Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCWorx Corp.AMMA · Entity 8668 | Director | August 29, 2017 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCWorx Corp.
Report date August 29, 2017 · Filed April 16, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock par value $0.001SEC Table I · non-derivative | Direct | 334,860 |
Reported balance
After 2017-08-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-08-29 · Purchase · Acquired 45,872 · Balance 334,860 F1: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-08-28 | Direct | 45,872 |
Reported balance
After 2017-08-29 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-08-29 · Purchase · Acquired 45,872 · Balance 45,872 F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-08-28 | IndirectSee Footnote | 70,872 |
Reported balance
Holding disclosure · report date 2017-08-29 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 70,872 F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2020-08-28 | IndirectSee Footnote | 170,872 |
Reported balance
Holding disclosure · report date 2017-08-29 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 170,872 F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.
F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.
F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2017 Filed Jan 26, 2018 15:32 UTC | SCWorx Corp. AMMA · Entity 8668 | PurchaseCommon Stock par value $0.001 | 45,872 | $50,000.00 | $2,293,600,000.00 |
DisclosureSEC source: 0001144204-18-003992 · tv484196_4.xml · nonDerivative · entry 1 Tracy Joel Daniel · CIK 0001684720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,574 F1 · ownership.direct: In addition to the 38,888 shares of common stock held directly, Mr. Tracy's spouse, Celia Tracy, also owns 150,000 shares in her perseonal capacity with an aggregate value of $162,500. Read SEC document |
| August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment | SCWorx Corp. AMMA · Entity 8668 | PurchaseWarrant to Purchase Common Stock · Derivative | 45,872 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-18-020657 · tv491138_form4a.xml · derivative · entry 2 Tracy Joel Daniel · CIK 0001684720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 Underlying: Common Stock, par value $0.001 · 45,872 shares Expires 2020-08-28 F2 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit. Read SEC document |
| August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment | SCWorx Corp. AMMA · Entity 8668 | PurchaseCommon Stock par value $0.001 | 45,872 | $50,000.00 | $2,293,600,000.00 |
DisclosureSEC source: 0001144204-18-020657 · tv491138_form4a.xml · nonDerivative · entry 1 Tracy Joel Daniel · CIK 0001684720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,860 F1 · ownership.direct: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.