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person · Reporting owner

Miller Charles Kenneth III

Disclosed activity across 1 company

Tapewire entity
146519
SEC CIK
0001573203

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCWorx Corp.WORX · Entity 8668DirectorSeptember 15, 2020September 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCWorx Corp.

Report date September 15, 2020 · Filed September 21, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2020-09-15 transaction · row 3
1 source row

Row 3 · 2020-09-15 · Sale · Disposed 3,290 · Balance 0

Restricted Stock UnitsSEC Table I · non-derivativeDirect20,000 Reported balance Holding disclosure · report date 2020-09-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 20,000

F2: The Restricted Stock Units were issued to the reporting person as additional compensation for serving as a director in 2020

Restricted Stock UnitsSEC Table I · non-derivativeDirect80,000 Reported balance Holding disclosure · report date 2020-09-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 80,000

F1: The Restricted Stock Units vest in full on 09/17/20

Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.49 · Expires 2029-02-13Direct13,393 Reported balance Holding disclosure · report date 2020-09-15 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,393

F3: The option vests in 4 quarterly installments, commencing ninety days after the grant date

Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2029-11-26Direct50,000 Reported balance Holding disclosure · report date 2020-09-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units vest in full on 09/17/20

F2: The Restricted Stock Units were issued to the reporting person as additional compensation for serving as a director in 2020

F3: The option vests in 4 quarterly installments, commencing ninety days after the grant date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 21, 2020 10:13 UTC SCWorx Corp. WORX · Entity 8668 SaleCommon Stock, $.001 par value 3,290 $1.49 $4,902.10
Disclosure

SEC source: 0001213900-20-027429 · ownership.xml · nonDerivative · entry 3

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:04 UTC SCWorx Corp. WORX · Entity 8668 GrantRestricted Stock Units 80,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-035953 · tm2013183d4_4.xml · nonDerivative · entry 1

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · security: The Restricted Stock Units vest in full on 09/17/20

F2 · price: The Restricted Stock Units were issued to the reporting person as compensation for serving as a director in 2020

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:01 UTC SCWorx Corp. WORX · Entity 8668 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001104659-19-068683 · tv533689_4.xml · derivative · entry 1

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-11-26

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:15 UTC SCWorx Corp. WORX · Entity 8668 GrantCommon Stock Option · Derivative 13,393 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001144204-19-007842 · tv513747_4.xml · derivative · entry 2

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Underlying: Common Stock · 13,393 shares

Expires 2029-02-13

F2 · price: The options were awarded to the reporting person as compensation for services to be rendered to the issuer through February 12, 2020.

F1 · derivative.exercise_date: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

Read SEC document
October 24, 2018 Filed Oct 30, 2018 13:31 UTC SCWorx Corp. AMMA · Entity 8668 GrantCommon Stock, $.001 par value 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-056026 · tv505753_4.xml · nonDerivative · entry 1

Miller Charles Kenneth III · CIK 0001573203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

F1 · price: The securities were awarded to the reporting person as compensation for services to be rendered to the issuer through 12/31/18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.