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Nasdaq · USD

WORX

SCWorx Corp.

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8668
SEC CIK
0001674227
Parsed reports
73

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 26, 2019 Filed Nov 29, 2019 21:01 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-19-068683 · tv533689_4.xml · derivative · entry 1

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-11-26

Read SEC document
November 26, 2019 Filed Dec 16, 2019 21:02 UTC Amendment GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-19-073020 · tm1924631d1_4a.xml · derivative · entry 1

Ritter Ira E. · CIK 0001631674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-11-26

Read SEC document
October 04, 2019 Filed Oct 11, 2019 10:15 UTC GrantStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001144204-19-048023 · tv530951_4.xml · derivative · entry 1

Wallitt Steven · CIK 0001790632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2024-10-04

F1 · derivative.exercise_date: The options will vest in four quarterly installments commencing on the date of grant.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:30 UTC
Schweikert James ThaddeusChief Operating Officer
GrantRestricted Stock Units (common stock) 225,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-029664 · tv523064_4.xml · nonDerivative · entry 2

Schweikert James Thaddeus · CIK 0001778715 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F2 · shares: These RSUs vest in three equal annual installments commencing 05/31/2020.

F3 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 16:30 UTC
Schweikert James ThaddeusChief Operating Officer
GrantRestricted Stock Units (common stock) 30,303 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-029664 · tv523064_4.xml · nonDerivative · entry 1

Schweikert James Thaddeus · CIK 0001778715 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,303

F1 · shares: These Restricted stock Units ("RSUs") vest 01/02/2020.

F3 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:15 UTC GrantCommon Stock Option · Derivative 13,393 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001144204-19-007842 · tv513747_4.xml · derivative · entry 2

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 13,393 shares

Expires 2029-02-13

F2 · price: The options were awarded to the reporting person as compensation for services to be rendered to the issuer through February 12, 2020.

F1 · derivative.exercise_date: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:06 UTC GrantCommon Stock Option · Derivative 13,393 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001144204-19-007831 · tv513748_4.xml · derivative · entry 1

Ritter Ira E. · CIK 0001631674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 13,393 shares

Expires 2029-02-13

F2 · price: The options were awarded to the reporting person as compensation for services to be rendered to the issuer through February 12, 2020.

F1 · derivative.exercise_date: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:05 UTC GrantCommon Stock Option · Derivative 13,393 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001144204-19-007830 · tv513746_4.xml · derivative · entry 1

Christie Robert Steven · CIK 0001767737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 13,393 shares

Expires 2029-02-13

F2 · price: The options were awarded to the reporting person as compensation for services to be rendered to the issuer through February 12, 2020.

F1 · derivative.exercise_date: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:37 UTC
Schessel Marc SanfordDirector · CEO · 10% owner
GrantRestricted Stock Units (common stock) 25,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 6

Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F5 · shares: These RSUs vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days.

F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:37 UTC
Schessel Marc SanfordDirector · CEO · 10% owner
GrantRestricted Stock Units (common stock) 25,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 5

Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F4 · shares: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of $20 per share for 15 consecutive trading days.

F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:37 UTC
Schessel Marc SanfordDirector · CEO · 10% owner
GrantRestricted Stock Units (common stock) 25,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 4

Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F3 · shares: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20.

F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:37 UTC
Schessel Marc SanfordDirector · CEO · 10% owner
GrantRestricted Stock Units (common stock) 75,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 3

Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F2 · shares: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019.

F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:34 UTC GrantCommon Stock Option · Derivative 13,393 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001144204-19-008583 · tv513916_4.xml · derivative · entry 1

Francis Knuettel II · CIK 0001433316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 13,393 shares

Expires 2029-02-13

F2 · price: The options were awarded to the reporting person as compensation for services to be rendered to the issuer through February 12, 2020.

F1 · derivative.exercise_date: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

Read SEC document
February 13, 2019 Filed Feb 21, 2019 01:06 UTC GrantRestricted Stock Units (common stock) 75,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009174 · tv513915_4.xml · nonDerivative · entry 4

Price John C · CIK 0001636242 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F4 · shares: These RSUs vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days.

F5 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 21, 2019 01:06 UTC GrantRestricted Stock Units (common stock) 37,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009174 · tv513915_4.xml · nonDerivative · entry 3

Price John C · CIK 0001636242 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F3 · shares: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of $20 per share for 15 consecutive trading days.

F5 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 21, 2019 01:06 UTC GrantRestricted Stock Units (common stock) 37,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009174 · tv513915_4.xml · nonDerivative · entry 2

Price John C · CIK 0001636242 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F2 · shares: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20.

F5 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
February 13, 2019 Filed Feb 21, 2019 01:06 UTC GrantRestricted Stock Units (common stock) 250,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009174 · tv513915_4.xml · nonDerivative · entry 1

Price John C · CIK 0001636242 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019.

F5 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

Read SEC document
October 24, 2018 Filed Oct 30, 2018 13:31 UTC GrantCommon Stock, $.001 par value 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-056026 · tv505753_4.xml · nonDerivative · entry 1

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

F1 · price: The securities were awarded to the reporting person as compensation for services to be rendered to the issuer through 12/31/18.

Read SEC document
June 06, 2018 Filed Jun 15, 2018 16:17 UTC GrantOption to Purchase Common Stock · Derivative 150,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001144204-18-034414 · tv496053_4.xml · derivative · entry 5

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, par value $0.001 · 150,000 shares

Expires 2023-06-06

Read SEC document
June 06, 2018 Filed Jun 22, 2018 16:03 UTC
Watson BurtDirector
GrantOption to Purchase Common Stock · Derivative 150,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001144204-18-035365 · tv496054_4.xml · derivative · entry 3

Watson Burt · CIK 0001684608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, par value $0.001 · 150,000 shares

Expires 2023-06-06

Read SEC document
June 06, 2018 Filed Jun 22, 2018 16:03 UTC
Watson BurtDirector
GrantOption to Purchase Common Stock · Derivative 75,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001144204-18-035365 · tv496054_4.xml · derivative · entry 2

Watson Burt · CIK 0001684608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $0.001 · 75,000 shares

Expires 2023-06-06

Read SEC document
June 06, 2018 Filed Jun 22, 2018 20:02 UTC
Price John CPresident and CFO
GrantOption to Purchase Common Stock · Derivative 200,000 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001144204-18-035362 · tv496052_4.xml · derivative · entry 2

Price John C · CIK 0001636242 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.001 · 200,000 shares

Expires 2023-06-06

F1 · price: On June 6, 2018, the issuer cancelled the option granted to the reporting person on August 10, 2016 for 200,000 shares at $4.50 per share. In exchange, the reporting person received the option reported herein.

Read SEC document
June 06, 2018 Filed Jun 22, 2018 20:02 UTC
Price John CPresident and CFO
Disposition to issuerOption to Purchase Common Stock · Derivative 200,000 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001144204-18-035362 · tv496052_4.xml · derivative · entry 1

Price John C · CIK 0001636242 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 200,000 shares

Expires 2026-08-10

F1 · price: On June 6, 2018, the issuer cancelled the option granted to the reporting person on August 10, 2016 for 200,000 shares at $4.50 per share. In exchange, the reporting person received the option reported herein.

Read SEC document
January 12, 2018 Filed Apr 3, 2018 20:42 UTC PurchaseWarrant to Purchase Common Stock · Derivative 22,500 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001144204-18-019065 · tv490369_4.xml · derivative · entry 2

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock, par value $0.001 · 22,500 shares

Expires 2023-01-09

F2 · price: Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000.

Read SEC document
January 12, 2018 Filed Apr 3, 2018 20:42 UTC PurchaseCommon Stock par value $0.001 25,000 $25,000.00 $625,000,000.00
Disclosure

SEC source: 0001144204-18-019065 · tv490369_4.xml · nonDerivative · entry 1

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,193

F1 · ownership.direct: In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
October 20, 2017 Filed Jan 26, 2018 15:32 UTC PurchaseCommon Stock par value $0.001 45,872 $50,000.00 $2,293,600,000.00
Disclosure

SEC source: 0001144204-18-003992 · tv484196_4.xml · nonDerivative · entry 1

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,574

F1 · ownership.direct: In addition to the 38,888 shares of common stock held directly, Mr. Tracy's spouse, Celia Tracy, also owns 150,000 shares in her perseonal capacity with an aggregate value of $162,500.

Read SEC document
October 20, 2017 Filed Jan 26, 2018 15:28 UTC PurchaseCommon Stock par value $0.001 220,183 $240,000.00 $52,843,920,000.00
Disclosure

SEC source: 0001144204-18-003989 · tv484194_4.xml · nonDerivative · entry 1

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,193

F1 · ownership.direct: In addition to the 236,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale's minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
October 20, 2017 Filed Jan 26, 2018 20:30 UTC
SHEFTS MARKDirector
PurchaseCommon Stock par value $0.001 183,486 $200,000.00 $36,697,200,000.00
Disclosure

SEC source: 0001144204-18-003991 · tv484195_4.xml · nonDerivative · entry 1

SHEFTS MARK · CIK 0001270809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,763

F1 · ownership.direct: In addition to the 38,888 shares of common stock held directly, also includes 151,389 shares held by the Rushcap Group, Inc., of which Mr. Shefts and his spouse, Wanda Shefts, are the sole stockholders. Mr. Shefts has voting and dispositive power over the shares held by the Rushcap Group, Inc.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment PurchaseWarrant to Purchase Common Stock · Derivative 45,872 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001144204-18-020657 · tv491138_form4a.xml · derivative · entry 2

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,872

Underlying: Common Stock, par value $0.001 · 45,872 shares

Expires 2020-08-28

F2 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment PurchaseCommon Stock par value $0.001 45,872 $50,000.00 $2,293,600,000.00
Disclosure

SEC source: 0001144204-18-020657 · tv491138_form4a.xml · nonDerivative · entry 1

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,860

F1 · ownership.direct: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment PurchaseWarrant to Purchase Common Stock · Derivative 220,183 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001144204-18-020655 · tv491137_form4a.xml · derivative · entry 3

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,683

Underlying: Common Stock, par value $0.001 · 220,183 shares

Expires 2020-08-28

F2 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment PurchaseCommon Stock par value $0.001 220,183 $240,000.00 $52,843,920,000.00
Disclosure

SEC source: 0001144204-18-020655 · tv491137_form4a.xml · nonDerivative · entry 1

Gamberale Joseph · CIK 0001684606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,850

Read SEC document
August 29, 2017 Filed Apr 16, 2018 18:25 UTC Amendment
SHEFTS MARKDirector
PurchaseWarrant to Purchase Common Stock · Derivative Not disclosed Not disclosed Strike: $1.50 $183,486.00
Disclosure

SEC source: 0001144204-18-020661 · tv491139_form4a.xml · derivative · entry 4

SHEFTS MARK · CIK 0001270809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.001 · Not disclosed shares

Expires 2020-08-28

F3 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unit price of $1.09 per unit.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 18:25 UTC Amendment
SHEFTS MARKDirector
PurchaseCommon Stock par value $0.001 183,486 $200,000.00 $36,697,200,000.00
Disclosure

SEC source: 0001144204-18-020661 · tv491139_form4a.xml · nonDerivative · entry 1

SHEFTS MARK · CIK 0001270809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,374

Read SEC document
December 21, 2016 Filed Apr 16, 2018 18:25 UTC Amendment
SHEFTS MARKDirector
OtherWarrant to Purchase Common Stock · Derivative 44,446 Not disclosed Strike: $7.43 Not disclosed
Disclosure

SEC source: 0001144204-18-020661 · tv491139_form4a.xml · derivative · entry 3

SHEFTS MARK · CIK 0001270809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,446

Underlying: Common Stock, par value $0.001 · 44,446 shares

Expires 2021-09-02

F2 · price: Warrants allocated to Network 1 Financial Securities, Inc., during the initial public offering that were allocated to Mr. Shefts in conjucntion with initial public offering, prior to Mr. Shefts becoming areporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.