XEL

SEC source: 0001567619-23-003637 · doc1.xml · nonDerivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,246.597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003637 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,526.314

F1 · shares: Represents 18,066.118 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 5,314.248 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program.

F2 · balance_after: The amount includes 528.781 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0001567619-23-000560 · doc1.xml · derivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427

Underlying: Common Stock · 1,427 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000556 · doc1.xml · derivative · entry 1

Correa Patricia · CIK 0001907921 · SVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927

Underlying: Common Stock · 2,927 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000552 · doc1.xml · derivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, Chief Legal and Complianc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

Underlying: Common Stock · 5,138 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000549 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

Underlying: Common Stock · 6,423 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000546 · doc1.xml · derivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 4,710 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000542 · doc1.xml · derivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

Underlying: Common Stock · 7,421 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-23-000539 · doc1.xml · derivative · entry 2

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,689

Underlying: Common Stock · 25,689 shares

Expires 2025-12-31

F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-22-022148 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,091.506

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 607.797 stock equivalent units, 506.498 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 101.299 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 909.083 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-022146 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,474.088

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 607.797 stock equivalent units, 506.498 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 101.299 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 38.399 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-022143 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,561.985

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 628.755 stock equivalent units, 523.962 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 104.793 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 529.623 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-022141 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660.345

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 241.023 stock equivalent units, 200.853 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 40.17 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 35.050 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-022137 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,601.635

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 482.046 stock equivalent units 401.705 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 80.341 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 162.132 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 1.031 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-022135 · doc1.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136.024

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 523.963 stock equivalent units, 436.636 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 87.327 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 16.334 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-020634 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,036

SEC source: 0001567619-22-018003 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,574.626

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 636.244 stock equivalent units, 530.203 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 106.041 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 796.555 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-018001 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,827.892

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 636.244 stock equivalent units, 530.203 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 106.041 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 29.421 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-017999 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,403.607

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 658.183 stock equivalent units, 548.486 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 109.697 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 462.072 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-017997 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,384.272

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 252.304 stock equivalent units, 210.253 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 42.051 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 29.133 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-017995 · doc1.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595.727

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 548.486 stock equivalent units, 457.072 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 91.414 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-017993 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,956.426

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 504.607 stock equivalent units 420.506 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 84.101 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 139.351 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 0.905 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-23-000539 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,201

F1 · kind: Reflects the gift of common stock to a charitable donor advised fund.

SEC source: 0001567619-22-013538 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,311.563

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 497.62 stock equivalent units, 414.683 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 82.937 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013548 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,141.827

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 627.434 stock equivalent units, 522.862 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 104.572 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013546 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,162.227

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 627.434 stock equivalent units, 522.862 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 104.572 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013544 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,283.352

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 649.07 stock equivalent units, 540.892 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 108.178 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013542 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,102.835

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 248.81 stock equivalent units, 207.342 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 41.468 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013536 · doc1.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047.241

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 53.495 stock equivalent units, 44.579 were granted at a price of $69.33 per unit in lieu of of the reporting person's quarterly cash retainer, and 8.916 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-22-013327 · doc1.xml · nonDerivative · entry 1

Burkhart Megan D · CIK 0001482556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993.746

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

SEC source: 0001567619-22-011751 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,992.908

SEC source: 0001567619-22-011686 · doc1.xml · derivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,177.478

Underlying: Common Stock · 13,360.738 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F4 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-22-011686 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Group President Utilitie · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,617.167

F1 · balance_after: The amount also includes 243.934 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001567619-22-011574 · doc1.xml · nonDerivative · entry 1

Kehl George J · CIK 0001805017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480.293

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 127.393 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 10.723 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011586 · doc1.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,638.296

F1 · shares: Includes 1,068.467 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 246.897 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011584 · doc1.xml · nonDerivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,992.908

F1 · shares: Includes 0.467 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 2,452.39 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 30.584 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011582 · doc1.xml · nonDerivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,775.884

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 627.118 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011580 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,514.393

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 710.355 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011578 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,534.793

F1 · shares: Includes 0.467 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 22.91 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011576 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,634.282

F1 · shares: Includes 0.467 stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 418.277 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011572 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854.025

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 11.226 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011570 · doc1.xml · nonDerivative · entry 1

Johnson Netha N. · CIK 0001594784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469.57

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 127.393 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-011568 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,813.943

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 110.402 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F3 · balance_after: Includes 0.829 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-009623 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,496.357

Underlying: Common Stock · 24,379.478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-22-009438 · doc1.xml · nonDerivative · entry 1

Prager Frank P · CIK 0001805007 · SVP, Strategy, Security & Ext.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,174

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.58 to 73.585, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-22-007706 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566.245

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 487.977 stock equivalent units, 406.647 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 81.33 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 109.625 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 0.845 shares of stock acquired since the person's last report pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-007719 · doc1.xml · nonDerivative · entry 1

WOLF TIMOTHY V · CIK 0001189245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,237.358

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 530.41 stock equivalent units, 442.008 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 88.402 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 507.25 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-007717 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,496.363

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 530.41 stock equivalent units, 442.008 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 88.402 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 965.033 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-007715 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,667.571

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 615.276 stock equivalent units, 512.73 were granted at a price of $70.700 per unit in lieu of of the reporting person's quarterly cash retainer, and 102.546 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 723.176 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-007713 · doc1.xml · nonDerivative · entry 1

Pardee Charles G · CIK 0001544340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375.416

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 615.276 stock equivalent units, 512.73 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 102.546 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 19.121 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.