Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCWorx Corp.AMMA · Entity 8668 | Director | June 06, 2018 | June 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCWorx Corp.
Report date June 06, 2018 · Filed June 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.36 · Expires 2023-06-06 | Direct | 150,000 |
Reported balance
After 2018-06-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-06-06 · Grant · Acquired 150,000 · Balance 150,000 |
| Common Stock par value $0.001SEC Table I · non-derivative | Direct | 261,850 |
Reported balance
Holding disclosure · report date 2018-06-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 261,850 |
| Common Stock par value $0.001SEC Table I · non-derivative | IndirectSee Footnote | 359,343 |
Reported balance
Holding disclosure · report date 2018-06-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 359,343 F1: 359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-08-28 | Direct | 220,183 |
Reported balance
Holding disclosure · report date 2018-06-06 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 220,183 |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2023-01-10 | Direct | 22,500 |
Reported balance
Holding disclosure · report date 2018-06-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,500 |
Filing footnotes · ownership attribution and instrument terms
F1: 359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2018 Filed Jun 15, 2018 16:17 UTC | SCWorx Corp. AMMA · Entity 8668 | GrantOption to Purchase Common Stock · Derivative | 150,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001144204-18-034414 · tv496053_4.xml · derivative · entry 5 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock, par value $0.001 · 150,000 shares Expires 2023-06-06 Read SEC document |
| January 12, 2018 Filed Apr 3, 2018 20:42 UTC | SCWorx Corp. AMMA · Entity 8668 | PurchaseWarrant to Purchase Common Stock · Derivative | 22,500 | Not disclosed Strike: $1.10 | Not disclosed |
DisclosureSEC source: 0001144204-18-019065 · tv490369_4.xml · derivative · entry 2 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock, par value $0.001 · 22,500 shares Expires 2023-01-09 F2 · price: Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000. Read SEC document |
| January 12, 2018 Filed Apr 3, 2018 20:42 UTC | SCWorx Corp. AMMA · Entity 8668 | PurchaseCommon Stock par value $0.001 | 25,000 | $25,000.00 | $625,000,000.00 |
DisclosureSEC source: 0001144204-18-019065 · tv490369_4.xml · nonDerivative · entry 1 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,193 F1 · ownership.direct: In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 20, 2017 Filed Jan 26, 2018 15:28 UTC | SCWorx Corp. AMMA · Entity 8668 | PurchaseCommon Stock par value $0.001 | 220,183 | $240,000.00 | $52,843,920,000.00 |
DisclosureSEC source: 0001144204-18-003989 · tv484194_4.xml · nonDerivative · entry 1 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,193 F1 · ownership.direct: In addition to the 236,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale's minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment | SCWorx Corp. AMMA · Entity 8668 | PurchaseWarrant to Purchase Common Stock · Derivative | 220,183 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-18-020655 · tv491137_form4a.xml · derivative · entry 3 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,683 Underlying: Common Stock, par value $0.001 · 220,183 shares Expires 2020-08-28 F2 · price: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit. Read SEC document |
| August 29, 2017 Filed Apr 16, 2018 14:24 UTC Amendment | SCWorx Corp. AMMA · Entity 8668 | PurchaseCommon Stock par value $0.001 | 220,183 | $240,000.00 | $52,843,920,000.00 |
DisclosureSEC source: 0001144204-18-020655 · tv491137_form4a.xml · nonDerivative · entry 1 Gamberale Joseph · CIK 0001684606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,850 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.