Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 12, 2016 18:44 UTC | Tax withholdingCommon Shares | 89,010 | $58.85 | $5,238,238.50 |
DisclosureSEC source: 0001209191-16-154658 · doc4.xml · nonDerivative · entry 1 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,287 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
|
| December 08, 2016 Filed Dec 12, 2016 18:41 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Tax withholdingCommon Shares | 89,010 | $58.85 | $5,238,238.50 |
DisclosureSEC source: 0001209191-16-154657 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,649 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 40,000 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · derivative · entry 12 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 40,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option will vest. Additional portions of 20% of the option vest annually on each of 07/02/2012, 07/02/2013, 07/02/2014, and 07/02/2015. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 40,000 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · derivative · entry 11 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 40,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date (07/16/2009). Date listed is the first day any portion of the option vests. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · derivative · entry 10 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 15,000 shares Expires 2018-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/26/17 and 6/26/18. F2 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date (12/01/08). Date listed is the first day any portion of the option vests. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Tax withholdingCommon Shares | 24,000 | $57.72 | $1,385,280.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 6 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,297 Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionCommon Shares | 40,000 | $12.05 | $482,000.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 5 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Tax withholdingCommon Shares | 24,421 | $57.72 | $1,409,580.12 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 4 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,297 Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionCommon Shares | 40,000 | $13.25 | $530,000.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 3 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Tax withholdingCommon Shares | 8,967 | $57.72 | $517,575.24 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 2 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,718 Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 15:05 UTC | Exercise / conversionCommon Shares | 15,000 | $11.81 | $177,150.00 |
DisclosureSEC source: 0001209191-16-152389 · doc4.xml · nonDerivative · entry 1 ROSE B ANDREW · CIK 0001451048 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 29, 2016 Filed Nov 30, 2016 13:18 UTC |
ENDRES MICHAEL JDirector
|
GiftCommon Shares | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152382 · doc4.xml · nonDerivative · entry 1 ENDRES MICHAEL J · CIK 0001110858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,040 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 17:06 UTC |
HAYEK JOSEPH BVP Mergers & Acquisitions
|
GrantPhantom Stock · Derivative | 1 | $61.73 | $61.73 |
DisclosureSEC source: 0001209191-16-152115 · doc4.xml · derivative · entry 2 HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422 Underlying: common shares · 1 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 17:02 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Grantphantom stock · Derivative | 34 | $61.73 | $2,098.82 |
DisclosureSEC source: 0001209191-16-152106 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,118 Underlying: common shares · 34 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 13:14 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
GiftCommon Shares | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151068 · doc4.xml · nonDerivative · entry 1 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,787 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:18 UTC |
WINLAND VIRGIL LExec VP-Manufacturing
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $20.21 | $0.00 |
DisclosureSEC source: 0001209191-16-150465 · doc4.xml · derivative · entry 4 WINLAND VIRGIL L · CIK 0001194136 · Exec VP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 15,000 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 07/01/2010, 07/01/2011, 07/01/2012 and 07/01/2013. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:18 UTC |
WINLAND VIRGIL LExec VP-Manufacturing
|
Tax withholdingCommon Shares | 10,072 | $57.70 | $581,154.40 |
DisclosureSEC source: 0001209191-16-150465 · doc4.xml · nonDerivative · entry 2 WINLAND VIRGIL L · CIK 0001194136 · Exec VP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,997 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:18 UTC |
WINLAND VIRGIL LExec VP-Manufacturing
|
Exercise / conversionCommon Shares | 15,000 | $20.21 | $303,150.00 |
DisclosureSEC source: 0001209191-16-150465 · doc4.xml · nonDerivative · entry 1 WINLAND VIRGIL L · CIK 0001194136 · Exec VP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $18.41 | $0.00 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 100,000 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 02/12/2009, 02/12/2010, 02/12/2011, and 02/12/2012. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Tax withholdingCommon Shares | 65,578 | $57.70 | $3,783,850.60 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,659 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Exercise / conversionCommon Shares | 100,000 | $18.41 | $1,841,000.00 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:09 UTC |
HAYEK JOSEPH BVP Mergers & Acquisitions
|
GrantPhantom Stock · Derivative | 1 | $52.26 | $52.26 |
DisclosureSEC source: 0001209191-16-149558 · doc4.xml · derivative · entry 2 HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421 Underlying: common shares · 1 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:05 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Grantphantom stock · Derivative | 40 | $52.26 | $2,090.40 |
DisclosureSEC source: 0001209191-16-149557 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,084 Underlying: common shares · 40 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:28 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Exercise / conversionNon-qualified stock option (right to acquire) · Derivative | 18,000 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001209191-16-149276 · doc4.xml · derivative · entry 3 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 18,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/02/2012, 07/02/2013, 07/02/2014 and 07/02/2015. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:28 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Tax withholdingCommon Shares | 11,006 | $52.05 | $572,862.30 |
DisclosureSEC source: 0001209191-16-149276 · doc4.xml · nonDerivative · entry 2 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,487 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 19:28 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Exercise / conversionCommon Shares | 18,000 | $12.05 | $216,900.00 |
DisclosureSEC source: 0001209191-16-149276 · doc4.xml · nonDerivative · entry 1 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:54 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
GiftCommon Shares | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149555 · doc4.xml · nonDerivative · entry 1 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,987 Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 16:07 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Grantphantom stock · Derivative | 44 | $46.47 | $2,044.68 |
DisclosureSEC source: 0001209191-16-147384 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,044 Underlying: common shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 16:00 UTC |
HAYEK JOSEPH BVP Mergers & Acquisitions
|
GrantPhantom Stock · Derivative | 2 | $46.47 | $92.94 |
DisclosureSEC source: 0001209191-16-147382 · doc4.xml · derivative · entry 2 HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Underlying: common shares · 2 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 18:04 UTC |
HAYEK JOSEPH BVP Mergers & Acquisitions
|
GrantPhantom Stock · Derivative | 2 | $47.55 | $95.10 |
DisclosureSEC source: 0001209191-16-146191 · doc4.xml · derivative · entry 2 HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418 Underlying: common shares · 2 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 18:08 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Grantphantom stock · Derivative | 44 | $47.55 | $2,092.20 |
DisclosureSEC source: 0001209191-16-146192 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,999 Underlying: common shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Exercise / conversionNon-qualified stock option (right to acquire) · Derivative | 12,000 | $0.00 Strike: $14.43 | $0.00 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · derivative · entry 6 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 12,000 shares Expires 2021-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 29, 2012) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Exercise / conversionNon-qualified Stock Option (right to acquire) · Derivative | 12,000 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · derivative · entry 5 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 12,000 shares Expires 2022-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 27, 2013) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Tax withholdingCommon Shares | 3,591 | $48.21 | $173,122.11 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · nonDerivative · entry 4 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,720 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Exercise / conversionCommon Shares | 12,000 | $14.43 | $173,160.00 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · nonDerivative · entry 3 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Tax withholdingCommon Shares | 5,490 | $48.21 | $264,672.90 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · nonDerivative · entry 2 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,311 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:16 UTC |
BLYSTONE JOHN BDirector
|
Exercise / conversionCommon Shares | 12,000 | $22.06 | $264,720.00 |
DisclosureSEC source: 0001209191-16-143961 · doc4.xml · nonDerivative · entry 1 BLYSTONE JOHN B · CIK 0001110854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:55 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Exercise / conversionNon-qualified stock option (right to acquire) · Derivative | 20,000 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001209191-16-143929 · doc4.xml · derivative · entry 3 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 20,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/16/2011, 07/16/2012, 07/16/2013 and 07/16/2014. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:55 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Tax withholdingCommon Shares | 12,667 | $48.21 | $610,676.07 |
DisclosureSEC source: 0001209191-16-143929 · doc4.xml · nonDerivative · entry 2 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,493 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:55 UTC |
BRINKMAN DALE TVP-Admin & Secretary
|
Exercise / conversionCommon Shares | 20,000 | $13.25 | $265,000.00 |
DisclosureSEC source: 0001209191-16-143929 · doc4.xml · nonDerivative · entry 1 BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:50 UTC |
RUSSELL MARK APres/COO, Worthington Industri
|
Grantphantom stock · Derivative | 43 | $48.03 | $2,065.29 |
DisclosureSEC source: 0001209191-16-143473 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,955 Underlying: common shares · 43 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F5 · balance_after: The amount reported represents an additional 931 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:45 UTC |
HAYEK JOSEPH BVP Mergers & Acquisitions
|
GrantPhantom Stock · Derivative | 2 | $48.03 | $96.06 |
DisclosureSEC source: 0001209191-16-143471 · doc4.xml · derivative · entry 2 HAYEK JOSEPH B · CIK 0001429897 · VP Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Underlying: common shares · 2 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option which could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (the "Plan") effective October 1, 2014. The amendment included a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F4 · balance_after: Amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 20:04 UTC |
WELCH RICHARD GController
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Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 7,500 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0001209191-16-143278 · doc4.xml · derivative · entry 4 WELCH RICHARD G · CIK 0001194138 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 7,500 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 07/02/2009, 07/02/2010, 07/02/2011 and 07/02/2012. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 20:04 UTC |
WELCH RICHARD GController
|
GiftCommon Shares | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143278 · doc4.xml · nonDerivative · entry 3 WELCH RICHARD G · CIK 0001194138 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,967 Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 20:04 UTC |
WELCH RICHARD GController
|
Tax withholdingCommon Shares | 4,965 | $47.23 | $234,496.95 |
DisclosureSEC source: 0001209191-16-143278 · doc4.xml · nonDerivative · entry 2 WELCH RICHARD G · CIK 0001194138 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,767 Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 20:04 UTC |
WELCH RICHARD GController
|
Exercise / conversionCommon Shares | 7,500 | $22.73 | $170,475.00 |
DisclosureSEC source: 0001209191-16-143278 · doc4.xml · nonDerivative · entry 1 WELCH RICHARD G · CIK 0001194138 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 15:44 UTC |
SCHIAVO MARY FACKLERDirector
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GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143243 · doc4.xml · nonDerivative · entry 1 SCHIAVO MARY FACKLER · CIK 0001194134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,356 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 15:39 UTC |
RIBEAU SIDNEY ADirector
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GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143242 · doc4.xml · nonDerivative · entry 1 RIBEAU SIDNEY A · CIK 0001184881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,519 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 15:35 UTC |
NELSON CARL A JRDirector
|
GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143241 · doc4.xml · nonDerivative · entry 1 NELSON CARL A JR · CIK 0001229316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,978 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 15:21 UTC |
KARMANOS PETERDirector
|
GrantCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143234 · doc4.xml · nonDerivative · entry 1 KARMANOS PETER · CIK 0001110860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,940 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.