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WELCH RICHARD G

Disclosed activity across 1 company

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131781
SEC CIK
0001194138

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WORTHINGTON ENTERPRISES, INC.WOR · Entity 4282ControllerJanuary 04, 2022January 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WORTHINGTON ENTERPRISES, INC.

Report date January 04, 2022 · Filed January 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect24,580 Reported balance After 2022-01-04 transaction · row 1
1 source row

Row 1 · 2022-01-04 · Gift · Disposed 600 · Balance 24,580

F1: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Filing footnotes · ownership attribution and instrument terms

F1: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2022 Filed Jan 4, 2022 20:40 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000606 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,580

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:01 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 563 $61.42 $34,579.46
Disclosure

SEC source: 0001209191-21-044786 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:01 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044786 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,743

F1 · shares: A long-term performance share award was granted on June 28, 2018 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2021. On June 22, 2021, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2021.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 19:25 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 563 $59.64 $33,577.32
Disclosure

SEC source: 0001209191-21-043632 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,543

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 19:25 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to buy) · Derivative 800 $0.00 Strike: $60.19 $0.00
Disclosure

SEC source: 0001209191-21-043632 · doc4.xml · derivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Shares · 800 shares

Expires 2031-06-25

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 19:25 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043632 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,106

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary (June 25, 2024).

Read SEC document
November 06, 2020 Filed Nov 6, 2020 19:29 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 1,845 $50.45 $93,080.25
Disclosure

SEC source: 0001209191-20-057241 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,206

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:29 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,864 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057241 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,051

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-20-055452 · doc4.xml · derivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,500 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 4,655 $49.52 $230,515.60
Disclosure

SEC source: 0001209191-20-055452 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,915

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:22 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 6,500 $23.10 $150,150.00
Disclosure

SEC source: 0001209191-20-055452 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 20:07 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053999 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,070

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 9,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · derivative · entry 4

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 5,770 $37.08 $213,951.60
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,515

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 9,000 $12.05 $108,450.00
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 555 $37.08 $20,579.40
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to acquire) · Derivative 1,800 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039287 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Shares · 1,800 shares

Expires 2030-06-25

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039287 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:40 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 SaleCommon Shares 7,408 $43.49 $322,173.92
Disclosure

SEC source: 0001209191-19-061578 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,240

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 19:39 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059821 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,648

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:13 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044308 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,648

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 182 $40.29 $7,332.78
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 6

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,398

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 387 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 5

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,580

F3 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 610 $40.29 $24,576.90
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 4

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,193

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option (right to buy) · Derivative 10,000 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · derivative · entry 7

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 07/16/2011, 07/16/2012, 07/16/2013 and 07/16/2014.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 6,433 $40.26 $258,992.58
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,803

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 10,000 $13.25 $132,500.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,236

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualfied stock option (right to acquire) · Derivative 1,600 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039426 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Shares · 1,600 shares

Expires 2029-06-27

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039426 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,836

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:04 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002405 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,536

F1 · timeliness: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 19:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043873 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

F1 · timeliness: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

F2 · shares: A long-term performance share award was granted on June 1, 2015 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 2, 2018. On June 26, 2018, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2018.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 439 $42.85 $18,811.15
Disclosure

SEC source: 0001209191-18-041472 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,536

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041472 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,975

F1 · shares: A long-term performance share award was granted on June 1, 2015 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 2, 2018. On June 26, 2018, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2018.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:33 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option (right to acquire) · Derivative 1,200 $0.00 Strike: $42.91 $0.00
Disclosure

SEC source: 0001209191-18-040364 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common shares · 1,200 shares

Expires 2028-06-28

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/28/2020 and 06/28/2021.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:33 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040364 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/28/2021).

Read SEC document
June 26, 2018 Filed Jun 28, 2018 14:12 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 797 $47.31 $37,706.07
Disclosure

SEC source: 0001209191-18-039779 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,840

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 14:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $20.21 $0.00
Disclosure

SEC source: 0001209191-18-031627 · doc4.xml · derivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,500 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
May 17, 2018 Filed May 21, 2018 14:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 4,547 $47.95 $218,028.65
Disclosure

SEC source: 0001209191-18-031627 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024

Read SEC document
May 17, 2018 Filed May 21, 2018 14:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 7,500 $20.21 $151,575.00
Disclosure

SEC source: 0001209191-18-031627 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed Jun 5, 2018 08:15 UTC Amendment WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $20.21 $0.00
Disclosure

SEC source: 0001209191-18-034894 · doc4a.xml · derivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,500 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.

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May 17, 2018 Filed Jun 5, 2018 08:15 UTC Amendment WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 4,547 $47.95 $218,028.65
Disclosure

SEC source: 0001209191-18-034894 · doc4a.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,637

F1 · balance_after: The number of common shares reported in the reporting person's original Form 4 reflected a mathematical error, as all 4,547 of the common shares reported as being disposed of were not subtracted in the calculation of the amount of common shares beneficially owned following the transaction reported in this row of Table I.

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May 17, 2018 Filed Jun 5, 2018 08:15 UTC Amendment WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 7,500 $20.21 $151,575.00
Disclosure

SEC source: 0001209191-18-034894 · doc4a.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 23, 2018 Filed Apr 24, 2018 12:39 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025912 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,684

F1 · timeliness: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

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October 09, 2017 Filed Oct 11, 2017 17:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom Stock · Derivative 469 $43.19 $20,256.11
Disclosure

SEC source: 0001209191-17-056594 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,156

Underlying: Common Shares · 469 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical common shares investment option could be immediately transferred to other investment options under the terms of the deferred compensation plans.

F3 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

F3 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

F4 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the Plan.

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July 07, 2017 Filed Jul 10, 2017 15:08 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GiftCommon Shares 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044492 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284

F1 · timeliness: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

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June 30, 2017 Filed Jul 3, 2017 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 383 $50.22 $19,234.26
Disclosure

SEC source: 0001209191-17-042786 · doc4.xml · nonDerivative · entry 4

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,484

F4 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

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June 30, 2017 Filed Jul 3, 2017 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 162 $50.22 $8,135.64
Disclosure

SEC source: 0001209191-17-042786 · doc4.xml · nonDerivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,867

F4 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

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June 30, 2017 Filed Jul 3, 2017 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 462 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042786 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,029

F3 · shares: A long-term performance share award was granted on June 1, 2014 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2017. On June 28, 2017, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2017.

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June 29, 2017 Filed Jul 3, 2017 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares · Derivative 1,200 $0.00 Strike: $47.76 $0.00
Disclosure

SEC source: 0001209191-17-042786 · doc4.xml · derivative · entry 5

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Shares · 1,200 shares

Expires 2027-06-29

F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/30/2019 and 06/30/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.