WT

SEC source: 0001209191-20-063226 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,582

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 48,314 shares on January 25, 2021, (ii) 47,359 shares on January 25, 2022 and (iii) 17,452 shares on January 25, 2023.

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,034

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 57,127 shares on January 25, 2021, (ii) 45,663 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-061477 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,627

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.505, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-041347 · doc4.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,745

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 20,238 shares on January 25, 2021, (ii) 19,312 shares on January 25, 2022 and (iii) 14,517 shares on January 25, 2023.

SEC source: 0001209191-20-037847 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,399

F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-037838 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,133

F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-037840 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,195

F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-037836 · doc4.xml · nonDerivative · entry 1

Cosgrove Susan J · CIK 0001774526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,156

F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-037835 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,317

F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021.

SEC source: 0001209191-20-018686 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,496

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $2.305 to $2.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-018357 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,070

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $2.995 to $3.00, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-20-014872 · doc4.xml · nonDerivative · entry 2

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,070

F2 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-20-014872 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,870

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $3.90, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-20-006246 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,201

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.17 to $4.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 57,127 shares on January 25, 2021, (ii) 45,663 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-006245 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324,491

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.21 to $4.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023.

SEC source: 0001209191-20-006244 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,496

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.175 to $4.2150, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-006243 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,933

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.195 to $4.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023.

SEC source: 0001209191-20-005221 · doc4.xml · nonDerivative · entry 3

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,987

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on December 13, 2019. Accordingly, the Reporting Person had no discretion with regard to the timing of the transaction. All sales by the Reporting Person are subject to the Issuer's equity ownership requirements.

F5 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $3.83 to $3.905, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.

SEC source: 0001209191-20-005212 · doc4.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,031

Underlying: Common Stock · 54,031 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005212 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,147,392

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023.

SEC source: 0001209191-20-005212 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220,598

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 72,041 shares on each of January 25, 2021 and 2022 and (ii) 72,044 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023.

SEC source: 0001209191-20-005221 · doc4.xml · derivative · entry 4

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Common Stock · 8,900 shares

Expires not disclosed

F6 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F7 · derivative.expiration_date: (Continuation of Footnote 6) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005221 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,487

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.

SEC source: 0001209191-20-005221 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,539

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 11,867 shares on each of January 25, 2021 and 2022 and (ii) 11,868 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.

SEC source: 0001209191-20-005207 · doc4.xml · derivative · entry 3

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,948

Underlying: Common Stock · 9,948 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005207 · doc4.xml · nonDerivative · entry 2

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,496

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-005207 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,744

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 13,263 shares on each of January 25, 2021 and 2022 and (ii) 13,264 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.

SEC source: 0001209191-20-005202 · doc4.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

Underlying: Common Stock · 13,089 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005202 · doc4.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,404

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023.

SEC source: 0001209191-20-005202 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,836

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to 17,452 shares on each of January 25, 2021, 2022 and 2023.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023.

SEC source: 0001209191-20-005204 · doc4.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

Underlying: Common Stock · 10,887 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005204 · doc4.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,112

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 1,047 shares on July 3, 2020, (ii) 20,238 shares on January 25, 2021, (iii) 19,312 shares on January 25, 2022 and (iv) 14,517 shares on January 25, 2023.

SEC source: 0001209191-20-005204 · doc4.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,117

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 14,515 shares on each of January 25, 2021 and 2022 and (ii) 14,517 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 1,047 shares on July 3, 2020, (ii) 20,238 shares on January 25, 2021, (iii) 19,312 shares on January 25, 2022 and (iv) 14,517 shares on January 25, 2023.

SEC source: 0001209191-20-005199 · doc4.xml · derivative · entry 3

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,283

Underlying: Common Stock · 6,283 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005199 · doc4.xml · nonDerivative · entry 2

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,058

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 18,151 shares on January 25, 2021, (ii) 14,139 shares on January 25, 2022 and (iii) 8,378 shares on January 25, 2023.

SEC source: 0001209191-20-005199 · doc4.xml · nonDerivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,285

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 8,376 shares on each of January 25, 2021 and 2022 and (ii) 8,378 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 18,151 shares on January 25, 2021, (ii) 14,139 shares on January 25, 2022 and (iii) 8,378 shares on January 25, 2023.

SEC source: 0001209191-20-005194 · doc4.xml · nonDerivative · entry 2

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,993

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 11,529 shares on January 25, 2021, (ii) 7,654 shares on January 25, 2022 and (iii) 2,619 shares on January 25, 2023.

SEC source: 0001209191-20-005194 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,652

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 2,617 shares on each of January 25, 2021 and 2022 and (ii) 2,619 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 11,529 shares on January 25, 2021, (ii) 7,654 shares on January 25, 2022 and (iii) 2,619 shares on January 25, 2023.

SEC source: 0001209191-20-005192 · doc4.xml · derivative · entry 3

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,927

Underlying: Common Stock · 3,927 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-20-005192 · doc4.xml · nonDerivative · entry 2

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,022

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,451 shares on January 25, 2021, (ii) 28,911 shares on January 25, 2022 and (iii) 5,236 shares on January 25, 2023.

SEC source: 0001209191-20-005192 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,967

F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 5,235 shares on each of January 25, 2021 and 2022 and (ii) 5,236 shares on January 25, 2023.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,451 shares on January 25, 2021, (ii) 28,911 shares on January 25, 2022 and (iii) 5,236 shares on January 25, 2023.

SEC source: 0001209191-20-008751 · doc5.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,510

F3 · price: These shares were acquired by will or the laws of descent and distribution and no price was paid for the shares.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-060348 · doc4.xml · derivative · entry 3

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-060348 · doc4.xml · nonDerivative · entry 2

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,261

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,445 shares on January 25, 2020, (ii) 26,216 shares on January 25, 2021 and (iii) 23,676 shares on January 25, 2022.

SEC source: 0001209191-19-060348 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,445 shares on January 25, 2020, (ii) 26,216 shares on January 25, 2021 and (iii) 23,676 shares on January 25, 2022.

SEC source: 0001209191-19-060343 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,480

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022.

SEC source: 0001209191-19-056663 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,070

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.975 to $5.00, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-056044 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,948

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.365, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-054519 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,330

F1 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022.

SEC source: 0001209191-19-049421 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,261

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 27,445 shares on January 25, 2020, (ii) 26,216 shares on January 25, 2021 and (iii) 23,676 shares on January 25, 2022.