Tapewire

NYSE · USD

WLK

WESTLAKE CORP

Export transactions ↓
Tapewire entity
3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2017 Filed Aug 21, 2017 23:30 UTC GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032884 · doc1.xml · derivative · entry 1

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:50 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032561 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:50 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032561 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:53 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032563 · doc1.xml · derivative · entry 2

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:53 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032563 · doc1.xml · nonDerivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032560 · doc1.xml · derivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-to-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:49 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032560 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-to-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:56 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032565 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:56 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032565 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:53 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032564 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:53 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032564 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:47 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032558 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting on three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 12:47 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032558 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032562 · doc1.xml · derivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-to-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:51 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032562 · doc1.xml · nonDerivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-to-one basis.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032559 · doc1.xml · derivative · entry 2

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 16:48 UTC Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032559 · doc1.xml · nonDerivative · entry 1

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 17, 2017 Filed Sep 21, 2017 17:22 UTC Amendment Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-036146 · doc1.xml · nonDerivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into Issuer's common stock on a one-for-one basis.

F1 · balance_after: The number of shares of common stock shown on the reporting person's original Form 4 filed on August 17, 2017 (and correspondingly on the subsequent Form 4 filed on August 22, 2017) was incorrectly reported due to a typo.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:56 UTC
Bender Mark StevenExecutive VP & CFO
SaleCommon Stock 13,794 $70.22 $968,620.20
Disclosure

SEC source: 0001140361-17-032454 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on August 15, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.00 to 70.45, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 18:25 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 3,840 $0.00 Strike: $13.56 $0.00
Disclosure

SEC source: 0001140361-17-032365 · doc1.xml · derivative · entry 3

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,840 shares

Expires 2017-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Values and amounts reflect the results of a two-for-one stock split on March 18, 2014.

F2 · derivative.exercise_date: The stock options are exercisable in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 18:25 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 3,840 $13.56 $52,080.00
Disclosure

SEC source: 0001140361-17-032365 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 16:47 UTC
Mangieri George JVP & Chief Accounting Officer
SaleCommon Stock 6,578 $62.21 $409,197.65
Disclosure

SEC source: 0001140361-17-021379 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,577

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on May 8, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $62.1902 to $62.235, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:01 UTC
Bender Mark StevenSr VP, CFO and Treasurer
SaleCommon Stock 12,000 $64.32 $771,784.80
Disclosure

SEC source: 0001140361-17-011748 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · Sr VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,243

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on March 10, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.78 to $64.59, inclusive. The reporting person undertakes to provide to Westlake Chemical Corporation, any security holder of Westlake Chemical Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:47 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
Exercise / conversionEmployee Option (right to buy) · Derivative 4,445 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001140361-17-010641 · doc1.xml · derivative · entry 5

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Underlying: Common Stock · 4,445 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 18, 2017, 2018, and 2019, respectively.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:47 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
Exercise / conversionEmployee Option (right to buy) · Derivative 3,748 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-010641 · doc1.xml · derivative · entry 4

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,748 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 15, 2014, 2015, and 2016, respectively.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:47 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
SaleCommon Stock 8,193 $66.25 $542,786.25
Disclosure

SEC source: 0001140361-17-010641 · doc1.xml · nonDerivative · entry 3

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:47 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
Exercise / conversionCommon Stock 4,445 $44.42 $197,446.90
Disclosure

SEC source: 0001140361-17-010641 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:47 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
Exercise / conversionCommon Stock 3,748 $45.70 $171,274.23
Disclosure

SEC source: 0001140361-17-010641 · doc1.xml · nonDerivative · entry 1

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 21:32 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionEmployee Option (right to buy) · Derivative 42,180 $0.00 Strike: $15.81 $0.00
Disclosure

SEC source: 0001140361-17-009660 · doc1.xml · derivative · entry 4

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,180 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are exercisable in three equal installments on February 23, 2008, 2009 and 2010.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 21:32 UTC
Chao AlbertDirector · President & CEO · 10% owner
SaleCommon Stock 42,180 $63.35 $2,672,124.09
Disclosure

SEC source: 0001140361-17-009660 · doc1.xml · nonDerivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,018

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on February 23, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.28 to 63.49, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 21:32 UTC
Chao AlbertDirector · President & CEO · 10% owner
Exercise / conversionCommon Stock 42,180 $15.81 $666,654.90
Disclosure

SEC source: 0001140361-17-009660 · doc1.xml · nonDerivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:11 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
GrantRestricted Stock Units · Derivative 3,306 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008566 · doc1.xml · derivative · entry 2

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,306

Underlying: Common Stock · 3,306 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:11 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
GrantEmployee Option (right to buy) · Derivative 12,913 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008566 · doc1.xml · derivative · entry 1

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,913

Underlying: Common Stock · 12,913 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:10 UTC
Kenner AndrewVP - Manufacturing
GrantRestricted Stock Units · Derivative 2,647 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008562 · doc1.xml · derivative · entry 2

Kenner Andrew · CIK 0001439749 · VP - Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:10 UTC
Kenner AndrewVP - Manufacturing
GrantEmployee Option (right to buy) · Derivative 10,340 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008562 · doc1.xml · derivative · entry 1

Kenner Andrew · CIK 0001439749 · VP - Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Underlying: Common Stock · 10,340 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:12 UTC
Chao JamesDirector · Chairman · 10% owner
GrantRestricted Stock Units · Derivative 15,922 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008571 · doc1.xml · derivative · entry 2

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,922

Underlying: Common Stock · 15,922 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:12 UTC
Chao JamesDirector · Chairman · 10% owner
GrantEmployee Option (right to buy) · Derivative 62,197 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008571 · doc1.xml · derivative · entry 1

Chao James · CIK 0001299505 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,197

Underlying: Common Stock · 62,197 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:12 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantRestricted Stock Units · Derivative 19,902 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008572 · doc1.xml · derivative · entry 2

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,902

Underlying: Common Stock · 19,902 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:12 UTC
Chao AlbertDirector · President & CEO · 10% owner
GrantEmployee Option (right to buy) · Derivative 77,746 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008572 · doc1.xml · derivative · entry 1

Chao Albert · CIK 0001299403 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,746

Underlying: Common Stock · 77,746 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:09 UTC
Mangieri George JVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008558 · doc1.xml · derivative · entry 2

Mangieri George J · CIK 0001298504 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 1,156 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:09 UTC
Mangieri George JVP & Chief Accounting Officer
GrantEmployee Option (right to buy) · Derivative 4,515 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008558 · doc1.xml · derivative · entry 1

Mangieri George J · CIK 0001298504 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515

Underlying: Common Stock · 4,515 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:11 UTC
Ederington L. BenjaminVP, General Counsel, Corp Secy
GrantRestricted Stock Units · Derivative 3,516 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008569 · doc1.xml · derivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · VP, General Counsel, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516

Underlying: Common Stock · 3,516 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:11 UTC
Ederington L. BenjaminVP, General Counsel, Corp Secy
GrantEmployee Option (right to buy) · Derivative 13,734 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008569 · doc1.xml · derivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · VP, General Counsel, Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,734

Underlying: Common Stock · 13,734 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:10 UTC
Bender Mark StevenSr VP, CFO and Treasurer
GrantRestricted Stock Units · Derivative 5,375 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008564 · doc1.xml · derivative · entry 2

Bender Mark Steven · CIK 0001330417 · Sr VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

Underlying: Common Stock · 5,375 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:10 UTC
Bender Mark StevenSr VP, CFO and Treasurer
GrantEmployee Option (right to buy) · Derivative 20,995 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008564 · doc1.xml · derivative · entry 1

Bender Mark Steven · CIK 0001330417 · Sr VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,995

Underlying: Common Stock · 20,995 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:10 UTC
Teel Lawrence E.SVP, Olefins
GrantRestricted Stock Units · Derivative 2,647 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008560 · doc1.xml · derivative · entry 2

Teel Lawrence E. · CIK 0001551480 · SVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Westlake Chemical Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

F3 · derivative.expiration_date: The restricted stock units will vest 3 years from the date of grant (February 17, 2020).

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:10 UTC
Teel Lawrence E.SVP, Olefins
GrantEmployee Option (right to buy) · Derivative 10,340 $0.00 Strike: $61.87 $0.00
Disclosure

SEC source: 0001140361-17-008560 · doc1.xml · derivative · entry 1

Teel Lawrence E. · CIK 0001551480 · SVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Underlying: Common Stock · 10,340 shares

Expires 2027-02-17

F1 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2018, 2019 and 2020, respectively.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:15 UTC
Mattina Michael J.Sr. VP, Polyethylene
Tax withholdingCommon Stock 217 $64.01 $13,890.17
Disclosure

SEC source: 0001140361-17-007939 · doc1.xml · nonDerivative · entry 2

Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:16 UTC
Buesinger Robert F.Sr. Vice President, Vinyls
Tax withholdingCommon Stock 520 $64.01 $33,285.20
Disclosure

SEC source: 0001140361-17-007940 · doc1.xml · nonDerivative · entry 2

Buesinger Robert F. · CIK 0001488587 · Sr. Vice President, Vinyls

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:18 UTC
Kenner AndrewVP - Manufacturing
Tax withholdingCommon Stock 522 $64.01 $33,413.22
Disclosure

SEC source: 0001140361-17-007943 · doc1.xml · nonDerivative · entry 2

Kenner Andrew · CIK 0001439749 · VP - Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.