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person · Reporting owner

Tracy Joel Daniel

Disclosed activity across 1 company

Tapewire entity
167540
SEC CIK
0001684720

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCWorx Corp.AMMA · Entity 8668DirectorAugust 29, 2017April 16, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCWorx Corp.

Report date August 29, 2017 · Filed April 16, 2018 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock par value $0.001SEC Table I · non-derivativeDirect334,860 Reported balance After 2017-08-29 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-08-29 · Purchase · Acquired 45,872 · Balance 334,860

F1: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.

Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-08-28Direct45,872 Reported balance After 2017-08-29 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2017-08-29 · Purchase · Acquired 45,872 · Balance 45,872

F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-08-28IndirectSee Footnote70,872 Reported balance Holding disclosure · report date 2017-08-29 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 70,872

F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.

Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2020-08-28IndirectSee Footnote170,872 Reported balance Holding disclosure · report date 2017-08-29 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 170,872

F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.

Filing footnotes · ownership attribution and instrument terms

F1: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.

F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2017 Filed Jan 26, 2018 15:32 UTC SCWorx Corp. AMMA · Entity 8668 PurchaseCommon Stock par value $0.001 45,872 $50,000.00 $2,293,600,000.00
Disclosure

SEC source: 0001144204-18-003992 · tv484196_4.xml · nonDerivative · entry 1

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,574

F1 · ownership.direct: In addition to the 38,888 shares of common stock held directly, Mr. Tracy's spouse, Celia Tracy, also owns 150,000 shares in her perseonal capacity with an aggregate value of $162,500.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment SCWorx Corp. AMMA · Entity 8668 PurchaseWarrant to Purchase Common Stock · Derivative 45,872 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001144204-18-020657 · tv491138_form4a.xml · derivative · entry 2

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,872

Underlying: Common Stock, par value $0.001 · 45,872 shares

Expires 2020-08-28

F2 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

Read SEC document
August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment SCWorx Corp. AMMA · Entity 8668 PurchaseCommon Stock par value $0.001 45,872 $50,000.00 $2,293,600,000.00
Disclosure

SEC source: 0001144204-18-020657 · tv491138_form4a.xml · nonDerivative · entry 1

Tracy Joel Daniel · CIK 0001684720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,860

F1 · ownership.direct: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.