC Focused, LLC ("NMSIC Focused"). NMSIC is the sole member of NMSIC Focused. Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC and NMSIC Focused. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC and NMSIC Focused. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
OtherWarrants · Derivative | 11,498 | $14.32 Strike: $14.32 | $164,691.60 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · derivative · entry 7 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 11,498 shares Expires not disclosed F3 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F3 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering. F4 · derivative.underlying: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock. F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. F5 · ownership.nature: Includes warrants held by Tullis and Tullis Growth, respectively, to purchase 43 shares of the Issuer's Common Stock and warrants to purchase 11,455 shares of the Issuer's Common Stock. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
Tax withholdingCommon Stock | 8,865 | $18.58 | $164,711.70 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,732 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document |
| September 19, 2019 Filed Sep 24, 2019 01:45 UTC |
TULLIS JAMES L LDirector · 10% owner
|
OtherCommon Stock | 11,498 | $14.32 | $164,691.60 |
DisclosureSEC source: 0000899243-19-024081 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,597 F1 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:56 UTC |
Elliott Jeffrey ThomasDirector
|
GrantStock Option (right to buy) · Derivative | 13,613 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024013 · doc4.xml · derivative · entry 1 Elliott Jeffrey Thomas · CIK 0001689757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 Underlying: Common Stock · 13,613 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on October 18, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 23:01 UTC |
Rocca Fortunato R.Director · President and CEO
|
GrantStock Option(right to buy) · Derivative | 138,659 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024019 · doc4.xml · derivative · entry 1 Rocca Fortunato R. · CIK 0001492734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,659 Underlying: Common Stock · 138,659 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on September 18, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:55 UTC |
Nova Tina SusanDirector
|
GrantStock Option (right to buy) · Derivative | 13,613 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024012 · doc4.xml · derivative · entry 1 Nova Tina Susan · CIK 0001302605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 Underlying: Common Stock · 13,613 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on October 18, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:58 UTC |
Adawi KamalChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 21,635 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024016 · doc4.xml · derivative · entry 1 Adawi Kamal · CIK 0001788393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,635 Underlying: Common Stock · 21,635 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on September 18, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:59 UTC |
Dervieux ThierryChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 10,891 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024017 · doc4.xml · derivative · entry 1 Dervieux Thierry · CIK 0001614917 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,891 Underlying: Common Stock · 10,891 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on September 18, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:51 UTC |
Burrell ChetDirector
|
GrantStock Option (right to buy) · Derivative | 13,613 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024008 · doc4.xml · derivative · entry 1 Burrell Chet · CIK 0001788356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 Underlying: Common Stock · 13,613 shares Expires 2029-09-17 F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on October 18, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.