Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waterstone Financial, Inc.WSBF · Entity 5713 | Sr. Vice President | February 28, 2018 | March 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waterstone Financial, Inc.
Report date February 28, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,241 |
Reported balance
After 2018-02-28 transaction · row 1
1 source rowRow 1 · 2018-02-28 · Tax withholding · Disposed 1,248 · Balance 39,241 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 21,806 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,806 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 20,039 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,039 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.75 · Expires 2025-03-04 | Direct | 9,000 |
Reported balance
Holding disclosure · report date 2018-02-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 7, 2018 11:08 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 1,248 | $17.20 | $21,465.60 |
DisclosureSEC source: 0001140361-18-012400 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,241 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 6,000 | $12.75 Strike: $12.75 | $76,500.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · derivative · entry 10 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 15,000 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 53 | $19.90 | $1,054.70 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 7 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,489 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 400 | $19.88 | $7,950.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 6 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,542 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 1,647 | $19.85 | $32,692.95 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 5 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,942 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 300 | $19.80 | $5,940.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 4 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,589 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 200 | $19.78 | $3,955.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 3 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,889 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 3,400 | $19.75 | $67,150.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 2 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,089 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 15:59 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 6,000 | $12.75 | $76,500.00 |
DisclosureSEC source: 0001140361-17-039684 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 14:36 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,390 | $1.73 Strike: $1.73 | $7,594.70 |
DisclosureSEC source: 0001140361-17-016256 · doc1.xml · derivative · entry 4 Arndt Rebecca M · CIK 0001385498 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,390 shares Expires 2022-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 14:36 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 4,390 | $1.73 | $7,594.70 |
DisclosureSEC source: 0001140361-17-016256 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 11:53 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 429 | $18.20 | $7,807.80 |
DisclosureSEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 3 Arndt Rebecca M · CIK 0001385498 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,099 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 11:53 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 300 | $18.18 | $5,452.50 |
DisclosureSEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 2 Arndt Rebecca M · CIK 0001385498 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,528 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 11:53 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 1,500 | $18.15 | $27,225.00 |
DisclosureSEC source: 0001140361-17-011708 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,828 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 14:14 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 1,271 | $18.15 | $23,068.65 |
DisclosureSEC source: 0001140361-17-010835 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,328 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 15:23 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 1,272 | $18.70 | $23,786.40 |
DisclosureSEC source: 0001140361-17-000671 · doc1.xml · nonDerivative · entry 1 Arndt Rebecca M · CIK 0001385498 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,599 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.