Tapewire

Nasdaq · USD

WSBF

Waterstone Financial, Inc.

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Tapewire entity
5713
SEC CIK
0001569994
Parsed reports
119

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 17, 2026 19:47 UTC
Gordon Ryan JEVP/Chief Credit Officer
Exercise / conversionStock Option · Derivative 10,000 $17.20 Strike: $17.20 $172,000.00
Disclosure

SEC source: 0001437749-26-028174 · rdgdoc.xml · derivative · entry 7

Gordon Ryan J · CIK 0001972558 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 19:47 UTC
Gordon Ryan JEVP/Chief Credit Officer
SaleCommon Stock 6,237 $21.15 $131,881.37
Disclosure

SEC source: 0001437749-26-028174 · rdgdoc.xml · nonDerivative · entry 4

Gordon Ryan J · CIK 0001972558 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,611

Read SEC document
August 13, 2026 Filed Aug 17, 2026 19:47 UTC
Gordon Ryan JEVP/Chief Credit Officer
SaleCommon Stock 1,300 $21.11 $27,443.00
Disclosure

SEC source: 0001437749-26-028174 · rdgdoc.xml · nonDerivative · entry 3

Gordon Ryan J · CIK 0001972558 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,848

Read SEC document
August 13, 2026 Filed Aug 17, 2026 19:47 UTC
Gordon Ryan JEVP/Chief Credit Officer
SaleCommon Stock 620 $21.10 $13,082.00
Disclosure

SEC source: 0001437749-26-028174 · rdgdoc.xml · nonDerivative · entry 2

Gordon Ryan J · CIK 0001972558 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,148

Read SEC document
August 13, 2026 Filed Aug 17, 2026 19:47 UTC
Gordon Ryan JEVP/Chief Credit Officer
Exercise / conversionCommon Stock 10,000 $17.20 $172,000.00
Disclosure

SEC source: 0001437749-26-028174 · rdgdoc.xml · nonDerivative · entry 1

Gordon Ryan J · CIK 0001972558 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 22, 2026 12:45 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $14.98 $0.00
Disclosure

SEC source: 0001437749-26-018181 · rdgdoc.xml · derivative · entry 5

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 22, 2026 12:45 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
SaleCommon Stock 10,000 $18.34 $183,435.00
Disclosure

SEC source: 0001437749-26-018181 · rdgdoc.xml · nonDerivative · entry 2

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,034

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4."

Read SEC document
May 21, 2026 Filed May 22, 2026 12:45 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
Exercise / conversionCommon Stock 10,000 $14.98 $149,800.00
Disclosure

SEC source: 0001437749-26-018181 · rdgdoc.xml · nonDerivative · entry 1

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 11:22 UTC SaleCommon Stock 2,880 $18.11 $52,156.80
Disclosure

SEC source: 0001437749-26-004828 · rdgdoc.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,773

Read SEC document
February 06, 2026 Filed Feb 10, 2026 16:26 UTC SaleCommon Stock 6,765 $18.27 $123,562.73
Disclosure

SEC source: 0001437749-26-003643 · rdgdoc.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,653

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 09:12 UTC SaleCommon Stock 18,716 $18.25 $341,567.00
Disclosure

SEC source: 0001437749-26-003282 · rdgdoc.xml · nonDerivative · entry 2

Gordon Douglas S · CIK 0001343499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,418

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 08:29 UTC SaleCommon Stock 19,255 $18.64 $358,913.20
Disclosure

SEC source: 0001437749-26-003098 · rdgdoc.xml · nonDerivative · entry 2

Lawton Patrick S · CIK 0001336613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 09:12 UTC SaleCommon Stock 15,000 $18.55 $278,265.00
Disclosure

SEC source: 0001437749-26-003282 · rdgdoc.xml · nonDerivative · entry 1

Gordon Douglas S · CIK 0001343499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,134

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 08:29 UTC SaleCommon Stock 30,000 $18.53 $555,900.00
Disclosure

SEC source: 0001437749-26-003098 · rdgdoc.xml · nonDerivative · entry 1

Lawton Patrick S · CIK 0001336613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,255

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at different prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 14:25 UTC
Glynn Julie AnnEVP/Chief Retail Officer
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0001437749-26-002885 · rdgdoc.xml · derivative · entry 4

Glynn Julie Ann · CIK 0001770992 · EVP/Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2028-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 14:25 UTC
Glynn Julie AnnEVP/Chief Retail Officer
SaleCommon Stock 929 $18.69 $17,361.62
Disclosure

SEC source: 0001437749-26-002885 · rdgdoc.xml · nonDerivative · entry 3

Glynn Julie Ann · CIK 0001770992 · EVP/Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,071

Read SEC document
February 02, 2026 Filed Feb 4, 2026 14:25 UTC
Glynn Julie AnnEVP/Chief Retail Officer
SaleCommon Stock 20,000 $18.17 $363,412.00
Disclosure

SEC source: 0001437749-26-002885 · rdgdoc.xml · nonDerivative · entry 2

Glynn Julie Ann · CIK 0001770992 · EVP/Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4."

Read SEC document
February 02, 2026 Filed Feb 4, 2026 14:25 UTC
Glynn Julie AnnEVP/Chief Retail Officer
Exercise / conversionCommon Stock 20,000 $17.35 $347,000.00
Disclosure

SEC source: 0001437749-26-002885 · rdgdoc.xml · nonDerivative · entry 1

Glynn Julie Ann · CIK 0001770992 · EVP/Chief Retail Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2025 Filed Oct 28, 2025 16:15 UTC SaleCommon Stock 79,872 $15.16 $1,210,859.52
Disclosure

SEC source: 0001437749-25-031971 · rdgdoc.xml · nonDerivative · entry 2

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
October 27, 2025 Filed Oct 28, 2025 16:15 UTC SaleCommon Stock 1,541 $15.16 $23,361.56
Disclosure

SEC source: 0001437749-25-031971 · rdgdoc.xml · nonDerivative · entry 1

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 13, 2025 Filed Aug 14, 2025 16:51 UTC SaleCommon Stock 109,527 $14.05 $1,538,514.82
Disclosure

SEC source: 0001437749-25-026987 · rdgdoc.xml · nonDerivative · entry 2

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,541

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.81 to $14.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 16:51 UTC SaleCommon Stock 35,290 $13.92 $491,212.10
Disclosure

SEC source: 0001437749-25-026987 · rdgdoc.xml · nonDerivative · entry 1

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 111,068

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.80 to $14.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 10:50 UTC SaleCommon Stock 2,757 $13.80 $38,046.60
Disclosure

SEC source: 0001437749-25-026076 · rdgdoc.xml · nonDerivative · entry 1

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 146,358

Read SEC document
July 25, 2025 Filed Jul 28, 2025 12:51 UTC SaleCommon Stock 100 $13.82 $1,382.00
Disclosure

SEC source: 0001437749-25-023605 · rdgdoc.xml · nonDerivative · entry 4

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 149,115

Read SEC document
July 25, 2025 Filed Jul 28, 2025 12:51 UTC SaleCommon Stock 761 $13.81 $10,509.41
Disclosure

SEC source: 0001437749-25-023605 · rdgdoc.xml · nonDerivative · entry 3

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 149,215

Read SEC document
July 25, 2025 Filed Jul 28, 2025 12:51 UTC SaleCommon Stock 100 $13.81 $1,380.50
Disclosure

SEC source: 0001437749-25-023605 · rdgdoc.xml · nonDerivative · entry 2

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 149,976

Read SEC document
July 24, 2025 Filed Jul 28, 2025 12:51 UTC SaleCommon Stock 36,465 $13.83 $504,453.16
Disclosure

SEC source: 0001437749-25-023605 · rdgdoc.xml · nonDerivative · entry 1

Hansen Michael L · CIK 0001336616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 150,076

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.8 to $14.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 15:22 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
Exercise / conversionStock Option · Derivative 5,000 $12.75 Strike: $12.75 $63,750.00
Disclosure

SEC source: 0001437749-25-005834 · rdgdoc.xml · derivative · entry 5

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 15:22 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
SaleCommon Stock 2,738 $14.15 $38,729.01
Disclosure

SEC source: 0001437749-25-005834 · rdgdoc.xml · nonDerivative · entry 2

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,334

Read SEC document
February 28, 2025 Filed Mar 3, 2025 15:22 UTC
Gerke Mark RaymondEVP/Chief Financial Officer
Exercise / conversionCommon Stock 5,000 $12.75 $63,750.00
Disclosure

SEC source: 0001437749-25-005834 · rdgdoc.xml · nonDerivative · entry 1

Gerke Mark Raymond · CIK 0001601016 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 10:18 UTC Exercise / conversionStock Option · Derivative 37,500 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0001437749-25-005829 · rdgdoc.xml · derivative · entry 3

Lawton Patrick S · CIK 0001336613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 10:18 UTC SaleCommon Stock 37,500 $14.03 $526,061.25
Disclosure

SEC source: 0001437749-25-005829 · rdgdoc.xml · nonDerivative · entry 2

Lawton Patrick S · CIK 0001336613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,131

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 10:18 UTC Exercise / conversionCommon Stock 37,500 $12.75 $478,125.00
Disclosure

SEC source: 0001437749-25-005829 · rdgdoc.xml · nonDerivative · entry 1

Lawton Patrick S · CIK 0001336613 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 11:05 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $22,185.00
Disclosure

SEC source: 0001437749-25-003859 · rdgdoc.xml · derivative · entry 3

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,185 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 11:05 UTC SaleCommon Stock 22,185 $14.25 $316,136.25
Disclosure

SEC source: 0001437749-25-003859 · rdgdoc.xml · nonDerivative · entry 2

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,318

Read SEC document
February 13, 2025 Filed Feb 14, 2025 11:05 UTC Exercise / conversionCommon Stock 22,185 $12.75 $282,858.75
Disclosure

SEC source: 0001437749-25-003859 · rdgdoc.xml · nonDerivative · entry 1

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 08:55 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $6,211.00
Disclosure

SEC source: 0001437749-25-003497 · rdgdoc.xml · derivative · entry 3

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,211 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 08:55 UTC SaleCommon Stock 6,211 $13.79 $85,644.10
Disclosure

SEC source: 0001437749-25-003497 · rdgdoc.xml · nonDerivative · entry 2

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,078

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 08:55 UTC Exercise / conversionCommon Stock 6,211 $12.75 $79,190.25
Disclosure

SEC source: 0001437749-25-003497 · rdgdoc.xml · nonDerivative · entry 1

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 17:40 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $3,095.00
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · derivative · entry 9

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,211

Underlying: Common Stock · 3,097 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 17:40 UTC SaleCommon Stock 3,097 $13.75 $42,589.63
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · nonDerivative · entry 6

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,078

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 17:40 UTC Exercise / conversionCommon Stock 3,097 $12.75 $39,486.75
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · nonDerivative · entry 5

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 17:39 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $10,270.00
Disclosure

SEC source: 0001437749-25-003053 · rdgdoc.xml · derivative · entry 6

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,185

Underlying: Common Stock · 10,270 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 17:39 UTC SaleCommon Stock 10,270 $13.75 $141,255.63
Disclosure

SEC source: 0001437749-25-003053 · rdgdoc.xml · nonDerivative · entry 4

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,318

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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February 05, 2025 Filed Feb 6, 2025 17:39 UTC Exercise / conversionCommon Stock 10,270 $12.75 $130,942.50
Disclosure

SEC source: 0001437749-25-003053 · rdgdoc.xml · nonDerivative · entry 3

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2025 Filed Feb 6, 2025 17:40 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $10,885.00
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · derivative · entry 8

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,308

Underlying: Common Stock · 10,885 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2025 Filed Feb 6, 2025 17:40 UTC SaleCommon Stock 10,885 $13.76 $149,768.89
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · nonDerivative · entry 4

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,078

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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February 05, 2025 Filed Feb 6, 2025 17:40 UTC Exercise / conversionCommon Stock 10,885 $12.75 $138,783.75
Disclosure

SEC source: 0001437749-25-003055 · rdgdoc.xml · nonDerivative · entry 3

Schmidt Stephen J · CIK 0001336617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2025 Filed Feb 6, 2025 17:39 UTC Exercise / conversionStock Options · Derivative Not disclosed $0.00 Strike: $12.75 $4,760.00
Disclosure

SEC source: 0001437749-25-003053 · rdgdoc.xml · derivative · entry 5

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,455

Underlying: Common Stock · 4,760 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 17:39 UTC SaleCommon Stock 4,760 $13.77 $65,522.83
Disclosure

SEC source: 0001437749-25-003053 · rdgdoc.xml · nonDerivative · entry 2

RAPPE KRISTINE A · CIK 0001278949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,318

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.