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Hunt Guaranty Inc.

Disclosed activity across 1 company

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143455
SEC CIK
0001788612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EXAGEN INC.XGN · Entity 93510% ownerJanuary 22, 2021January 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXAGEN INC.

Report date January 22, 2021 · Filed January 26, 2021

Jointly reported with Hunt Holdings Limited Partnership, HuntVest, LLC, Hunt Woody L

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote1,261,324 Last balance in matching sequence After 2021-01-25 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-01-22 · Sale · Disposed 23,646 · Balance 1,289,345

F1: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Row 2 · 2021-01-25 · Sale · Disposed 28,021 · Balance 1,261,324

F1: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2021 Filed Jan 26, 2021 23:30 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 28,021 $16.01 $448,616.21
Disclosure

SEC source: 0000950142-21-000246 · es210127396_4-hhlp.xml · nonDerivative · entry 2

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,261,324

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 23:30 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 23,646 $16.07 $379,991.22
Disclosure

SEC source: 0000950142-21-000246 · es210127396_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,289,345

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 21, 2021 Filed Jan 21, 2021 21:54 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 50,000 $16.01 $800,700.00
Disclosure

SEC source: 0000950142-21-000211 · es210126561_4-hhlp.xml · nonDerivative · entry 3

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,312,991

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 21:54 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 30,000 $16.13 $483,990.00
Disclosure

SEC source: 0000950142-21-000211 · es210126561_4-hhlp.xml · nonDerivative · entry 2

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,362,991

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:54 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 30,000 $16.00 $480,048.00
Disclosure

SEC source: 0000950142-21-000211 · es210126561_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,392,991

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 00:34 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 15,000 $16.04 $240,583.50
Disclosure

SEC source: 0000950142-21-000106 · es210125300_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,422,991

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 02:50 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 7,394 $16.03 $118,525.82
Disclosure

SEC source: 0000950142-21-000066 · es210234478_4-hhlp.xml · nonDerivative · entry 3

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,437,991

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 02:50 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 15,186 $16.07 $244,039.02
Disclosure

SEC source: 0000950142-21-000066 · es210234478_4-hhlp.xml · nonDerivative · entry 2

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,445,385

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
January 07, 2021 Filed Jan 12, 2021 02:50 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 10,000 $16.04 $160,400.00
Disclosure

SEC source: 0000950142-21-000066 · es210234478_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,460,571

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:59 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 150 $16.00 $2,400.00
Disclosure

SEC source: 0000950142-20-002506 · es200108038_4-hhlp.xml · nonDerivative · entry 3

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,470,571

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:59 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 9,045 $16.06 $145,262.70
Disclosure

SEC source: 0000950142-20-002506 · es200108038_4-hhlp.xml · nonDerivative · entry 2

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,470,721

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:59 UTC EXAGEN INC. XGN · Entity 935 SaleCommon Stock 6,752 $16.04 $108,302.08
Disclosure

SEC source: 0000950142-20-002506 · es200108038_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,479,766

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 17:06 UTC EXAGEN INC. XGN · Entity 935 OtherCommon Stock 7,703 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-001148 · es2000648_4-hhlp.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,486,518

F1 · kind: Pro rata distribution from a limited partnership.

F2 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionSeries H Redeemable Convertible Preferred Stock · Derivative 54,145,517 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 12

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 294,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F10 · price: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.exercise_date: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.expiration_date: The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionSeries F Redeemable Convertible Preferred Stock · Derivative 60,028,640 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 11

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 326,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F9 · price: The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F9 · derivative.exercise_date: The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F9 · derivative.expiration_date: The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionSeries E Redeemable Convertible Preferred Stock · Derivative 37,096,550 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 10

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 647,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F8 · price: The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F8 · derivative.exercise_date: The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F8 · derivative.expiration_date: The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionSeries C Redeemable Convertible Preferred Stock · Derivative 1,330,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 9

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 23,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F7 · price: The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F7 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F7 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionSeries A-3 Redeemable Convertible Preferred Stock · Derivative 219,548 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 8

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F6 · price: The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F6 · derivative.exercise_date: The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

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September 23, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionCommon Stock 1,293,637 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 4

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,478,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

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September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 OtherWarrants · Derivative 10,557 $14.32 Strike: $14.32 $151,213.19
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 7

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,557 shares

Expires not disclosed

F4 · derivative.exercise_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering.

F5 · derivative.underlying: Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

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September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionWarrants · Derivative 31,918 $1.84 Strike: $1.84 $58,729.12
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 6

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 31,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The warrants are currently exercisable and will expire on March 31, 2026.

F3 · derivative.expiration_date: The warrants are currently exercisable and will expire on March 31, 2026.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

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September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 ConversionWarrants · Derivative 170,093 $1.84 Strike: $1.84 $312,971.12
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · derivative · entry 5

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 170,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The warrants are currently exercisable and will expire on January 19, 2026.

F2 · derivative.expiration_date: The warrants are currently exercisable and will expire on January 19, 2026.

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

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September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 Tax withholdingCommon Stock 28,106 $18.58 $522,209.48
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 3

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 185,178

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 OtherCommon Stock 10,557 $14.32 $151,213.19
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 2

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 213,284

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document
September 19, 2019 Filed Sep 24, 2019 01:45 UTC EXAGEN INC. XGN · Entity 935 OtherCommon Stock 202,011 $1.84 $371,700.24
Disclosure

SEC source: 0000899243-19-024084 · doc4.xml · nonDerivative · entry 1

Hunt Holdings Limited Partnership · CIK 0001788338 · 10% owner

HuntVest, LLC · CIK 0001788613 · 10% owner

Hunt Guaranty Inc. · CIK 0001788612 · 10% owner

Hunt Woody L · CIK 0001339890 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 202,727

F1 · ownership.nature: Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.