WT

SEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,142

Underlying: Common Stock · 320,142 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611,600

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 106,714 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026.

SEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542,543

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026.

SEC source: 0001664272-23-000029 · f4_a1e2k00000rxpvjuat-live.xml · derivative · entry 3

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321

Underlying: Common Stock · 22,321 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000029 · f4_a1e2k00000rxpvjuat-live.xml · nonDerivative · entry 2

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,529

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 22,321 shares on each of January 25, 2024 and January 25, 2025 and (ii) 22,322 shares on January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 44,214 shares on January 25, 2024, (ii) 36,720 shares on January 25, 2025 and (iii) 22,322 shares on January 25, 2026.

SEC source: 0001664272-23-000029 · f4_a1e2k00000rxpvjuat-live.xml · nonDerivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,256

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 44,214 shares on January 25, 2024, (ii) 36,720 shares on January 25, 2025 and (iii) 22,322 shares on January 25, 2026.

SEC source: 0001664272-23-000028 · f4_a1e2k00000rxpveuat-live.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

Underlying: Common Stock · 25,511 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000028 · f4_a1e2k00000rxpveuat-live.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,987

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 25,511 shares on each of January 25, 2024 and January 25, 2025 and (ii) 25,513 shares on January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 57,189 shares on January 25, 2024, (ii) 41,533 shares on January 25, 2025 and (iii) 25,513 shares on January 25, 2026.

SEC source: 0001664272-23-000028 · f4_a1e2k00000rxpveuat-live.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,818

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 57,189 shares on January 25, 2024, (ii) 41,533 shares on January 25, 2025 and (iii) 25,513 shares on January 25, 2026.

SEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · derivative · entry 3

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,553

Underlying: Common Stock · 24,553 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · nonDerivative · entry 2

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,592

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 24,553 shares on each of January 25, 2024 and January 25, 2025 and (ii) 24,554 shares on January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026.

SEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · nonDerivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,510

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026.

SEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,495

Underlying: Common Stock · 195,495 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,725

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 65,165 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026.

SEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,569

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026.

SEC source: 0001664272-23-000192 · f4a_a1e2k00000rxrneua1-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,372

Underlying: Common Stock · 29,372 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000191 · f4a_a1e2k00000rxrn9ual-live.xml · derivative · entry 1

Yates David M · CIK 0001916322 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,297

Underlying: Common Stock · 18,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000190 · f4a_a1e2k00000rxrn4ual-live.xml · derivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,240

Underlying: Common Stock · 276,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000189 · f4a_a1e2k00000rxrmzual-live.xml · derivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,260

Underlying: Common Stock · 19,260 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000188 · f4a_a1e2k00000rxrmuual-live.xml · derivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,013

Underlying: Common Stock · 22,013 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000187 · f4a_a1e2k00000rxrmpual-live.xml · derivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,686

Underlying: Common Stock · 168,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000186 · f4a_a1e2k00000rxrbwual-live.xml · derivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 21,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000185 · f4a_a1e2k00000rxrbrual-live.xml · derivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 21,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001209191-22-043200 · doc4.xml · nonDerivative · entry 1

Singleton Harold III · CIK 0001907178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,694

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Issuer's Non-Employee Directors' Deferred Compensation Program (the "Program") under the Issuer's 2022 Equity Plan (the "Plan"). In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award under the Program, the shares of common stock underlying the RSUs will vest on July 15, 2023, and are payable on a one-for-one basis (i.e., one share of common stock for each RSU) upon the earliest of (i) June 30, 2027, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (the "Code")) and (iii) a Sale Event (as defined in the Plan), so long as such Sale Event also constitutes a "change in the ownership or effective control" of the Issuer or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Section 409A of the Code).

SEC source: 0001209191-22-043198 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,520

F1 · balance_after: Includes restricted stock award which vests as to 19,762 shares on July 15, 2023.

SEC source: 0001209191-22-043199 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,990

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Issuer's Non-Employee Directors' Deferred Compensation Program (the "Program") under the Issuer's 2022 Equity Plan (the "Plan"). In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award under the Program, the shares of common stock underlying the RSUs will vest on July 15, 2023, and are payable on a one-for-one basis (i.e., one share of common stock for each RSU) upon the earlier of (i) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (the "Code")) and (ii) a Sale Event (as defined in the Plan), so long as such Sale Event also constitutes a "change in the ownership or effective control" of the Issuer or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Section 409A of the Code).

SEC source: 0001209191-22-043196 · doc4.xml · nonDerivative · entry 1

Cosgrove Susan J · CIK 0001774526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,543

F1 · balance_after: Includes restricted stock award which vests as to 19,762 shares on July 15, 2023.

SEC source: 0001209191-22-043197 · doc4.xml · nonDerivative · entry 1

Fuhr Deborah · CIK 0001898933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835

F1 · balance_after: Represents restricted stock awards which vest as to (i) 1,073 shares on May 25, 2023 and (ii) 19,762 shares on July 15, 2023.

SEC source: 0001209191-22-043195 · doc4.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,683

F1 · balance_after: Includes restricted stock award which vests as to 19,762 shares on July 15, 2023.

SEC source: 0001209191-22-043194 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,704

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Issuer's Non-Employee Directors' Deferred Compensation Program (the "Program") under the Issuer's 2022 Equity Plan (the "Plan"). In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award under the Program, the shares of common stock underlying the RSUs will vest on July 15, 2023, and are payable on a one-for-one basis (i.e., one share of common stock for each RSU) upon the earlier of (i) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (the "Code")) and (ii) a Sale Event (as defined in the Plan), so long as such Sale Event also constitutes a "change in the ownership or effective control" of the Issuer or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Section 409A of the Code).

SEC source: 0001209191-22-043193 · doc4.xml · nonDerivative · entry 1

Blake Lynn S. · CIK 0001932079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Issuer's Non-Employee Directors' Deferred Compensation Program (the "Program") under the Issuer's 2022 Equity Plan (the "Plan"). In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award under the Program, the shares of common stock underlying the RSUs will vest on July 15, 2023, and are payable on a one-for-one basis (i.e., one share of common stock for each RSU) upon the earliest of (i) July 31, 2025, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (the "Code")) and (iii) a Sale Event (as defined in the Plan), so long as such Sale Event also constitutes a "change in the ownership or effective control" of the Issuer or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Section 409A of the Code).

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,362

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,212

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,612

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,612

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-010214 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,291,458

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025.

SEC source: 0001209191-22-005220 · doc4.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,764

Underlying: Common Stock · 19,764 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005220 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,612

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-005220 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,507

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-005219 · doc4.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,714

Underlying: Common Stock · 217,714 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005219 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445,371

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025.

SEC source: 0001209191-22-005219 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,554,156

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025.

F2 · balance_after: Includes restricted stock awards vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025.

SEC source: 0001209191-22-005218 · doc4.xml · derivative · entry 3

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,398

Underlying: Common Stock · 14,398 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005218 · doc4.xml · nonDerivative · entry 2

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,565

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025.

SEC source: 0001209191-22-005218 · doc4.xml · nonDerivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,877

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025.

SEC source: 0001209191-22-005213 · doc4.xml · derivative · entry 3

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,918

Underlying: Common Stock · 13,918 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005213 · doc4.xml · nonDerivative · entry 2

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,932

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025.

SEC source: 0001209191-22-005213 · doc4.xml · nonDerivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,944

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025.

SEC source: 0001209191-22-005217 · doc4.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

Underlying: Common Stock · 16,022 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005217 · doc4.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,452

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to 16,022 shares on each of January 25, 2023, 2024 and 2025.