Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCWorx Corp.WORX · Entity 8668 | 10% owner | August 09, 2021 | August 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCWorx Corp.
Report date August 09, 2021 · Filed August 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 208,468.97 |
Reported balance
After 2021-08-09 transaction · row 10
1 source rowRow 10 · 2021-08-09 · Sale · Disposed 50,000 · Balance 208,468.97 |
| Common Stock, $.001 par valueSEC Table I · non-derivative | Direct | 762,606 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 762,606 |
| Common Stock, $.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 197,820 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 197,820 F1: Owned of record by Greg Lewis Stivers, Trustee, TSS 2019 Irrevocable Trust. These shares are held in a trust for the benefit of the reporting person's spouse, who is not a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of. Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 75,000 F2: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 25,000 F3: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 25,000 F4: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of$20 per share for 15 consecutive trading days. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 25,000 F5: These RSU s vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 80,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 80,000 F6: The Restricted Stock Units vested in full on 09/17/20. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 319,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 319,000 F7: The Restricted Stock Unites vest in 12 quarterly tranches beginning September 30, 2020 |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2021-08-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 20,000 F8: The Restricted Stock Units vested in full on 09/17/20. |
Filing footnotes · ownership attribution and instrument terms
F1: Owned of record by Greg Lewis Stivers, Trustee, TSS 2019 Irrevocable Trust. These shares are held in a trust for the benefit of the reporting person's spouse, who is not a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of. Section 16 or for any other purpose.
F2: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019.
F3: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20.
F4: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of$20 per share for 15 consecutive trading days.
F5: These RSU s vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days.
F6: The Restricted Stock Units vested in full on 09/17/20.
F7: The Restricted Stock Unites vest in 12 quarterly tranches beginning September 30, 2020
F8: The Restricted Stock Units vested in full on 09/17/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2021 Filed Aug 11, 2021 21:10 UTC | SCWorx Corp. WORX · Entity 8668 | SaleCommon Stock | 50,000 | $4.20 | $210,000.00 |
DisclosureSEC source: 0001213900-21-041707 · ownership.xml · nonDerivative · entry 10 Schessel Marc Sanford · CIK 0001767842 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,468.97 Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:06 UTC | SCWorx Corp. WORX · Entity 8668 | SaleCommon Stock | 50,000 | $2.25 | $112,500.00 |
DisclosureSEC source: 0001213900-21-040597 · ownership.xml · nonDerivative · entry 10 Schessel Marc Sanford · CIK 0001767842 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,654 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 19:03 UTC | SCWorx Corp. WORX · Entity 8668 | SaleCommon Stock | 150,000 | $2.43 | $364,500.00 |
DisclosureSEC source: 0001213900-21-038335 · ownership.xml · nonDerivative · entry 10 Schessel Marc Sanford · CIK 0001767842 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,613 Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 18:08 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 329,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-045506 · tm2015641d1_4.xml · nonDerivative · entry 8 Schessel Marc Sanford · CIK 0001767842 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,000 F7 · price: The RSUs were issued to the reporting person as compensation for acting as the CEO. F8 · balance_after: 50% of these RSUs vest the day after the Company files its 2019 Annual Report on Form 10K and the remaining 50% of these RSUs vest the day after the Company files its 2020 Annual Report on Form 10K. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:12 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-035959 · tm2013183d3_4.xml · nonDerivative · entry 7 Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F6 · security: The Restricted Stock Units vest in full on 09/17/20. F7 · price: The RSUs were issued to the reporting person as compensation for serving as a director in 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:37 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 6 Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F5 · shares: These RSUs vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days. F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:37 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 5 Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F4 · shares: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of $20 per share for 15 consecutive trading days. F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:37 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 4 Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F3 · shares: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20. F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:37 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units (common stock) | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-008586 · tv513917_4.xml · nonDerivative · entry 3 Schessel Marc Sanford · CIK 0001767842 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F2 · shares: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019. F6 · price: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.