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BRINKMAN DALE T

Disclosed activity across 1 company

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145383
SEC CIK
0001106144

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WORTHINGTON ENTERPRISES, INC.WOR · Entity 4282Sr, VP-Admin & SecretaryNovember 12, 2020November 13, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WORTHINGTON ENTERPRISES, INC.

Report date November 12, 2020 · Filed November 13, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect30,419 Reported balance After 2020-11-12 transaction · row 1
1 source row

Row 1 · 2020-11-12 · Sale · Disposed 1,789 · Balance 30,419

F1: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Common SharesSEC Table I · non-derivativeIndirectBy 401(k)64 Reported balance Holding disclosure · report date 2020-11-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 64

F2: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of October 31, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

F2: Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of October 31, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2020 Filed Nov 13, 2020 14:12 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 1,789 $51.15 $91,507.35
Disclosure

SEC source: 0001209191-20-058209 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,419

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 03, 2020 Filed Nov 3, 2020 19:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 3,500 $51.20 $179,200.00
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,208

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 4,065 $49.21 $200,038.65
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,708

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 19:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 4,992 $49.77 $248,451.84
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · derivative · entry 7

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,000 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 4,119 $49.87 $205,414.53
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · nonDerivative · entry 4

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,695

Read SEC document
October 20, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 6,000 $20.47 $122,820.00
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · derivative · entry 6

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,000 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 4,816 $49.52 $238,488.32
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,814

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 7,000 $20.47 $143,290.00
Disclosure

SEC source: 0001209191-20-055450 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-Qualified Stock Option · Derivative 5,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · derivative · entry 7

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 3,663 $46.47 $170,219.61
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · nonDerivative · entry 4

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,630

Read SEC document
October 07, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 5,000 $23.10 $115,500.00
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-Qualified Stock Option · Derivative 8,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · derivative · entry 6

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 5,940 $44.80 $266,112.00
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,293

Read SEC document
October 06, 2020 Filed Oct 8, 2020 20:36 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 8,000 $23.10 $184,800.00
Disclosure

SEC source: 0001209191-20-054281 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 1,753 $37.08 $65,001.24
Disclosure

SEC source: 0001209191-20-039506 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,027

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Oct 6, 2020 18:33 UTC Amendment WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 1,547 $37.08 $57,362.76
Disclosure

SEC source: 0001209191-20-053986 · doc4a.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,233

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

F2 · balance_after: The number of common shares owned directly by the reporting person was incorrectly reported in the original Form 4 (dated June 30, 2020) as 37,027 instead of the correct number of 37,233.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:18 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to acquire) · Derivative 5,400 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039282 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Shares · 5,400 shares

Expires 2030-06-25

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023. The last day to exercise out of this option grant is 6/25/2030.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:18 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039282 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,780

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 596 $40.29 $24,012.84
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,280

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,876

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 1,781 $40.29 $71,756.49
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:13 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to acquire) · Derivative 4,300 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039418 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:13 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039418 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,386

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary i.e. June 27, 2022.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 16:17 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 4,396 $46.73 $205,425.08
Disclosure

SEC source: 0001209191-18-044324 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,686

F1 · price: The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $46.68 to $46.80, inclusive. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 1,534 $42.85 $65,731.90
Disclosure

SEC source: 0001209191-18-041470 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,082

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 3,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041470 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,616

F1 · shares: A long-term performance share award was granted on June 1, 2015 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 2, 2018. On June 26, 2018, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2018.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to acquire) · Derivative 2,500 $0.00 Strike: $42.91 $0.00
Disclosure

SEC source: 0001209191-18-040318 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common shares · 2,500 shares

Expires 2028-06-28

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/28/2020 and 6/28/2021.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040318 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,343

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/28/2021).

Read SEC document
June 26, 2018 Filed Jun 28, 2018 14:07 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 2,343 $47.31 $110,847.33
Disclosure

SEC source: 0001209191-18-039777 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,043

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 21:33 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 2,606 $48.20 $125,609.20
Disclosure

SEC source: 0001209191-18-005388 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,386

Read SEC document
January 24, 2018 Filed Jan 25, 2018 21:33 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 4,268 $48.40 $206,571.20
Disclosure

SEC source: 0001209191-18-005388 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,992

Read SEC document
October 23, 2017 Filed Oct 25, 2017 20:26 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057941 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,260

Read SEC document
June 30, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 28,212 $49.50 $1,396,494.00
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · nonDerivative · entry 5

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,830

Read SEC document
June 30, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 1,978 $50.22 $99,335.16
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · nonDerivative · entry 4

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,042

F4 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 913 $50.22 $45,850.86
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,020

F3 · shares: Represents shares withheld upon the vesting of stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,933

F2 · shares: A long-term performance share award was granted on June 1, 2014 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2017. On June 28, 2017, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2017.

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June 29, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-Qualified Stock Option (right to acquire) · Derivative 2,500 $0.00 Strike: $47.76 $0.00
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · derivative · entry 7

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: common shares · 2,500 shares

Expires 2027-06-29

F6 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/29/2019 and 6/29/2020.

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June 29, 2017 Filed Jul 3, 2017 17:31 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042742 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,087

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/29/2020).

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November 17, 2016 Filed Nov 18, 2016 13:14 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151068 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,787

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November 09, 2016 Filed Nov 10, 2016 19:28 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 18,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001209191-16-149276 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 18,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/02/2012, 07/02/2013, 07/02/2014 and 07/02/2015.

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November 09, 2016 Filed Nov 10, 2016 19:28 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 11,006 $52.05 $572,862.30
Disclosure

SEC source: 0001209191-16-149276 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,487

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November 09, 2016 Filed Nov 10, 2016 19:28 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 18,000 $12.05 $216,900.00
Disclosure

SEC source: 0001209191-16-149276 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2016 Filed Nov 14, 2016 14:54 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-149555 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,987

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October 03, 2016 Filed Oct 4, 2016 17:55 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 20,000 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001209191-16-143929 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 20,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/16/2011, 07/16/2012, 07/16/2013 and 07/16/2014.

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October 03, 2016 Filed Oct 4, 2016 17:55 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 12,667 $48.21 $610,676.07
Disclosure

SEC source: 0001209191-16-143929 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,493

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October 03, 2016 Filed Oct 4, 2016 17:55 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 20,000 $13.25 $265,000.00
Disclosure

SEC source: 0001209191-16-143929 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.