Tapewire

Nasdaq · USD

WSBF

Waterstone Financial, Inc.

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Tapewire entity
5713
SEC CIK
0001569994
Parsed reports
119

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2018 Filed May 10, 2018 20:29 UTC
Gerke Mark RaymondCFO / Sr. Vice President
SaleCommon Stock 200 $17.58 $3,515.00
Disclosure

SEC source: 0001140361-18-022801 · doc1.xml · nonDerivative · entry 3

Gerke Mark Raymond · CIK 0001601016 · CFO / Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,092

Read SEC document
May 09, 2018 Filed May 10, 2018 20:29 UTC
Gerke Mark RaymondCFO / Sr. Vice President
SaleCommon Stock 1,200 $17.55 $21,060.00
Disclosure

SEC source: 0001140361-18-022801 · doc1.xml · nonDerivative · entry 2

Gerke Mark Raymond · CIK 0001601016 · CFO / Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,292

Read SEC document
May 09, 2018 Filed May 10, 2018 20:29 UTC
Gerke Mark RaymondCFO / Sr. Vice President
SaleCommon Stock 100 $17.50 $1,750.00
Disclosure

SEC source: 0001140361-18-022801 · doc1.xml · nonDerivative · entry 1

Gerke Mark Raymond · CIK 0001601016 · CFO / Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,492

Read SEC document
May 08, 2018 Filed May 9, 2018 16:12 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 4,600 $17.45 $80,270.00
Disclosure

SEC source: 0001140361-18-022483 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,619

Read SEC document
May 08, 2018 Filed May 21, 2018 16:10 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 4,500 $17.40 $78,300.00
Disclosure

SEC source: 0001140361-18-024919 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,119

Read SEC document
May 02, 2018 Filed May 3, 2018 16:18 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 600 $17.48 $10,485.00
Disclosure

SEC source: 0001140361-18-021520 · doc1.xml · nonDerivative · entry 4

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,219

Read SEC document
May 02, 2018 Filed May 3, 2018 16:18 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 2,444 $17.45 $42,647.80
Disclosure

SEC source: 0001140361-18-021520 · doc1.xml · nonDerivative · entry 3

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,819

Read SEC document
May 02, 2018 Filed May 3, 2018 16:18 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 100 $17.43 $1,742.50
Disclosure

SEC source: 0001140361-18-021520 · doc1.xml · nonDerivative · entry 2

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,263

Read SEC document
May 02, 2018 Filed May 3, 2018 16:18 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 600 $17.40 $10,440.00
Disclosure

SEC source: 0001140361-18-021520 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,363

Read SEC document
April 26, 2018 Filed Apr 30, 2018 17:17 UTC
Bruss William FCOO / General Counsel
SaleCommon Stock 200 $17.45 $3,490.00
Disclosure

SEC source: 0001140361-18-020551 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,963

Read SEC document
March 06, 2018 Filed Mar 7, 2018 11:30 UTC Exercise / conversionStock Options · Derivative 7,843 $12.75 Strike: $12.75 $99,998.25
Disclosure

SEC source: 0001140361-18-012406 · doc1.xml · derivative · entry 5

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,471

Underlying: Common Stock · 7,843 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 11:30 UTC Tax withholdingCommon Stock 15,142 $17.70 $268,013.40
Disclosure

SEC source: 0001140361-18-012406 · doc1.xml · nonDerivative · entry 2

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,844

Read SEC document
March 06, 2018 Filed Mar 7, 2018 11:17 UTC
Bruss William FCOO / General Counsel
Tax withholdingCommon Stock 2,056 $17.70 $36,391.20
Disclosure

SEC source: 0001140361-18-012404 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,163

Read SEC document
March 05, 2018 Filed Mar 7, 2018 11:30 UTC Exercise / conversionCommon Stock 7,843 $12.75 $99,998.25
Disclosure

SEC source: 0001140361-18-012406 · doc1.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2018 Filed Mar 7, 2018 11:08 UTC
Arndt Rebecca MSr. Vice President
Tax withholdingCommon Stock 1,248 $17.20 $21,465.60
Disclosure

SEC source: 0001140361-18-012400 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,241

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
Exercise / conversionStock Options · Derivative 6,000 $12.75 Strike: $12.75 $76,500.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · derivative · entry 10

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 15,000 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 53 $19.90 $1,054.70
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 7

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,489

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 400 $19.88 $7,950.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 6

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,542

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 1,647 $19.85 $32,692.95
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 5

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,942

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 300 $19.80 $5,940.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 4

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,589

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 200 $19.78 $3,955.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 3

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,889

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
SaleCommon Stock 3,400 $19.75 $67,150.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 2

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,089

Read SEC document
October 25, 2017 Filed Oct 26, 2017 15:59 UTC
Arndt Rebecca MSr. Vice President
Exercise / conversionCommon Stock 6,000 $12.75 $76,500.00
Disclosure

SEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 18:15 UTC
Gerke Mark RaymondVP/Controller
Tax withholdingCommon Stock 1,467 $18.45 $27,066.15
Disclosure

SEC source: 0001140361-17-025949 · doc1.xml · nonDerivative · entry 1

Gerke Mark Raymond · CIK 0001601016 · VP/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,592

Read SEC document
May 30, 2017 Filed Jan 4, 2018 12:21 UTC
Egenhoefer Eric JSubsidiary President
Exercise / conversionStock Options · Derivative 38,865 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001140361-18-000710 · doc1.xml · derivative · entry 2

Egenhoefer Eric J · CIK 0001451668 · Subsidiary President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,865 shares

Expires 2020-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed Jan 4, 2018 12:21 UTC
Egenhoefer Eric JSubsidiary President
Exercise / conversionCommon Stock 38,865 $3.47 $134,861.55
Disclosure

SEC source: 0001140361-18-000710 · doc1.xml · nonDerivative · entry 1

Egenhoefer Eric J · CIK 0001451668 · Subsidiary President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:56 UTC
Bruss William FCOO / General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 38,405 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001140361-17-016419 · doc1.xml · derivative · entry 7

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,405 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:56 UTC
Bruss William FCOO / General Counsel
Tax withholdingCommon Stock 11,614 $18.55 $215,439.70
Disclosure

SEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 3

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,219

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:56 UTC
Bruss William FCOO / General Counsel
Tax withholdingCommon Stock 34,823 $18.55 $645,966.65
Disclosure

SEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 2

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,833

Read SEC document
April 20, 2017 Filed Apr 21, 2017 16:56 UTC
Bruss William FCOO / General Counsel
Exercise / conversionCommon Stock 38,405 $1.73 $66,440.65
Disclosure

SEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 14:36 UTC
Arndt Rebecca MSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,390 $1.73 Strike: $1.73 $7,594.70
Disclosure

SEC source: 0001140361-17-016256 · doc1.xml · derivative · entry 4

Arndt Rebecca M · CIK 0001385498 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,390 shares

Expires 2022-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 14:36 UTC
Arndt Rebecca MSenior Vice President
Exercise / conversionCommon Stock 4,390 $1.73 $7,594.70
Disclosure

SEC source: 0001140361-17-016256 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 11:03 UTC Exercise / conversionStock Options · Derivative 15,686 $12.75 Strike: $12.75 $199,996.50
Disclosure

SEC source: 0001140361-17-013697 · doc1.xml · derivative · entry 4

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,314

Underlying: Common Stock · 15,686 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2017 Filed Mar 29, 2017 11:03 UTC Exercise / conversionCommon Stock 15,686 $12.75 $199,996.50
Disclosure

SEC source: 0001140361-17-013697 · doc1.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 14:28 UTC GiftCommon Stock 10,973 $18.40 $201,903.20
Disclosure

SEC source: 0001140361-17-012270 · doc1.xml · nonDerivative · entry 3

Dalum Thomas E · CIK 0001336612 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,596

Read SEC document
March 10, 2017 Filed Mar 13, 2017 11:53 UTC
Arndt Rebecca MVice President
SaleCommon Stock 429 $18.20 $7,807.80
Disclosure

SEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 3

Arndt Rebecca M · CIK 0001385498 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099

Read SEC document
March 10, 2017 Filed Mar 13, 2017 11:53 UTC
Arndt Rebecca MVice President
SaleCommon Stock 300 $18.18 $5,452.50
Disclosure

SEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 2

Arndt Rebecca M · CIK 0001385498 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,528

Read SEC document
March 10, 2017 Filed Mar 13, 2017 11:53 UTC
Arndt Rebecca MVice President
SaleCommon Stock 1,500 $18.15 $27,225.00
Disclosure

SEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,828

Read SEC document
March 06, 2017 Filed Mar 7, 2017 14:41 UTC Tax withholdingCommon Stock 16,640 $18.15 $302,016.00
Disclosure

SEC source: 0001140361-17-010844 · doc1.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,457

Read SEC document
March 06, 2017 Filed Mar 7, 2017 14:31 UTC
Bruss William FCOO General Counsel
Tax withholdingCommon Stock 1,976 $18.15 $35,864.40
Disclosure

SEC source: 0001140361-17-010842 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,010

Read SEC document
March 06, 2017 Filed Mar 7, 2017 14:14 UTC
Arndt Rebecca MVice President
Tax withholdingCommon Stock 1,271 $18.15 $23,068.65
Disclosure

SEC source: 0001140361-17-010835 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,328

Read SEC document
January 05, 2017 Filed Jan 5, 2017 15:39 UTC
Bruss William FCOO / General Counsel
Tax withholdingCommon Stock 2,121 $18.70 $39,662.70
Disclosure

SEC source: 0001140361-17-000673 · doc1.xml · nonDerivative · entry 1

Bruss William F · CIK 0001374571 · COO / General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,986

Read SEC document
January 05, 2017 Filed Jan 5, 2017 15:23 UTC
Arndt Rebecca MSenior Vice President
Tax withholdingCommon Stock 1,272 $18.70 $23,786.40
Disclosure

SEC source: 0001140361-17-000671 · doc1.xml · nonDerivative · entry 1

Arndt Rebecca M · CIK 0001385498 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,599

Read SEC document
December 14, 2016 Filed Dec 15, 2016 11:50 UTC
Egenhoefer Eric JSubsidiary President
Exercise / conversionStock Appreciation Rights · Derivative 16,000 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001140361-16-089758 · doc1.xml · derivative · entry 3

Egenhoefer Eric J · CIK 0001451668 · Subsidiary President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

Underlying: Common Stock · 16,000 shares

Expires 2020-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 11:50 UTC
Egenhoefer Eric JSubsidiary President
Tax withholdingCommon Stock 2,946 $18.85 $55,532.10
Disclosure

SEC source: 0001140361-16-089758 · doc1.xml · nonDerivative · entry 2

Egenhoefer Eric J · CIK 0001451668 · Subsidiary President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,572

Read SEC document
December 14, 2016 Filed Dec 15, 2016 11:50 UTC
Egenhoefer Eric JSubsidiary President
Exercise / conversionCommon Stock 16,000 $3.47 $55,520.00
Disclosure

SEC source: 0001140361-16-089758 · doc1.xml · nonDerivative · entry 1

Egenhoefer Eric J · CIK 0001451668 · Subsidiary President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC Exercise / conversionStock Appreciation Rights · Derivative 54,865 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001140361-16-089192 · doc1.xml · derivative · entry 5

Dalum Thomas E · CIK 0001336612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,865 shares

Expires 2017-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC Tax withholdingCommon Stock 46,766 $18.90 $883,877.40
Disclosure

SEC source: 0001140361-16-089192 · doc1.xml · nonDerivative · entry 2

Dalum Thomas E · CIK 0001336612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,531

Read SEC document
December 07, 2016 Filed Dec 9, 2016 11:42 UTC Exercise / conversionCommon Stock 54,865 $16.11 $883,875.15
Disclosure

SEC source: 0001140361-16-089192 · doc1.xml · nonDerivative · entry 1

Dalum Thomas E · CIK 0001336612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 12:23 UTC GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088877 · doc1.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,097

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.