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WisdomTree, Inc.

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4093
SEC CIK
0000880631
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352

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202501
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2017 Filed Jan 31, 2017 21:28 UTC Amendment
Ziemba Peter MChief Legal Officer
Tax withholdingCommon Stock 5,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006380 · doc4a.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,104

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 29,976 shares on January 27, 2018, (iii) 29,977 shares on January 27, 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

Read SEC document
January 28, 2017 Filed Jan 31, 2017 21:27 UTC Amendment
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006378 · doc4a.xml · nonDerivative · entry 3

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,364,897

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii) 147,290 shares on January 27, 2019.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:15 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 11,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006110 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,424

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 31,861 shares of each of January 27, 2018 and 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:22 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 76,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006123 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,385,852

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 37,539 shares on January 28, 2017, (ii) 37,550 shares on January 28, 2018, (iii) 147,291 shares on January 27, 2018 and (iv) 147,290 shares on January 27, 2019.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:16 UTC
Ziemba Peter MChief Legal Officer
Tax withholdingCommon Stock 11,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006115 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,305

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 29,976 shares on January 27, 2018, (iv) 29,977 shares on January 27, 2019, (v) 3,847 shares on each of January 25, 2018 and 2019 and (vi) 3,848 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:15 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006111 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,925

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on January 27, 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:14 UTC
MacAlpine KurtHead of Global Distribution
Tax withholdingCommon Stock 8,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006108 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Head of Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,839

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,913 shares on each of July 1, 2017 and 2018, (ii) 20,612 shares on January 27, 2018, (iii) 20,613 shares on January 27, 2019, (iv) 16,620 shares on each of January 25, 2018 and 2019 and (v) 16,621 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:14 UTC
BARTON GREGORY EChief Operating Officer
Tax withholdingCommon Stock 13,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006107 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,058

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:27 UTC Amendment
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 11,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006377 · doc4a.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,424

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 31,861 shares of each of January 27, 2018 and 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:28 UTC Amendment
Ziemba Peter MChief Legal Officer
Tax withholdingCommon Stock 11,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006380 · doc4a.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,305

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 29,976 shares on January 27, 2018, (iv) 29,977 shares on January 27, 2019, (v) 3,847 shares on each of January 25, 2018 and 2019 and (vi) 3,848 shares on January 25, 2020.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:27 UTC Amendment
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 76,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006378 · doc4a.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,385,852

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 37,539 shares on January 28, 2017, (ii) 37,550 shares on January 28, 2018, (iii) 147,291 shares on January 27, 2018 and (iv) 147,290 shares on January 27, 2019.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:26 UTC
Ziemba Peter MChief Legal Officer
GrantCommon Stock 11,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005892 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,334

F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to (i) 3,847 shares on each of January 25, 2018 and 2019 and (ii) 3,848 shares on January 25, 2020.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 29,976 shares on each of January 27, 2017 and 2018, (iv) 29,977 shares on January 27, 2019, (v) 3,847 shares on each of January 25, 2018 and 2019 and (vi) 3,848 shares on January 25, 2020.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:25 UTC
Muni AmitChief Financial Officer
GrantCommon Stock 11,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005889 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,193

F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to (i) 3,847 shares on each of January 25, 2018 and 2019 and (ii) 3,848 shares on January 25, 2020.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 31,861 shares of each of January 27, 2017, 2018 and 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:26 UTC
Siracusano Luciano IIIChief Investment Strategist
GrantCommon Stock 10,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005890 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,238

F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to 3,447 shares on each of January 25, 2018, 2019 and 2020.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on each of January 27, 2017 and 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:25 UTC
MacAlpine KurtHead of Global Distribution
GrantCommon Stock 49,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005886 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Head of Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,925

F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to (i) 16,620 shares on each of January 25, 2018 and 2019 and (ii) 16,621 shares on January 25, 2020.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,913 shares on each of July 1, 2017 and 2018, (ii) 20,612 shares on each of January 27, 2017 and 2018, (iii) 20,613 shares on January 27, 2019, (iv) 16,620 shares on each of January 25, 2018 and 2019 and (v) 16,621 shares on January 25, 2020.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:24 UTC
BARTON GREGORY EChief Operating Officer
GrantCommon Stock 10,987 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005884 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,231

F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to (i) 3,662 shares on each of January 25, 2018 and 2019 and (ii) 3,663 shares on January 25, 2020.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2017, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 14:43 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 21,789 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003997 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,462,212

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 37,539 shares on January 28, 2017, (ii) 37,550 shares on January 28, 2018, (iii) 147,291 shares on each of January 27, 2017 and 2018 and (iv) 147,290 shares on January 27, 2019.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 14:45 UTC
Ziemba Peter MChief Legal Officer
Tax withholdingCommon Stock 4,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003998 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,792

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018, (iii) 29,976 shares on each of January 27, 2017 and 2018 and (iv) 29,977 shares on January 27, 2019.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 14:42 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 9,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003996 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,897

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on each of January 27, 2017 and 2018 and (iv) 52,237 shares on January 27, 2019.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 14:42 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 5,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003995 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,651

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,068 shares on January 28, 2017, (ii) 14,072 shares on January 28, 2018 and (iii) 31,861 shares of each of January 27, 2017, 2018 and 2019.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 14:40 UTC
BARTON GREGORY EChief Operating Officer
Tax withholdingCommon Stock 7,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003994 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,244

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018 and (iii) 35,630 shares on each of January 27, 2017, 2018 and 2019.

Read SEC document
December 08, 2016 Filed Feb 7, 2017 16:46 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008381 · doc5.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835,701

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.

F2 · balance_after: Includes restricted stock award which vests as to 9,487 shares on June 20, 2017.

Read SEC document
November 29, 2016 Filed Jan 17, 2017 22:26 UTC
Ziemba Peter MChief Legal Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003923 · doc5.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,044

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.

Read SEC document
October 08, 2016 Filed Oct 11, 2016 16:53 UTC
BARTON GREGORY EChief Operating Officer
Tax withholdingCommon Stock 25,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-145531 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,356

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 17,941 shares on January 14, 2017, (ii) 15,641 shares on January 28, 2017, (iii) 15,646 shares on January 28, 2018 and (iv) 35,630 shares on each of January 27, 2017, 2018 and 2019.

Read SEC document
September 14, 2016 Filed Sep 14, 2016 19:53 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $10.23 $1,022,530.00
Disclosure

SEC source: 0001209191-16-141378 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484,001

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.14 to $10.30, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 51,772 shares on January 14, 2017, (ii) 37,539 shares on January 28, 2017, (iii) 37,550 shares on January 28, 2018, (iv) 147,291 shares on each of January 27, 2017 and 2018 and (v) 147,290 shares on January 27, 2019.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 21:02 UTC
Ziemba Peter MChief Legal Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-140956 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,544

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 10,057 shares on January 14, 2017, (ii) 14,068 shares on January 28, 2017, (iii) 14,072 shares on January 28, 2018, (iv) 29,976 shares on each of January 27, 2017 and 2018 and (v) 29,977 shares on January 27, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.