Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waterstone Financial, Inc.WSBF · Entity 5713 | Director of Subsidiary | December 14, 2018 | December 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waterstone Financial, Inc.
Report date December 14, 2018 · Filed December 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,011 |
Ending reported balance
After 2018-12-14 transaction · row 16
16 source rows · reconciled sequenceRow 1 · 2018-12-14 · Sale · Disposed 1,900 · Balance 82,531 Row 2 · 2018-12-14 · Sale · Disposed 100 · Balance 82,431 Row 3 · 2018-12-14 · Sale · Disposed 2,744 · Balance 79,687 Row 4 · 2018-12-14 · Sale · Disposed 300 · Balance 79,387 Row 5 · 2018-12-14 · Sale · Disposed 100 · Balance 79,287 Row 6 · 2018-12-14 · Sale · Disposed 500 · Balance 78,787 Row 7 · 2018-12-14 · Sale · Disposed 2,576 · Balance 76,211 Row 8 · 2018-12-14 · Sale · Disposed 200 · Balance 76,011 Row 9 · 2018-12-14 · Sale · Disposed 1,700 · Balance 74,311 Row 10 · 2018-12-14 · Sale · Disposed 200 · Balance 74,111 Row 11 · 2018-12-14 · Sale · Disposed 200 · Balance 73,911 Row 12 · 2018-12-14 · Sale · Disposed 400 · Balance 73,511 Row 13 · 2018-12-14 · Sale · Disposed 3,574 · Balance 69,937 Row 14 · 2018-12-14 · Sale · Disposed 100 · Balance 69,837 Row 15 · 2018-12-14 · Sale · Disposed 300 · Balance 69,537 Row 16 · 2018-12-14 · Sale · Disposed 526 · Balance 69,011 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.75 · Expires 2025-03-04 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2018-12-14 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 526 | $16.30 | $8,573.80 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 16 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,011 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 300 | $16.22 | $4,866.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 15 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,537 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 100 | $16.21 | $1,621.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 14 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,837 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 3,574 | $16.20 | $57,902.37 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 13 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,937 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 400 | $16.16 | $6,464.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 12 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,511 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 200 | $16.14 | $3,228.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 11 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,911 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 200 | $16.19 | $3,238.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 10 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,111 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 1,700 | $16.18 | $27,506.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 9 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,311 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 200 | $16.13 | $3,226.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 8 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,011 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,576 | $16.12 | $41,525.12 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 7 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,211 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 500 | $16.20 | $8,100.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 6 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,787 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 100 | $16.17 | $1,617.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 5 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,287 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 300 | $16.17 | $4,849.50 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 4 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,387 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,744 | $16.13 | $44,263.46 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 3 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,687 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 100 | $16.14 | $1,614.00 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,431 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 10:00 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 1,900 | $16.13 | $30,648.90 |
DisclosureSEC source: 0001567619-18-008168 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,531 Read SEC document |
| December 11, 2018 Filed Dec 14, 2018 17:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 6 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-008035 · doc1.xml · derivative · entry 3 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,994 Underlying: Common Stock · 6,950 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 14, 2018 17:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 6 | $16.50 | $99.00 |
DisclosureSEC source: 0001567619-18-008035 · doc1.xml · nonDerivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| December 11, 2018 Filed Dec 14, 2018 17:18 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 6 | $12.75 | $76.50 |
DisclosureSEC source: 0001567619-18-008035 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 17, 2018 15:18 UTC Amendment | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 6 | $16.50 | $99.00 |
DisclosureSEC source: 0001567619-18-008108 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,431 Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 6,950 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · derivative · entry 8 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 6,950 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 200 | $17.03 | $3,405.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 6 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 6,750 | $17.00 | $114,750.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 5 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,637 Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 6,950 | $12.75 | $88,612.50 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 4 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 7,601 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · derivative · entry 7 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,950 Underlying: Common Stock · 7,601 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 1,160 | $17.03 | $19,749.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 3 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 6,441 | $17.00 | $109,497.00 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,597 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 16:30 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 7,601 | $12.75 | $96,912.75 |
DisclosureSEC source: 0001567619-18-000631 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 2,008 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · derivative · entry 10 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,551 Underlying: Common Stock · 2,008 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,008 | $17.00 | $34,136.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 7 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 2,008 | $12.75 | $25,602.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 6 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 20,643 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · derivative · entry 9 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,559 Underlying: Common Stock · 20,643 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 340 | $17.03 | $5,788.50 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 5 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 20,303 | $17.00 | $345,151.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 4 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,777 Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 20,643 | $12.75 | $263,198.25 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 3 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 2,798 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · derivative · entry 8 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,202 Underlying: Common Stock · 2,798 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | SaleCommon Stock | 2,798 | $17.00 | $47,566.00 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 18:44 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 2,798 | $12.75 | $35,674.50 |
DisclosureSEC source: 0001567619-18-000270 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jan 4, 2018 12:21 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Options · Derivative | 38,865 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001140361-18-000710 · doc1.xml · derivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,865 shares Expires 2020-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jan 4, 2018 12:21 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 38,865 | $3.47 | $134,861.55 |
DisclosureSEC source: 0001140361-18-000710 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 11:50 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Appreciation Rights · Derivative | 16,000 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001140361-16-089758 · doc1.xml · derivative · entry 3 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,865 Underlying: Common Stock · 16,000 shares Expires 2020-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 11:50 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 2,946 | $18.85 | $55,532.10 |
DisclosureSEC source: 0001140361-16-089758 · doc1.xml · nonDerivative · entry 2 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,572 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 11:50 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 16,000 | $3.47 | $55,520.00 |
DisclosureSEC source: 0001140361-16-089758 · doc1.xml · nonDerivative · entry 1 Egenhoefer Eric J · CIK 0001451668 · Subsidiary President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.