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XFLT
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Export transactions ↓Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 16, 2020 17:01 UTC |
McGarrity John PChief Legal & Secretary
|
PurchaseCommon Shares of Beneficial Interest | 2,520 | $5.54 | $13,954.25 |
DisclosureSEC source: 0001718129-20-000001 · primary_doc.xml · nonDerivative · entry 1 McGarrity John P · CIK 0001718129 · Chief Legal & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,951 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:45 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Interest | 3,000 | $5.69 | $17,070.00 |
DisclosureSEC source: 0001718133-20-000007 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,210.037 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 20:08 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 500 | $5.80 | $2,900.00 |
DisclosureSEC source: 0001718133-20-000003 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,210.037 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 20:08 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 400 | $5.90 | $2,360.00 |
DisclosureSEC source: 0001718133-20-000003 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,710.037 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 20:08 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 400 | $5.95 | $2,380.00 |
DisclosureSEC source: 0001718133-20-000003 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,310.037 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 20:08 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 500 | $6.00 | $3,000.00 |
DisclosureSEC source: 0001718133-20-000003 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,910.037 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC Amendment |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 500 | $5.85 | $2,925.00 |
DisclosureSEC source: 0001718133-20-000004 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,210.037 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC Amendment |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 400 | $5.90 | $2,360.00 |
DisclosureSEC source: 0001718133-20-000004 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,710.037 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC Amendment |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 400 | $5.95 | $2,380.00 |
DisclosureSEC source: 0001718133-20-000004 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,310.037 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC Amendment |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 500 | $6.00 | $3,000.00 |
DisclosureSEC source: 0001718133-20-000004 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,910.037 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 18:32 UTC |
Jones Scott CTrustee
|
SaleCommon Shares of Beneficial Interest | 224.522 | $6.82 | $1,530.12 |
DisclosureSEC source: 0001332125-20-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450.8909 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 19:21 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Interest | 5,000 | $7.38 | $36,900.00 |
DisclosureSEC source: 0001718133-20-000002 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,410.037 Read SEC document |
| January 21, 2020 Filed Jan 21, 2020 19:19 UTC |
McCulloch BenjaminSecretary & CLO
|
PurchaseCommon Shares of Beneficial Interest | 300 | $8.24 | $2,472.00 |
DisclosureSEC source: 0001796252-20-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 17:02 UTC |
Brombach Theodore JPresident&CEO
|
PurchaseCommon Shares of Beneficial Interest | 612 | $8.17 | $5,000.04 |
DisclosureSEC source: 0001718218-20-000001 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President&CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,376 Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 19:26 UTC |
Jones Scott CTrustee
|
PurchaseCommon Shares of Beneficial Interest | 582.4127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001332125-20-000001 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,553.2054 F1 · price: Includes 582.4127 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 14:44 UTC Amendment |
Brombach Theodore JPresident&CEO
|
PurchaseCommon Shares of Beneficial Interest | 612 | $8.17 | $5,000.04 |
DisclosureSEC source: 0001718218-20-000002 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President&CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,376 Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 17:02 UTC |
Brombach Theodore JPresident&CEO
|
PurchaseCommon Shares of Beneficial Interest | 609 | $8.20 | $4,993.80 |
DisclosureSEC source: 0001718218-20-000001 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President&CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,764 Read SEC document |
| January 09, 2020 Filed Jan 14, 2020 14:44 UTC Amendment |
Brombach Theodore JPresident&CEO
|
PurchaseCommon Shares of Beneficial Interest | 609 | $8.20 | $4,993.80 |
DisclosureSEC source: 0001718218-20-000002 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President&CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,764 Read SEC document |
| April 03, 2019 Filed Apr 3, 2019 15:41 UTC |
Dingens GregoryTrustee
|
PurchaseCommon Shares of Beneficial Interest | 1,200 | $8.72 | $10,466.40 |
DisclosureSEC source: 0001707261-19-000001 · primary_doc.xml · nonDerivative · entry 1 Dingens Gregory · CIK 0001707261 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,200 Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 20:20 UTC |
Jones Scott CTrustee
|
PurchaseCommon Shares of Beneficial Interest | 3,008 | $8.31 | $24,996.18 |
DisclosureSEC source: 0001332125-19-000001 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,970.7927 F1 · balance_after: Includes 24.7404 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 16:59 UTC |
Basmadjian Lauren MichellePortfolio Manager
|
PurchaseCommon Shares | 8,066 | $7.99 | $64,447.34 |
DisclosureSEC source: 0000894579-19-000010 · form4.xml · nonDerivative · entry 2 Basmadjian Lauren Michelle · CIK 0001717844 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.10, inclusive. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:59 UTC |
Basmadjian Lauren MichellePortfolio Manager
|
PurchaseCommon Shares | 4,434 | $8.08 | $35,826.72 |
DisclosureSEC source: 0000894579-19-000010 · form4.xml · nonDerivative · entry 1 Basmadjian Lauren Michelle · CIK 0001717844 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.06 to $8.10, inclusive. The reporting person undertakes to provide to XAI Octagon Floating Rate & Alternative Income Term Trust, any security holder of XAI Octagon Floating Rate & Alternative Income Term Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 21:42 UTC |
Jones Scott CTrustee
|
PurchaseCommon Shares of Beneficial Interest | 300 | $7.37 | $2,211.00 |
DisclosureSEC source: 0001332125-18-000003 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938.0523 F1 · balance_after: Includes 21.2874 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 22:34 UTC |
Spence John YogiCFO & Treasurer
|
PurchaseCommon Shares of Beneficial Interest | 2,500 | $7.37 | $18,425.00 |
DisclosureSEC source: 0001718133-18-000031 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,889 Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 17:49 UTC |
FRANKLIN PHILIP GTrustee
|
PurchaseCommon Shares of Beneficial Interest | 3,206 | $9.21 | $29,520.85 |
DisclosureSEC source: 0001186522-18-000001 · primary_doc.xml · nonDerivative · entry 1 FRANKLIN PHILIP G · CIK 0001186522 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,206 Read SEC document |
| October 25, 2018 Filed Nov 6, 2018 13:45 UTC |
Dingens GregoryTrustee
|
PurchaseCommon Shares of Beneficial Interest | 2,000 | $9.45 | $18,898.00 |
DisclosureSEC source: 0001707261-18-000001 · primary_doc.xml · nonDerivative · entry 1 Dingens Gregory · CIK 0001707261 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 19:01 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 100 | $9.88 | $988.00 |
DisclosureSEC source: 0001718133-18-000030 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,389 Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 19:27 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 100 | $9.88 | $988.00 |
DisclosureSEC source: 0001718218-18-000029 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,155 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 18:15 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 400 | $9.88 | $3,950.00 |
DisclosureSEC source: 0001718133-18-000029 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,489 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 18:23 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 400 | $9.88 | $3,950.00 |
DisclosureSEC source: 0001718218-18-000028 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,255 Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 15:02 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 7 | $9.80 | $68.60 |
DisclosureSEC source: 0001718133-18-000028 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,889 Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 15:16 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 100 | $9.80 | $980.00 |
DisclosureSEC source: 0001718218-18-000027 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,655 Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 14:45 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 100 | $9.80 | $980.00 |
DisclosureSEC source: 0001718133-18-000027 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,896 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 19:54 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 100 | $9.83 | $983.00 |
DisclosureSEC source: 0001718133-18-000026 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,996 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 20:02 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 100 | $9.83 | $983.00 |
DisclosureSEC source: 0001718218-18-000026 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,755 Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 20:12 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 1,080 | $9.85 | $10,641.89 |
DisclosureSEC source: 0001718133-18-000025 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,096 Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 20:18 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 1,080 | $9.85 | $10,641.89 |
DisclosureSEC source: 0001718218-18-000025 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,855 Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 17:40 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 511 | $9.81 | $5,015.11 |
DisclosureSEC source: 0001718133-18-000024 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,176 Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 17:47 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 600 | $9.82 | $5,890.02 |
DisclosureSEC source: 0001718218-18-000024 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,935 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:07 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 1,200 | $9.82 | $11,783.52 |
DisclosureSEC source: 0001718133-18-000023 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,687 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:47 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 965 | $9.82 | $9,478.04 |
DisclosureSEC source: 0001718218-18-000023 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,535 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:29 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 700 | $9.82 | $6,874.00 |
DisclosureSEC source: 0001718133-18-000020 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,287 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 17:40 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 700 | $9.82 | $6,872.53 |
DisclosureSEC source: 0001718218-18-000020 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,800 Read SEC document |
| September 26, 2018 Filed Oct 1, 2018 21:12 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 400 | $9.80 | $3,920.00 |
DisclosureSEC source: 0001718133-18-000021 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,887 Read SEC document |
| September 26, 2018 Filed Oct 1, 2018 21:18 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 300 | $9.80 | $2,940.00 |
DisclosureSEC source: 0001718218-18-000021 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,500 Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:52 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 300 | $9.82 | $2,946.00 |
DisclosureSEC source: 0001718218-18-000019 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,500 Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 17:45 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 200 | $9.82 | $1,964.00 |
DisclosureSEC source: 0001718133-18-000019 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,987 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:13 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 200 | $9.81 | $1,961.00 |
DisclosureSEC source: 0001718133-18-000018 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,187 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 16:22 UTC |
Brombach Theodore JPresident & CEO · Interested Trustee
|
SaleCommon Shares of Beneficial Interest | 200 | $9.80 | $1,960.00 |
DisclosureSEC source: 0001718218-18-000018 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,800 Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 18:13 UTC |
Spence John YogiCFO & Treasurer
|
SaleCommon Shares of Beneficial Interest | 400 | $9.82 | $3,929.00 |
DisclosureSEC source: 0001718133-18-000017 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,387 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.