WTER

SEC source: 0001140361-17-036255 · doc1.xml · nonDerivative · entry 4

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Lifewater Industries, LLC

Disclosed balance after: 169,572

F8 · kind: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.

F8 · price: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.

F8 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.

SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 8

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 16,000 shares

Expires 2020-02-18

F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015.

F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015.

SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 7

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 60,000 shares

Expires 2024-05-12

F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015.

F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F3 · derivative.exercise_date: The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014.

F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015.

SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 6

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 12,000 shares

Expires 2019-05-12

F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015.

F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015.

SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 5

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 60,000 shares

Expires 2023-10-09

F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015.

F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.

F2 · derivative.exercise_date: The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested.

F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015.

SEC source: 0001140361-18-014789 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,000

F2 · kind: These shares were issued in consideration for services provided by Mr. Guarino.

F2 · price: These shares were issued in consideration for services provided by Mr. Guarino.

SEC source: 0001140361-17-021115 · doc1.xml · nonDerivative · entry 3

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F7 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F8 · price: The Series D Preferred Shares were issued in consideration for services performed by Mr. Wright.

SEC source: 0001140361-18-014787 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · security: The Series D Preferred Stock was issued on May 3, 2017 and is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F2 · kind: These shares of the Series D Preferred Stock were issued in consideration for services provided by Mr. Guarino.

F2 · price: These shares of the Series D Preferred Stock were issued in consideration for services provided by Mr. Guarino.

SEC source: 0001140361-17-021112 · doc1.xml · derivative · entry 1

LEITCH BRUCE THOMAS · CIK 0001273031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 100,000 shares

Expires 2027-04-28

F1 · derivative.exercise_date: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.

SEC source: 0001140361-18-009468 · doc1.xml · derivative · entry 1

KEAY AARON · CIK 0001731858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common · 350,000 shares

Expires 2027-04-28

F1 · derivative.exercise_date: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.

SEC source: 0001140361-17-021115 · doc1.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

F5 · security: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F6 · price: The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016.