Last 12 months
Inside the activity.
2 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2022 Filed Jan 27, 2022 21:34 UTC |
Marinof AlexisHead of WisdomTree Europe
|
GrantCommon Stock | 48,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005217 · doc4.xml · nonDerivative · entry 1 Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,692 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 16,022 shares on each of January 25, 2023, 2024 and 2025. F2 · balance_after: Includes restricted stock awards vesting as to 16,022 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC |
Lilien R JarrettPresident and COO
|
GrantPerformance Based Restricted Stock Units · Derivative | 88,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,546 Underlying: Common Stock · 88,546 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC |
Lilien R JarrettPresident and COO
|
Tax withholdingCommon Stock | 29,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,230 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC |
Lilien R JarrettPresident and COO
|
GrantCommon Stock | 88,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,393 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:31 UTC |
Edmiston BryanChief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 9,206 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005212 · doc4.xml · derivative · entry 3 Edmiston Bryan · CIK 0001527031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,206 Underlying: Common Stock · 9,206 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:31 UTC |
Edmiston BryanChief Financial Officer
|
Tax withholdingCommon Stock | 4,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005212 · doc4.xml · nonDerivative · entry 2 Edmiston Bryan · CIK 0001527031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,117 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:31 UTC |
Edmiston BryanChief Financial Officer
|
GrantCommon Stock | 27,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005212 · doc4.xml · nonDerivative · entry 1 Edmiston Bryan · CIK 0001527031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,116 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025. F2 · balance_after: Includes restricted stock awards vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:46 UTC Amendment |
Ziemba Peter MChief Administrative Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 16,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025393 · doc4a.xml · derivative · entry 1 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,654 Underlying: Common Stock · 16,654 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:45 UTC Amendment |
Steinberg Jonathan LDirector · Chief Executive Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 183,455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025391 · doc4a.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,455 Underlying: Common Stock · 183,455 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:43 UTC Amendment |
Peck William BradleyHead of Digital Assets
|
GrantPerformance Based Restricted Stock Units · Derivative | 12,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025390 · doc4a.xml · derivative · entry 1 Peck William Bradley · CIK 0001815934 · Head of Digital Assets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,132 Underlying: Common Stock · 12,132 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:42 UTC Amendment |
Marinof AlexisHead of WisdomTree Europe
|
GrantPerformance Based Restricted Stock Units · Derivative | 13,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025388 · doc4a.xml · derivative · entry 1 Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,501 Underlying: Common Stock · 13,501 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:41 UTC Amendment |
Lilien R JarrettPresident and COO
|
GrantPerformance Based Restricted Stock Units · Derivative | 74,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025387 · doc4a.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,612 Underlying: Common Stock · 74,612 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:40 UTC Amendment |
Frankenthaler MarciChief Legal Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 11,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025386 · doc4a.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,727 Underlying: Common Stock · 11,727 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:39 UTC Amendment |
Edmiston BryanChief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 7,757 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025384 · doc4a.xml · derivative · entry 1 Edmiston Bryan · CIK 0001527031 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757 Underlying: Common Stock · 7,757 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 16:27 UTC |
Ziemba Peter MChief Administrative Officer
|
SaleCommon Stock | 5,000 | $6.76 | $33,814.00 |
DisclosureSEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 3 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,214 F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 15:55 UTC |
SALERNO FRANKDirector
|
SaleCommon Stock | 10,024 | $5.89 | $59,006.28 |
DisclosureSEC source: 0001209191-21-056124 · doc4.xml · nonDerivative · entry 1 SALERNO FRANK · CIK 0001237844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,228 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.95, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock award which vests as to 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:13 UTC |
SALERNO FRANKDirector
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042129 · doc4.xml · nonDerivative · entry 1 SALERNO FRANK · CIK 0001237844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,252 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:12 UTC |
NEUGER WIN JDirector
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042126 · doc4.xml · nonDerivative · entry 1 NEUGER WIN J · CIK 0001236606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,758 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC |
Lavine Bruce IDirector
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042124 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,024 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:10 UTC |
Cosgrove Susan JDirector
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042121 · doc4.xml · nonDerivative · entry 1 Cosgrove Susan J · CIK 0001774526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,781 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:09 UTC |
Conjeevaram SmitaDirector
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042120 · doc4.xml · nonDerivative · entry 1 Conjeevaram Smita · CIK 0001656600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,921 F1 · balance_after: Represents restricted stock awards which vest as to (i) 7,296 shares on January 25, 2022 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:09 UTC |
Bossone AnthonyDirector
|
GrantCommon | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042117 · doc4.xml · nonDerivative · entry 1 Bossone Anthony · CIK 0001526062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,942 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| May 21, 2021 Filed Nov 18, 2021 16:27 UTC |
Ziemba Peter MChief Administrative Officer
|
GiftCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 2 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,214 F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration. F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024. Read SEC document |
| May 20, 2021 Filed Nov 18, 2021 16:27 UTC |
Ziemba Peter MChief Administrative Officer
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 1 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,714 F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration. F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:27 UTC |
Ziemba Peter MChief Administrative Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 15,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005664 · doc4.xml · derivative · entry 4 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,084 Underlying: Common Stock · 15,084 shares Expires not disclosed F6 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F7 · derivative.expiration_date: (Continuation of Footnote 6) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:27 UTC |
Ziemba Peter MChief Administrative Officer
|
Tax withholdingCommon Stock | 20,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 3 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,714 F5 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:27 UTC |
Ziemba Peter MChief Administrative Officer
|
GrantCommon Stock | 45,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 2 Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,285 F3 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024. F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC |
Steinberg Jonathan LDirector · Chief Executive Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 123,371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,371 Underlying: Common Stock · 123,371 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC |
Steinberg Jonathan LDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 111,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336,443 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC |
Steinberg Jonathan LDirector · Chief Executive Officer
|
GrantCommon Stock | 123,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,447,861 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:25 UTC |
Peck William BradleyHead of Strategy/Emerging Tech
|
GrantPerformance Based Restricted Stock Units · Derivative | 7,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005661 · doc4.xml · derivative · entry 3 Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,495 Underlying: Common Stock · 7,495 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:25 UTC |
Peck William BradleyHead of Strategy/Emerging Tech
|
Tax withholdingCommon Stock | 5,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005661 · doc4.xml · nonDerivative · entry 2 Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,684 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:25 UTC |
Peck William BradleyHead of Strategy/Emerging Tech
|
GrantCommon Stock | 22,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005661 · doc4.xml · nonDerivative · entry 1 Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,294 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:23 UTC |
Muni AmitChief Financial Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 16,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005659 · doc4.xml · derivative · entry 3 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,806 Underlying: Common Stock · 16,806 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:23 UTC |
Muni AmitChief Financial Officer
|
Tax withholdingCommon Stock | 19,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005659 · doc4.xml · nonDerivative · entry 2 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,250 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:23 UTC |
Muni AmitChief Financial Officer
|
GrantCommon Stock | 50,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005659 · doc4.xml · nonDerivative · entry 1 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,406 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:22 UTC |
Marinof AlexisHead of WisdomTree Europe
|
GrantPerformance Based Restricted Stock Units · Derivative | 15,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005657 · doc4.xml · derivative · entry 3 Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,656 Underlying: Common Stock · 15,656 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:22 UTC |
Marinof AlexisHead of WisdomTree Europe
|
Tax withholdingCommon Stock | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005657 · doc4.xml · nonDerivative · entry 2 Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,626 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:22 UTC |
Marinof AlexisHead of WisdomTree Europe
|
GrantCommon Stock | 46,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005657 · doc4.xml · nonDerivative · entry 1 Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,711 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC |
Lilien R JarrettPresident
|
GrantPerformance Based Restricted Stock Units · Derivative | 67,877 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,877 Underlying: Common Stock · 67,877 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC |
Lilien R JarrettPresident
|
Tax withholdingCommon Stock | 19,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,848 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC |
Lilien R JarrettPresident
|
GrantCommon Stock | 67,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,459 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC |
Frankenthaler MarciChief Legal Officer
|
GrantPerformance Based Restricted Stock Units · Derivative | 10,754 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,754 Underlying: Common Stock · 10,754 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC |
Frankenthaler MarciChief Legal Officer
|
Tax withholdingCommon Stock | 7,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,191 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC |
Frankenthaler MarciChief Legal Officer
|
GrantCommon Stock | 32,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,320 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:17 UTC |
Edmiston BryanChief Accounting Officer
|
Tax withholdingCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005649 · doc4.xml · nonDerivative · entry 2 Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,499 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:17 UTC |
Edmiston BryanChief Accounting Officer
|
GrantCommon Stock | 13,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005649 · doc4.xml · nonDerivative · entry 1 Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,028 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024. F2 · balance_after: Includes restricted stock awards vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 01:45 UTC |
Muni AmitChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $5.05 Strike: $5.05 | $378,750.00 |
DisclosureSEC source: 0001209191-21-003923 · doc4.xml · derivative · entry 3 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable as to 37,500 shares on each of January 27, 2014, 2015, 2016 and 2017. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 01:45 UTC |
Muni AmitChief Financial Officer
|
SaleCommon Stock | 75,000 | $5.33 | $399,592.50 |
DisclosureSEC source: 0001209191-21-003923 · doc4.xml · nonDerivative · entry 2 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,987 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 15, 2020. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.45, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. F1 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 01:45 UTC |
Muni AmitChief Financial Officer
|
Exercise / conversionCommon Stock | 75,000 | $5.05 | $378,750.00 |
DisclosureSEC source: 0001209191-21-003923 · doc4.xml · nonDerivative · entry 1 Muni Amit · CIK 0001326907 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.