Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTLAKE CORPWLK · Entity 3555 | Director | March 19, 2019 | March 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTLAKE CORP
Report date March 19, 2019 · Filed March 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,652 |
Reported balance
After 2019-03-19 transaction · row 1
1 source rowRow 1 · 2019-03-19 · Sale · Disposed 3,327 · Balance 22,652 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.9166 to $69.9325, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.9166 to $69.9325, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 20, 2019 14:06 UTC | WESTLAKE CORP WLK · Entity 3555 | SaleCommon Stock | 3,327 | $69.92 | $232,623.84 |
DisclosureSEC source: 0001567619-19-007285 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,652 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.9166 to $69.9325, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 09:32 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001612 · doc1.xml · derivative · entry 2 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 09:32 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-001612 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 18, 2018 Filed Aug 20, 2018 11:36 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001444 · doc1.xml · derivative · entry 5 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 18, 2017 the reporting person was granted 1,721 restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 18, 2017 the reporting person was granted 1,721 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| August 18, 2018 Filed Aug 20, 2018 11:36 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-001444 · doc1.xml · nonDerivative · entry 2 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 11:36 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001444 · doc1.xml · derivative · entry 4 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 Underlying: Common Stock · 1,409 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F4 · derivative.exercise_date: All of the restricted stock units will vest on August 17, 2019. F4 · derivative.expiration_date: All of the restricted stock units will vest on August 17, 2019. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 11:36 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001444 · doc1.xml · derivative · entry 3 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Underlying: Common Stock · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 11:36 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-001444 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis. Read SEC document |
| May 18, 2018 Filed May 21, 2018 09:56 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024829 · doc1.xml · derivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144 Underlying: Common Stock · 144 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: All of the restricted stock units will vest on May 18, 2019. F2 · derivative.expiration_date: All of the restricted stock units will vest on May 18, 2019. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 09:20 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032927 · doc1.xml · derivative · entry 4 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis. F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 09:20 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032927 · doc1.xml · nonDerivative · entry 2 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 09:20 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032927 · doc1.xml · derivative · entry 3 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603 Underlying: Common Stock · 603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis. F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 09:20 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032927 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 19:40 UTC | WESTLAKE CORP WLK · Entity 3555 | GrantRestricted Stock Units · Derivative | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032896 · doc1.xml · derivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721 Underlying: Common Stock · 1,721 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018. F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 12:53 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032563 · doc1.xml · derivative · entry 2 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis. F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 12:53 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032563 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis. Read SEC document |
| August 17, 2017 Filed Sep 21, 2017 17:22 UTC Amendment | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-036146 · doc1.xml · nonDerivative · entry 1 RILEY H JOHN JR · CIK 0001173593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into Issuer's common stock on a one-for-one basis. F1 · balance_after: The number of shares of common stock shown on the reporting person's original Form 4 filed on August 17, 2017 (and correspondingly on the subsequent Form 4 filed on August 22, 2017) was incorrectly reported due to a typo. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.