Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Octagon XAI CLO Income Fund[NONE] · Entity 39721 | Trustee | February 16, 2024 | February 23, 2024 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Trustee | April 03, 2019 | April 03, 2019 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Trustee | December 02, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Octagon XAI CLO Income Fund
Report date February 16, 2024 · Filed February 23, 2024
This filing explicitly reported no securities owned.
XAI Floating Rate & Alternative Income Trust
Report date April 03, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 28,200 |
Reported balance
After 2019-04-03 transaction · row 1
1 source rowRow 1 · 2019-04-03 · Purchase · Acquired 1,200 · Balance 28,200 |
XAI Madison Equity Premium Income Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2019 Filed Apr 3, 2019 15:41 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 1,200 | $8.72 | $10,466.40 |
DisclosureSEC source: 0001707261-19-000001 · primary_doc.xml · nonDerivative · entry 1 Dingens Gregory · CIK 0001707261 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,200 Read SEC document |
| October 25, 2018 Filed Nov 6, 2018 13:45 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $9.45 | $18,898.00 |
DisclosureSEC source: 0001707261-18-000001 · primary_doc.xml · nonDerivative · entry 1 Dingens Gregory · CIK 0001707261 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.