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WisdomTree, Inc.

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4093
SEC CIK
0000880631
Parsed reports
352

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202501
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2022 Filed Jan 27, 2022 21:34 UTC
Marinof AlexisHead of WisdomTree Europe
GrantCommon Stock 48,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005217 · doc4.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,692

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 16,022 shares on each of January 25, 2023, 2024 and 2025.

F2 · balance_after: Includes restricted stock awards vesting as to 16,022 shares on each of January 25, 2023, 2024 and 2025.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:33 UTC
Lilien R JarrettPresident and COO
GrantPerformance Based Restricted Stock Units · Derivative 88,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005214 · doc4.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,546

Underlying: Common Stock · 88,546 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:33 UTC
Lilien R JarrettPresident and COO
Tax withholdingCommon Stock 29,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,230

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:33 UTC
Lilien R JarrettPresident and COO
GrantCommon Stock 88,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,393

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025.

F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:31 UTC
Edmiston BryanChief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 9,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005212 · doc4.xml · derivative · entry 3

Edmiston Bryan · CIK 0001527031 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,206

Underlying: Common Stock · 9,206 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:31 UTC
Edmiston BryanChief Financial Officer
Tax withholdingCommon Stock 4,999 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005212 · doc4.xml · nonDerivative · entry 2

Edmiston Bryan · CIK 0001527031 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,117

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:31 UTC
Edmiston BryanChief Financial Officer
GrantCommon Stock 27,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005212 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,116

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 9,205 shares on each of January 25, 2023 and 2024 and (ii) 9,207 shares on January 25, 2025.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:46 UTC Amendment
Ziemba Peter MChief Administrative Officer
GrantPerformance Based Restricted Stock Units · Derivative 16,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025393 · doc4a.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,654

Underlying: Common Stock · 16,654 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:45 UTC Amendment
Steinberg Jonathan LDirector · Chief Executive Officer
GrantPerformance Based Restricted Stock Units · Derivative 183,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025391 · doc4a.xml · derivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,455

Underlying: Common Stock · 183,455 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:43 UTC Amendment
Peck William BradleyHead of Digital Assets
GrantPerformance Based Restricted Stock Units · Derivative 12,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025390 · doc4a.xml · derivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,132

Underlying: Common Stock · 12,132 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:42 UTC Amendment
Marinof AlexisHead of WisdomTree Europe
GrantPerformance Based Restricted Stock Units · Derivative 13,501 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025388 · doc4a.xml · derivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,501

Underlying: Common Stock · 13,501 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:41 UTC Amendment
Lilien R JarrettPresident and COO
GrantPerformance Based Restricted Stock Units · Derivative 74,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025387 · doc4a.xml · derivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,612

Underlying: Common Stock · 74,612 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:40 UTC Amendment
Frankenthaler MarciChief Legal Officer
GrantPerformance Based Restricted Stock Units · Derivative 11,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025386 · doc4a.xml · derivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,727

Underlying: Common Stock · 11,727 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
January 25, 2022 Filed Apr 22, 2022 20:39 UTC Amendment
Edmiston BryanChief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 7,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025384 · doc4a.xml · derivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,757

Underlying: Common Stock · 7,757 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 16:27 UTC
Ziemba Peter MChief Administrative Officer
SaleCommon Stock 5,000 $6.76 $33,814.00
Disclosure

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,214

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 15:55 UTC SaleCommon Stock 10,024 $5.89 $59,006.28
Disclosure

SEC source: 0001209191-21-056124 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,228

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.95, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:13 UTC GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042129 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,252

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:12 UTC
NEUGER WIN JDirector
GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042126 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,758

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:11 UTC GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042124 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,024

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:10 UTC GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042121 · doc4.xml · nonDerivative · entry 1

Cosgrove Susan J · CIK 0001774526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,781

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:09 UTC GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042120 · doc4.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,921

F1 · balance_after: Represents restricted stock awards which vest as to (i) 7,296 shares on January 25, 2022 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:09 UTC GrantCommon 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042117 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,942

F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.

Read SEC document
May 21, 2021 Filed Nov 18, 2021 16:27 UTC
Ziemba Peter MChief Administrative Officer
GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,214

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

Read SEC document
May 20, 2021 Filed Nov 18, 2021 16:27 UTC
Ziemba Peter MChief Administrative Officer
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,714

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:27 UTC
Ziemba Peter MChief Administrative Officer
GrantPerformance Based Restricted Stock Units · Derivative 15,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005664 · doc4.xml · derivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,084

Underlying: Common Stock · 15,084 shares

Expires not disclosed

F6 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F7 · derivative.expiration_date: (Continuation of Footnote 6) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:27 UTC
Ziemba Peter MChief Administrative Officer
Tax withholdingCommon Stock 20,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,714

F5 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:27 UTC
Ziemba Peter MChief Administrative Officer
GrantCommon Stock 45,251 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,285

F3 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:26 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
GrantPerformance Based Restricted Stock Units · Derivative 123,371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005663 · doc4.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,371

Underlying: Common Stock · 123,371 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:26 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 111,418 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,336,443

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:26 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
GrantCommon Stock 123,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,447,861

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:25 UTC
Peck William BradleyHead of Strategy/Emerging Tech
GrantPerformance Based Restricted Stock Units · Derivative 7,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005661 · doc4.xml · derivative · entry 3

Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

Underlying: Common Stock · 7,495 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:25 UTC
Peck William BradleyHead of Strategy/Emerging Tech
Tax withholdingCommon Stock 5,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005661 · doc4.xml · nonDerivative · entry 2

Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,684

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:25 UTC
Peck William BradleyHead of Strategy/Emerging Tech
GrantCommon Stock 22,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005661 · doc4.xml · nonDerivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Strategy/Emerging Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,294

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 7,495 shares on each of January 25, 2022 and 2023 and (ii) 7,496 shares on January 25, 2024.

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January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Muni AmitChief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 16,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005659 · doc4.xml · derivative · entry 3

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

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January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 19,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005659 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,250

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024.

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January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Muni AmitChief Financial Officer
GrantCommon Stock 50,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005659 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,406

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 16,806 shares on each of January 25, 2022 and 2023 and (ii) 16,807 shares on January 25, 2024.

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January 25, 2021 Filed Jan 27, 2021 21:22 UTC
Marinof AlexisHead of WisdomTree Europe
GrantPerformance Based Restricted Stock Units · Derivative 15,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005657 · doc4.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,656

Underlying: Common Stock · 15,656 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

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January 25, 2021 Filed Jan 27, 2021 21:22 UTC
Marinof AlexisHead of WisdomTree Europe
Tax withholdingCommon Stock 7,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005657 · doc4.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,626

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024.

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January 25, 2021 Filed Jan 27, 2021 21:22 UTC
Marinof AlexisHead of WisdomTree Europe
GrantCommon Stock 46,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005657 · doc4.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,711

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,655 shares on each of January 25, 2022 and 2023 and (ii) 15,656 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:20 UTC GrantPerformance Based Restricted Stock Units · Derivative 67,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005655 · doc4.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,877

Underlying: Common Stock · 67,877 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:20 UTC Tax withholdingCommon Stock 19,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,848

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:20 UTC GrantCommon Stock 67,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,459

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:19 UTC
Frankenthaler MarciChief Legal Officer
GrantPerformance Based Restricted Stock Units · Derivative 10,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005651 · doc4.xml · derivative · entry 3

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,754

Underlying: Common Stock · 10,754 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:19 UTC
Frankenthaler MarciChief Legal Officer
Tax withholdingCommon Stock 7,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 2

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,191

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:19 UTC
Frankenthaler MarciChief Legal Officer
GrantCommon Stock 32,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,320

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024.

F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:17 UTC
Edmiston BryanChief Accounting Officer
Tax withholdingCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005649 · doc4.xml · nonDerivative · entry 2

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,499

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024.

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January 25, 2021 Filed Jan 27, 2021 21:17 UTC
Edmiston BryanChief Accounting Officer
GrantCommon Stock 13,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005649 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,028

F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024.

F2 · balance_after: Includes restricted stock awards vesting as to 4,345 shares on each of January 25, 2022, 2023 and 2024.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 01:45 UTC
Muni AmitChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $5.05 Strike: $5.05 $378,750.00
Disclosure

SEC source: 0001209191-21-003923 · doc4.xml · derivative · entry 3

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable as to 37,500 shares on each of January 27, 2014, 2015, 2016 and 2017.

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January 15, 2021 Filed Jan 16, 2021 01:45 UTC
Muni AmitChief Financial Officer
SaleCommon Stock 75,000 $5.33 $399,592.50
Disclosure

SEC source: 0001209191-21-003923 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,987

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 15, 2020. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.45, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.

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January 15, 2021 Filed Jan 16, 2021 01:45 UTC
Muni AmitChief Financial Officer
Exercise / conversionCommon Stock 75,000 $5.05 $378,750.00
Disclosure

SEC source: 0001209191-21-003923 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.