Tapewire

Nasdaq · USD

XEL

XCEL ENERGY INC

Export transactions ↓
Tapewire entity
3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 30, 2022 20:31 UTC GrantCommon Stock 636.492 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007710 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,079.538

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 636.492 stock equivalent units, 530.41 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 106.082 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 423.891 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:30 UTC GrantCommon Stock 243.989 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007708 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,706.332

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 243.989 stock equivalent units, 203.324 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 40.665 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 9.775 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:08 UTC
Carter Brett CEVP, Group President, Utilitie
GrantRestricted Stock Units · Derivative 1,041 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006294 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Group President, Utilitie

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041

Underlying: Common Stock · 1,041 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:05 UTC
Rome Amanda JEVP, Chief Legal and Complianc
Tax withholdingCommon Stock 240.269 $67.33 $16,177.31
Disclosure

SEC source: 0001567619-22-006292 · doc1.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955.772

F1 · shares: Represents the withholding of shares to satisfy tax obligations in connection with the vesting of restricted stock received by the reporting person on February 16, 2021 in lieu of a cash payment under the Xcel Energy Executive Annual Incentive Award Plan. Fractional share interests were settled in cash.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:03 UTC
Frenzel RobertDirector · Chairman, President and CEO
Tax withholdingCommon Stock 1,597.307 $67.33 $107,546.68
Disclosure

SEC source: 0001567619-22-006290 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,201

F1 · shares: Represents the withholding of shares to satisfy tax obligations in connection with the vesting of restricted stock received by the reporting person on February 19, 2019 in lieu of a cash payment under the Xcel Energy Executive Annual Incentive Award Plan. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,830.629 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · derivative · entry 6

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,830.629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F7 · shares: Number of units shown reflects 475.512 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 358.36 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · derivative · entry 5

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358.36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects 16.056 additional units as a result of the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
Tax withholdingCommon Stock 2,937.196 $66.00 $193,854.94
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · nonDerivative · entry 4

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,196.041

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionCommon Stock 1,830.629 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · nonDerivative · entry 3

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,133.237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionCommon Stock 358.36 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · nonDerivative · entry 2

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,302.608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:04 UTC
Rome Amanda JEVP, General Counsel
GrantCommon Stock 5,651.207 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005543 · doc1.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,944.248

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

F2 · balance_after: The amount includes 62.041 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:07 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,368.644 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005545 · doc1.xml · derivative · entry 5

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,368.644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 1,265 units.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:07 UTC
Savage Jeffrey SSVP and Controller
Tax withholdingCommon Stock 2,416.46 $66.00 $159,486.36
Disclosure

SEC source: 0001567619-22-005545 · doc1.xml · nonDerivative · entry 3

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,679.435

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:07 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionCommon Stock 1,368.644 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005545 · doc1.xml · nonDerivative · entry 2

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,095.895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:07 UTC
Savage Jeffrey SSVP and Controller
GrantCommon Stock 3,541.816 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005545 · doc1.xml · nonDerivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,727.251

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantPhantom Stock · Derivative 476 $66.00 $31,416.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · derivative · entry 5

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023.419

Underlying: Common Stock · 476 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Exercise / conversionRestricted Stock Units · Derivative 942.36 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · derivative · entry 4

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942.36

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects 48.012 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F5 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F5 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Tax withholdingCommon Stock 1,552.337 $66.00 $102,454.24
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 3

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,174

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
Exercise / conversionCommon Stock 942.36 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 2

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,726.337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:03 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantCommon Stock 1,961.977 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005541 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,783.977

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:01 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantPhantom Stock · Derivative 19,499 $66.00 Strike: $0.00 $1,286,934.00
Disclosure

SEC source: 0001567619-22-005538 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,388.188

Underlying: Common Stock · 19,499 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:01 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 4,039.933 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005538 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,039.933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,734 units.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:01 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Tax withholdingCommon Stock 3,719.208 $66.00 $245,467.73
Disclosure

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,180

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:01 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
Exercise / conversionCommon Stock 4,039.933 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,899.208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:01 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantCommon Stock 469.275 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,859.275

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:59 UTC
Frenzel RobertDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,000.098 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005536 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000.098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 6,470 units.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:59 UTC
Frenzel RobertDirector · Chairman, President and CEO
Tax withholdingCommon Stock 20,475.05 $66.00 $1,351,353.30
Disclosure

SEC source: 0001567619-22-005536 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,798.307

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:59 UTC
Frenzel RobertDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,000.098 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005536 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,273.357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:59 UTC
Frenzel RobertDirector · Chairman, President and CEO
GrantCommon Stock 34,614.952 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005536 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,273.259

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

F2 · balance_after: The amount includes 92.553 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:58 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionRestricted Stock Units · Derivative 4,711.811 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005534 · doc1.xml · derivative · entry 4

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,711.811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 4,355 units.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:58 UTC
Carter Brett CEVP, Chief Customer and Innova
Tax withholdingCommon Stock 13,782.194 $66.00 $909,624.80
Disclosure

SEC source: 0001567619-22-005534 · doc1.xml · nonDerivative · entry 3

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,373.233

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:58 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionCommon Stock 4,711.811 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005534 · doc1.xml · nonDerivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,155.427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:58 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantCommon Stock 23,298.383 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005534 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,443.616

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

F2 · balance_after: The amount includes 465.07 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:57 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,414.085 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005532 · doc1.xml · derivative · entry 5

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,414.085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F6 · shares: Number of units shown reflects 72.048 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F7 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F7 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:57 UTC
Van Abel Brian JEVP, Chief Financial Officer
Tax withholdingCommon Stock 5,930.742 $66.00 $391,428.97
Disclosure

SEC source: 0001567619-22-005532 · doc1.xml · nonDerivative · entry 3

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,110.615

F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:57 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,414.085 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-005532 · doc1.xml · nonDerivative · entry 2

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041.357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:57 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantCommon Stock 10,669.657 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005532 · doc1.xml · nonDerivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,627.272

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

F2 · balance_after: The amount also includes 686.016 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:46 UTC
Correa PatriciaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 1,522 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-002454 · doc1.xml · derivative · entry 2

Correa Patricia · CIK 0001907921 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522

Underlying: Common Stock · 1,522 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:46 UTC
Correa PatriciaSVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 718 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-002454 · doc1.xml · derivative · entry 1

Correa Patricia · CIK 0001907921 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

Underlying: Common Stock · 718 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:21 UTC
Savage Jeffrey SSVP and Controller
GrantRestricted Stock Units · Derivative 1,031 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000540 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031

Underlying: Common Stock · 1,031 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:23 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 5,123 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000548 · doc1.xml · derivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,123

Underlying: Common Stock · 5,123 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:19 UTC
Rome Amanda JEVP, General Counsel
GrantRestricted Stock Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000535 · doc1.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:17 UTC
Prager Frank PSVP, Strategy, Planning & Ext.
GrantRestricted Stock Units · Derivative 1,193 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000529 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Planning & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193

Underlying: Common Stock · 1,193 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantRestricted Stock Units · Derivative 14,719 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000521 · doc1.xml · derivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,719

Underlying: Common Stock · 14,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests as to (i) 60% of the restricted stock units on February 28, 2023 and (ii) 40% of the restricted stock units on August 31, 2023, if Mr. O'Connor continues to provide service to Xcel Energy as of such dates.

F3 · derivative.expiration_date: Award vests as to (i) 60% of the restricted stock units on February 28, 2023 and (ii) 40% of the restricted stock units on August 31, 2023, if Mr. O'Connor continues to provide service to Xcel Energy as of such dates.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC
O'Connor Timothy JohnEVP, Chief Operations Officer
GrantRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000521 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564

Underlying: Common Stock · 4,564 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:13 UTC
Frenzel RobertDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 20,607 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000515 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,607

Underlying: Common Stock · 20,607 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:11 UTC
Figoli DarlaEVP, Chief Human Resources Off
GrantRestricted Stock Units · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000507 · doc1.xml · derivative · entry 1

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock · 1,604 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:09 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantRestricted Stock Units · Derivative 3,680 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000500 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680

Underlying: Common Stock · 3,680 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:19 UTC GrantCommon Stock 561.209 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022692 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,199.698

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 561.209 stock equivalent units, 467.674 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 93.535 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 524.57 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:18 UTC GrantCommon Stock 561.209 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022689 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000.92

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 561.209 stock equivalent units, 467.674 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 93.535 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,001.483 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.