Last 12 months
Inside the activity.
3 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 3 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed Apr 16, 2021 20:31 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-002009 · form4-04162021_050428.xml · derivative · entry 4 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,500 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 20:31 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 7,500 | $5.39 | $40,425.00 |
DisclosureSEC source: 0001415889-21-002009 · form4-04162021_050428.xml · nonDerivative · entry 2 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,760 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| April 16, 2021 Filed Apr 16, 2021 20:31 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-002009 · form4-04162021_050428.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:00 UTC Amendment |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002027 · form4a-04192021_080401.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,819 F1 · kind: On April 16, 2021, a Form 4 was filed using the Reporting Person's CIK code in error (the "Original Form 4"). This Amendment is being filed to disclose that no transactions occurred for the Reporting Person on April 16, 2021, as previously reported in the Original Form 4, and reflects the correct ownership for the Reporting Owner as of the date of this Filing. F1 · shares: On April 16, 2021, a Form 4 was filed using the Reporting Person's CIK code in error (the "Original Form 4"). This Amendment is being filed to disclose that no transactions occurred for the Reporting Person on April 16, 2021, as previously reported in the Original Form 4, and reflects the correct ownership for the Reporting Owner as of the date of this Filing. F1 · balance_after: On April 16, 2021, a Form 4 was filed using the Reporting Person's CIK code in error (the "Original Form 4"). This Amendment is being filed to disclose that no transactions occurred for the Reporting Person on April 16, 2021, as previously reported in the Original Form 4, and reflects the correct ownership for the Reporting Owner as of the date of this Filing. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:05 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-002028 · form4-04192021_080401.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,500 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:05 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $5.39 | $40,425.00 |
DisclosureSEC source: 0001415889-21-002028 · form4-04192021_080401.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,760 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:05 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-002028 · form4-04192021_080401.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.31 | $31,860.00 |
DisclosureSEC source: 0001415889-21-001943 · form4-04072021_080402.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:39 UTC |
Kinsella PatrickDirector
|
GrantCommon Stock | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001899 · form4-04052021_050446.xml · nonDerivative · entry 2 Kinsella Patrick · CIK 0001612388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,202 F2 · shares: Represents grant of restricted stock issued in connection with the Reporting Person's service on the Issuer's Board of Directors. 30% of the restricted stock vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:39 UTC |
Kinsella PatrickDirector
|
GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001899 · form4-04052021_050446.xml · nonDerivative · entry 1 Kinsella Patrick · CIK 0001612388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,320 F1 · shares: Represents shares granted in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:40 UTC |
Norris David GDirector
|
GrantCommon Stock | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001901 · form4-04052021_050402.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,760 F2 · shares: Represents grant of restricted stock issued in connection with the Reporting Person's service on the Issuer's Board of Directors. 30% of the restricted stock vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:40 UTC |
Norris David GDirector
|
GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001901 · form4-04052021_050402.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,878 F1 · shares: Represents shares granted in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:39 UTC |
WALKER WAYNE REMELLDirector
|
GrantCommon Stock | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001900 · form4-04052021_050430.xml · nonDerivative · entry 2 WALKER WAYNE REMELL · CIK 0001428761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,202 F2 · shares: Represents grant of restricted stock issued in connection with the Reporting Person's service on the Issuer's Board of Directors. 30% of the restricted stock vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:39 UTC |
WALKER WAYNE REMELLDirector
|
GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001900 · form4-04052021_050430.xml · nonDerivative · entry 1 WALKER WAYNE REMELL · CIK 0001428761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,320 F1 · shares: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:37 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $5.56 | $0.00 |
DisclosureSEC source: 0001415889-21-001897 · form4-04052021_050423.xml · derivative · entry 2 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-04-01 F2 · shares: Represents options granted in connection with the Reporting Person's service as Executive Chairman of the Issuer's Board of Directors. F3 · derivative.exercise_date: 30% of the options vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:37 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001897 · form4-04052021_050423.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856,938 F1 · shares: Represents shares granted in connection with the Reporting Person's service as Executive Chairman of the Issuer's Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 01:07 UTC |
Parris MichaelDirector
|
GrantCommon Stock | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001903 · form4-04052021_060444.xml · nonDerivative · entry 2 Parris Michael · CIK 0001723737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,202 F2 · shares: Represents grant of restricted stock issued in connection with the Reporting Person's service on the Issuer's Board of Directors. 30% of the restricted stock vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 01:07 UTC |
Parris MichaelDirector
|
GrantCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001903 · form4-04052021_060444.xml · nonDerivative · entry 1 Parris Michael · CIK 0001723737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,320 F1 · shares: Represents shares granted in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-001561 · form4-03172021_080302.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:00 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $5.72 | $42,900.00 |
DisclosureSEC source: 0001415889-21-001561 · form4-03172021_080302.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-001561 · form4-03172021_080302.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| March 10, 2021 Filed Mar 19, 2021 20:15 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GiftCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001594 · form4-03192021_040301.xml · nonDerivative · entry 2 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,825,688 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:08 UTC |
SMITH THOMAS PCHIEF EXECUTIVE OFFICER
|
GrantStock Options · Derivative | 400,000 | $0.00 Strike: $5.22 | $0.00 |
DisclosureSEC source: 0001415889-21-001399 · form4-03092021_060307.xml · derivative · entry 1 SMITH THOMAS P · CIK 0001167176 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-03-08 F1 · kind: The stock options reported herein were granted in connection with the Reporting Person's appointment as the Issuer's Chief Executive Officer, and were issued pursuant to the Issuer's 2017 Stock Incentive Plan. F2 · derivative.exercise_date: One-third of the stock option will vest on March 8, 2022, the one-year anniversary of the grant date, with the remainder vesting in equal monthly installments over the two-year period thereafter. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.15 | $30,900.00 |
DisclosureSEC source: 0001415889-21-001358 · form4-03052021_080302.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-000739 · form4-02172021_080202.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,500 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F3 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 20:00 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $7.21 | $54,075.00 |
DisclosureSEC source: 0001415889-21-000739 · form4-02172021_080202.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · price: This transaction was executed in multiple purchases at prices ranging from $7.16 to $7.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-000739 · form4-02172021_080202.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $6.10 | $36,600.00 |
DisclosureSEC source: 0001415889-21-000549 · form4-02052021_080202.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-000352 · form4-01202021_080101.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,000 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 20:00 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $5.24 | $39,300.00 |
DisclosureSEC source: 0001415889-21-000352 · form4-01202021_080101.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F1 · shares: The sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-000352 · form4-01202021_080101.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.18 | $31,080.00 |
DisclosureSEC source: 0001415889-21-000267 · form4-01082021_080101.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| December 30, 2020 Filed Mar 19, 2021 20:15 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GiftCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001594 · form4-03192021_040301.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,225,688 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 20:53 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-20-002995 · form4-12182020_051217.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,500 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 20:53 UTC |
Norris David GDirector
|
SaleCommon Stock | 400,000 | $5.00 | $2,000,000.00 |
DisclosureSEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 3 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,408,128 F2 · shares: On December 16, 2020, the Reporting Person sold the shares, in a private transaction, pursuant to a registration statement on Form S-3 declared effective by the Securities and Exchange Commission on July 10, 2020 (File No. 333-239329). In addition, the Reporting Person granted to the purchaser an option to purchase an additional 400,000 shares from the Reporting Person for $5.00 per share. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 20:53 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $5.42 | $40,650.00 |
DisclosureSEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F1 · shares: The sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 20:53 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 17:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.60 | $33,600.00 |
DisclosureSEC source: 0001415889-20-002788 · form4-12032020_051201.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:11 UTC |
Kinsella PatrickDirector
|
Exercise / conversionStock Options · Derivative | 35,000 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001415889-20-002789 · form4-12032020_021207.xml · derivative · entry 3 Kinsella Patrick · CIK 0001612388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested 50% on November 14, 2019, with the remainder vesting in four equal quarterly tranches over the following 12 months thereafter. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:11 UTC |
Kinsella PatrickDirector
|
Exercise / conversionCommon Stock | 35,000 | $3.61 | $126,350.00 |
DisclosureSEC source: 0001415889-20-002789 · form4-12032020_021207.xml · nonDerivative · entry 1 Kinsella Patrick · CIK 0001612388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
Tax withholdingCommon Stock | 684 | $5.93 | $4,056.12 |
DisclosureSEC source: 0001415889-20-002709 · form4-11242020_081102.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,819 F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on November 23, 2020. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 19:54 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
PurchaseCommon Stock | 15,000 | $6.02 | $90,268.50 |
DisclosureSEC source: 0001415889-20-002638 · form4-11162020_111113.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350,688 Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 17:17 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
PurchaseCommon Stock | 12,000 | $6.36 | $76,339.20 |
DisclosureSEC source: 0001415889-20-002592 · form4-11102020_091129.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,335,688 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.94 | $35,640.00 |
DisclosureSEC source: 0001415889-20-002565 · form4-11062020_081101.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,503 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 14:14 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
PurchaseCommon Stock | 20,000 | $5.05 | $101,094.00 |
DisclosureSEC source: 0001415889-20-002527 · form4-11032020_061129.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,323,688 Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 19:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $6.57 | $39,420.00 |
DisclosureSEC source: 0001415889-20-002438 · form4-10062020_071002.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,503 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| September 16, 2020 Filed Oct 9, 2020 20:15 UTC |
Norris David GDirector · FORMER CEO
|
GrantCommon Stock | 7,160 | $8.03 | $57,494.80 |
DisclosureSEC source: 0001415889-20-002448 · form4-10092020_081001.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director · FORMER CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,628 F2 · kind: On September 16, 2020 the Issuer awarded the Reporting Person 7,160 RSUs. The RSUs represent a contingent right to receive shares of the Issuer's Common stock on a one-for-one basis upon settlement. The RSUs are subject to a three-year vesting schedule, whereby (i) 1/3rd of the RSUs shall vest one year from the date of the grant, and (ii) for years two and three of the vesting schedule, the remaining 2/3rds of the RSUs shall vest in equal installments every six months. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $8.94 | $53,640.00 |
DisclosureSEC source: 0001415889-20-002267 · form4-09032020_080901.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,503 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| August 14, 2020 Filed Oct 9, 2020 20:15 UTC |
Norris David GDirector · FORMER CEO
|
Disposition to issuerCommon Stock | 56,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002448 · form4-10092020_081001.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director · FORMER CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,468 F1 · acquired: On August 14, 2020, the Issuer cancelled 56,936 unvested Restricted Stock Units ("RSUs") out of the 85,404 RSUs that were originally awarded to the Reporting Person on May 23, 2019. The remaining 28,468 RSUs had vested and were settled in shares of Common Stock of the Issuer. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $10.04 | $60,240.00 |
DisclosureSEC source: 0001415889-20-002050 · form4-08052020_080802.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,503 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.