WRAP

SEC source: 0001415889-20-002063 · form4-08062020_050805.xml · derivative · entry 1

Thomas Marc Terrell · CIK 0001820216 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2030-07-30

F2 · price: The stock options reported herein were granted in connection with the Reporting Person's appointment as the Issuer's Chief Executive Officer, and were issued pursuant to the Issuer's 2017 Plan.

F1 · derivative.exercise_date: 87,500 of the stock options vest on the one year anniversary of the grant, with the remainder vesting in 36 equal monthly installments over a three year period thereafter.

SEC source: 0001415889-20-001965 · form4-07282020_080750.xml · derivative · entry 3

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 83,334 shares

Expires 2020-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001965 · form4-07282020_080750.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,451,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001889 · form4-07142020_050747.xml · derivative · entry 3

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 83,334

Underlying: Common Stock · 150,000 shares

Expires 2020-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001889 · form4-07142020_050747.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,368,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001825 · form4-07022020_090701.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,503

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

SEC source: 0001415889-20-001605 · form4-06122020_050602.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 1,880,741

F1 · kind: The sale of shares by the family trust were effected pursuant to instructions given to the trustee by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

SEC source: 0001415889-20-001824 · form4a-07022020_090701.xml · nonDerivative · entry 3

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,503

F1 · kind: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

F1 · ownership.direct: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

SEC source: 0001415889-20-001824 · form4a-07022020_090701.xml · nonDerivative · entry 2

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,503

F1 · kind: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

F1 · shares: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

SEC source: 0001415889-20-001824 · form4a-07022020_090701.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 1,814,741

F1 · kind: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

F1 · shares: This Amendment No. 1 to the Form 4 ("Form 4/A") filed on June 12, 2020 (the "Original Form 4") is being filed to report the correct the ownership form of the shares of common stock that were sold pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on May 8, 2020. The sale was inadvertently reported as a sale of shares by the family trust on the Original Form 4. In addition, this Form 4/A corrects the transaction by reporting the transfer of shares by the family trust for no compensation to the Reporting Owner, as permitted by the terms of the trust, and corrects the sale of shares as effected by the Reporting Owner directly.

SEC source: 0001415889-20-001505 · form4-06042020_080602.xml · nonDerivative · entry 1

Rothans Michael James · CIK 0001758606 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,021

SEC source: 0001415889-20-001444 · form4-06022020_060617.xml · derivative · entry 3

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 233,334

Underlying: Common Stock · 100,000 shares

Expires 2020-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001444 · form4-06022020_060617.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,218,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-20-001389 · form4-05292020_070502.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,503

F1 · shares: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on May 23, 2020. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001415889-20-001390 · form4-05292020_070507.xml · nonDerivative · entry 1

Rothans Michael James · CIK 0001758606 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,821

F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on May 23, 2020. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $4.86 to $4.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

SEC source: 0001415889-20-000954 · form4-04032020_050454.xml · derivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,975

Underlying: Common Stock · 42,975 shares

Expires 2030-04-01

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan

F1 · derivative.exercise_date: The Stock Options will vest as follows: one-third on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

SEC source: 0001415889-20-000953 · form4-04032020_050407.xml · derivative · entry 2

SMITH THOMAS P · CIK 0001167176 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,211

Underlying: Restricted Stock Unit · 35,211 shares

Expires 2020-12-31

F3 · price: The Restricted Stock Units are based on meeting performance objectives for the year-ended December 31, 2020 to be established by and measured at the discretion of the Issuer's Board of Directors.

F3 · derivative.exercise_date: The Restricted Stock Units are based on meeting performance objectives for the year-ended December 31, 2020 to be established by and measured at the discretion of the Issuer's Board of Directors.

SEC source: 0001415889-20-000953 · form4-04032020_050407.xml · derivative · entry 1

SMITH THOMAS P · CIK 0001167176 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,193

Underlying: Common Stock · 110,193 shares

Expires 2030-04-01

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options will vest as follows: one-third on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

SEC source: 0001415889-20-000952 · form4-04032020_050417.xml · derivative · entry 1

Norris David G · CIK 0001441015 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,193

Underlying: Common Stock · 110,193 shares

Expires 2030-04-01

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options will vest as follows: one-third on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

SEC source: 0001415889-20-000951 · form4-04032020_050406.xml · derivative · entry 1

Rothans Michael James · CIK 0001758606 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,975

Underlying: Common Stock · 42,975 shares

Expires 2030-04-01

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options will vest as follows: one-third on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

SEC source: 0001415889-20-000315 · form4-02122020_010207.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Petro River Oil Corp.

Disclosed balance after: 0

F1 · price: Petro River Oil Corp. ("Petro River") transferred its shares of common stock of the Issuer ("Shares") to a wholly owned subsidiary on February 10, 2020 in a transaction not involving a sale and for which no consideration was paid. The transfer was approved by a majority of disinterested directors of Petro River, consisting of three independent directors of the Board of Petro River. The reporting person is Executive Chairman of Petro River and is not a manager, officer or director of the subsidiary. The reporting person disclaims beneficial ownership of the Shares and that he has any pecuniary or other direct or indirect interest in the Shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities or has any pecuniary or other direct or indirect interest in the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001415889-20-000142 · form4-01172020_050157.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 one year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-20-000144 · form4-01172020_050116.xml · nonDerivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 one year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-20-000146 · form4-01172020_050131.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,303,688

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 one year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-20-000150 · form4-01172020_050125.xml · nonDerivative · entry 1

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,070

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 one year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-19-001482 · form4-12122019_091201.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 1,886,741

F1 · price: The shares were sold to a foreign investor in a privately negotiated transaction at a mutually agreed price representing a 15% discount to the five-day average closing price ending on December 5, 2019. The shares remain restricted from resale and can only be sold pursuant to registration under the Securities Act of 1933, as amended, or an exemption therefrom.

SEC source: 0001415889-19-001483 · form4-12122019_091206.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,118,219

F1 · price: The shares were sold to a foreign investor in a privately negotiated transaction at a mutually agreed price representing a 15% discount to the five-day average closing price ending on December 5, 2019. The shares remain restricted from resale and can only be sold pursuant to registration under the Securities Act of 1933, as amended, or an exemption therefrom.

SEC source: 0001415889-19-001289 · form4-11132019_101106.xml · nonDerivative · entry 2

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259,906

F2 · price: This transaction was executed in multiple purchases at prices ranging from $3.55 to $3.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-19-001289 · form4-11132019_101106.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244,906

F1 · price: This transaction was executed in multiple purchases at prices ranging from $3.35 to $3.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-19-001041 · form4-09172019_030945.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234,906

SEC source: 0001415889-19-001000 · form4-09052019_020948.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple purchases at prices ranging from $4.10 to $4.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-19-000962 · form4-08302019_100813.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 26,836

F1 · price: This transaction was executed in multiple purchases at prices ranging from $3.69 to $4.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-19-000577 · form4-05242019_080502.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 on year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-19-000578 · form4-05242019_080507.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,404

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 on year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-19-000579 · form4-05242019_080511.xml · nonDerivative · entry 1

Rothans Michael James · CIK 0001758606 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,913

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 on year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

SEC source: 0001415889-19-000392 · form4-03262019_050303.xml · derivative · entry 1

SMITH THOMAS P · CIK 0001167176 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-03-18

F1 · shares: The Reporting Person's ability to exercise the Stock Options reported herein is conditioned upon stockholder approval of an amendment to the Issuer's 2017 Equity Incentive Plan (the "2017 Plan").

F3 · price: The Stock Options reported herein were issued in connection with the Reporting Person's appointment as the Issuer's President and pursuant to the Issuer's 2017 Plan.

F2 · derivative.exercise_date: The Stock Options shall vest as follows: 33% on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

SEC source: 0001415889-18-001756 · form4-12122018_041210.xml · nonDerivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229,906

SEC source: 0001415889-18-001656 · form4-11162018_011113.xml · derivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2023-11-14

F2 · price: The Stock Options reported herein were issued in connection with the Reporting Person's appointment to the Issuer's Board of Directors and pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options shall vest as follows: 50% on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly tranches over the following 12 months.

SEC source: 0001415889-18-001684 · form4-11262018_031119.xml · derivative · entry 1

WALKER WAYNE REMELL · CIK 0001428761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2023-11-14

F2 · price: The Stock Options reported herein were issued in connection with the Reporting Person's appointment to the Issuer's Board of Directors and pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options shall vest as follows: 50% on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly tranches over the following 12 months.

SEC source: 0001415889-18-001574 · form4-11012018_041119.xml · derivative · entry 3

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 333,334

Underlying: Common Stock · 333,334 shares

Expires 2020-10-30

F1 · shares: The Reporting Person purchased 333,334 units ("Units") for $3.00 per Unit, with each Unit consisting of one share of common stock and a two-year warrant to purchase one share of common stock, in connection with a private placement transaction consummated by the Issuer on October 30, 2018.

F1 · price: The Reporting Person purchased 333,334 units ("Units") for $3.00 per Unit, with each Unit consisting of one share of common stock and a two-year warrant to purchase one share of common stock, in connection with a private placement transaction consummated by the Issuer on October 30, 2018.

SEC source: 0001415889-18-001574 · form4-11012018_041119.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,718,219

F1 · shares: The Reporting Person purchased 333,334 units ("Units") for $3.00 per Unit, with each Unit consisting of one share of common stock and a two-year warrant to purchase one share of common stock, in connection with a private placement transaction consummated by the Issuer on October 30, 2018.

F1 · price: The Reporting Person purchased 333,334 units ("Units") for $3.00 per Unit, with each Unit consisting of one share of common stock and a two-year warrant to purchase one share of common stock, in connection with a private placement transaction consummated by the Issuer on October 30, 2018.

SEC source: 0001415889-18-000982 · form4-06202018_050653.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 5,384,885

SEC source: 0001415889-18-000826 · form4-05252018_050506.xml · derivative · entry 1

BARNES JAMES A · CIK 0000935660 · Director · CFO, SECRETARY AND TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options vest immediately, with the remainder vesting on the one-year anniversary of the grant date.

SEC source: 0001415889-18-000828 · form4-05252018_050514.xml · derivative · entry 1

Norris David G · CIK 0001441015 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options will vest on the one-year anniversary of the grant date, with the remainder vesting ratably monthly over the following 12 months with all options vested at end of year two.

SEC source: 0001415889-18-000825 · form4-05252018_050501.xml · derivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options vest immediately, with the remainder vesting on the one-year anniversary of the grant date.

SEC source: 0001415889-18-000827 · form4-05252018_050510.xml · derivative · entry 1

Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options vest immediately, with the remainder vesting on the one-year anniversary of the grant date.

SEC source: 0001415889-18-000829 · form4-05252018_050518.xml · derivative · entry 1

Parris Michael · CIK 0001723737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options will vest on the one-year anniversary of the grant date, with the remainder vesting ratably monthly over the following 12 months with all options vested at end of year two.

SEC source: 0001415889-17-001697 · form4-10252017_091037.xml · nonDerivative · entry 1

BARNES JAMES A · CIK 0000935660 · Director · PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 2,286,741

SEC source: 0001415889-17-001699 · form4-10252017_091026.xml · nonDerivative · entry 1

NORRIS ELWOOD G · CIK 0001239811 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,904