Tapewire

NYSE · USD

WOR

WORTHINGTON ENTERPRISES, INC.

Export transactions ↓
Tapewire entity
4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2019 Filed Sep 27, 2019 18:13 UTC GrantPhantom Stock · Derivative 2,703 $35.14 $94,983.42
Disclosure

SEC source: 0001209191-19-050947 · doc4.xml · derivative · entry 2

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,450

Underlying: Common Shares · 2,703 shares

Expires not disclosed

F2 · derivative.exercise_price: The theoretical common shares (phantom stock) credited to the reporting person's account in the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "2005 Director Deferred Compensation Plan") track Common Shares of Worthington Industries, Inc. (the "Company") on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. See footnote following.

F4 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan for Directors, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter any amount credited in a participant's account to the phantom stock fund (i.e. theoretical common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon the leaving the Board of Directors of Worthington Industries, Inc.

F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Plan since the date on which the amount of theoretical common shares credited pursuant to dividend reinvestment under the Plan was last updated in the reporting person's Form 4 filed October 1, 2018.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:19 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050961 · doc4.xml · nonDerivative · entry 1

RIBEAU SIDNEY A · CIK 0001184881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,219

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:18 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050960 · doc4.xml · nonDerivative · entry 1

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,323

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 19:26 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050968 · doc4.xml · nonDerivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,955

F3 · shares: An award of restricted shares was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted shares will vest if (i) the common shares of Worthington Industries, Inc. attain the closing price of at least $65.00 per common share for ninety consecutive days during the five year period ending on the fifth anniversary of the grant date of the award (i.e. September 25, 2024) and (ii) the reporting person has continuously remained an employee of Worthington Industries, Inc. or one of its subsidiaries through the fifth anniversary of the grant date of the award (i.e.9/25/2024).

Read SEC document
September 25, 2019 Filed Sep 27, 2019 19:26 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050968 · doc4.xml · nonDerivative · entry 2

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,955

F2 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the fifth anniversary of the grant date (9/25/2024).

Read SEC document
September 25, 2019 Filed Sep 27, 2019 19:26 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050968 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,955

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (9/25/2022).

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:17 UTC GrantCommon shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050958 · doc4.xml · nonDerivative · entry 1

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:17 UTC
DAVIS MARK CDirector
GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050956 · doc4.xml · nonDerivative · entry 1

DAVIS MARK C · CIK 0001420549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,780

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:16 UTC
Blom David PDirector
GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050955 · doc4.xml · nonDerivative · entry 1

Blom David P · CIK 0001290171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:15 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050953 · doc4.xml · nonDerivative · entry 1

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,772

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:14 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050951 · doc4.xml · nonDerivative · entry 1

ANDERSON KERRII B · CIK 0001227159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,007

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

F2 · balance_after: Excludes 8,650 Common Shares previously owned directly which were contributed to a grantor retained annuity trust on August 27, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:14 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050949 · doc4.xml · nonDerivative · entry 1

KARMANOS PETER · CIK 0001110860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,140

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:13 UTC GrantCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050947 · doc4.xml · nonDerivative · entry 1

ENDRES MICHAEL J · CIK 0001110858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,740

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 18:12 UTC GrantCommon Shares 5,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050945 · doc4.xml · nonDerivative · entry 1

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,770

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 25, 2020); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:10 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001209191-19-049588 · doc4.xml · derivative · entry 4

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 23,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:10 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Tax withholdingCommon Shares 13,778 $38.94 $536,515.32
Disclosure

SEC source: 0001209191-19-049588 · doc4.xml · nonDerivative · entry 2

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,476

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:10 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Exercise / conversionCommon Shares 23,000 $12.05 $277,150.00
Disclosure

SEC source: 0001209191-19-049588 · doc4.xml · nonDerivative · entry 1

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:22 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $38.94 $77.88
Disclosure

SEC source: 0001209191-19-049574 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 17:51 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $34.70 $69.40
Disclosure

SEC source: 0001209191-19-047911 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 13:55 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $34.74 $69.48
Disclosure

SEC source: 0001209191-19-046468 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 18:05 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
OtherCommon Shares 423 $38.77 $16,399.71
Disclosure

SEC source: 0001209191-19-045305 · doc4.xml · nonDerivative · entry 2

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 129

F1 · balance_after: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement dated as of July 31, 2019.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 20:45 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $39.27 $78.54
Disclosure

SEC source: 0001209191-19-044586 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:13 UTC
WELCH RICHARD GController
GiftCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044308 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,648

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 14:22 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $39.66 $79.32
Disclosure

SEC source: 0001209191-19-042853 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
July 05, 2019 Filed Jul 8, 2019 21:07 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $40.10 $80.20
Disclosure

SEC source: 0001209191-19-041432 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
Exercise / conversionNon-qualified Stock Option (right to acquire) · Derivative 4,000 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · derivative · entry 7

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
SaleCommon Shares 4,000 $40.47 $161,880.00
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · nonDerivative · entry 5

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,716

Read SEC document
July 03, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
Exercise / conversionCommon Shares 4,000 $13.25 $53,000.00
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · nonDerivative · entry 4

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 21:01 UTC PurchaseCommon Shares 3,415 $40.00 $136,600.00
Disclosure

SEC source: 0001209191-19-040391 · doc4.xml · nonDerivative · entry 3

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,370

Read SEC document
July 02, 2019 Filed Jul 2, 2019 20:59 UTC SaleCommon Shares 2,000 $40.20 $80,400.00
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · nonDerivative · entry 5

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,323

F2 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 18:39 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 99 $40.23 $3,982.77
Disclosure

SEC source: 0001209191-19-040907 · doc4.xml · derivative · entry 5

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

Underlying: Common Shares · 99 shares

Expires not disclosed

F3 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F4 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F5 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
Tax withholdingCommon Shares 182 $40.29 $7,332.78
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 6

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,398

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
GrantCommon Shares 387 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 5

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,580

F3 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
Tax withholdingCommon Shares 610 $40.29 $24,576.90
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 4

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,193

F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:01 UTC PurchaseCommon Shares 644 $40.00 $25,760.00
Disclosure

SEC source: 0001209191-19-040391 · doc4.xml · nonDerivative · entry 2

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,955

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
Tax withholdingCommon Shares 596 $40.29 $24,012.84
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,280

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
GrantCommon Shares 1,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,876

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
Tax withholdingCommon Shares 1,781 $40.29 $71,756.49
Disclosure

SEC source: 0001209191-19-040825 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:43 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Tax withholdingCommon Shares 710 $40.29 $28,605.90
Disclosure

SEC source: 0001209191-19-040913 · doc4.xml · nonDerivative · entry 3

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,872

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:43 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
GrantCommon Shares 1,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040913 · doc4.xml · nonDerivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,582

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:43 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Tax withholdingCommon shares 3,748 $40.29 $151,006.92
Disclosure

SEC source: 0001209191-19-040913 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,069

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:39 UTC
HAYEK JOSEPH BVP and CFO
Tax withholdingCommon Shares 236 $40.29 $9,508.44
Disclosure

SEC source: 0001209191-19-040907 · doc4.xml · nonDerivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,955

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:39 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 501 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040907 · doc4.xml · nonDerivative · entry 2

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,191

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:39 UTC
HAYEK JOSEPH BVP and CFO
Tax withholdingCommon Shares 610 $40.29 $24,576.90
Disclosure

SEC source: 0001209191-19-040907 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,690

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:36 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Tax withholdingCommon Shares 61 $40.29 $2,457.69
Disclosure

SEC source: 0001209191-19-040899 · doc4.xml · nonDerivative · entry 3

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,268

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:36 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
GrantCommon Shares 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040899 · doc4.xml · nonDerivative · entry 2

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,329

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:36 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Tax withholdingCommon Shares 372 $40.29 $14,987.88
Disclosure

SEC source: 0001209191-19-040899 · doc4.xml · nonDerivative · entry 1

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,135

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:33 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Tax withholdingCommon Shares 415 $40.29 $16,720.35
Disclosure

SEC source: 0001209191-19-040888 · doc4.xml · nonDerivative · entry 3

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,254

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:33 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
GrantCommon Shares 1,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040888 · doc4.xml · nonDerivative · entry 2

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,669

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:33 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Tax withholdingCommon Shares 1,239 $40.29 $49,919.31
Disclosure

SEC source: 0001209191-19-040888 · doc4.xml · nonDerivative · entry 1

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,398

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.