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LUKENS MAX L

Disclosed activity across 2 companies

Tapewire entity
155370
SEC CIK
0001040101

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTLAKE CORPWLK · Entity 3555DirectorAugust 16, 2019August 19, 2019
Westlake Chemical Partners LPWLKP · Entity 5149DirectorAugust 19, 2019August 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTLAKE CORP

Report date August 16, 2019 · Filed August 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,122 Ending reported balance After 2019-08-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-08-17 · Exercise / conversion · Acquired 1,003 · Balance 7,713

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Row 2 · 2019-08-17 · Exercise / conversion · Acquired 1,409 · Balance 9,122

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,387 Reported balance After 2019-08-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-16 · Grant · Acquired 2,387 · Balance 2,387

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 16, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-17 · Exercise / conversion · Disposed 1,003 · Balance 0

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-08-17 · Exercise / conversion · Disposed 1,409 · Balance 0

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 16, 2020.

F3: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F4: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Westlake Chemical Partners LP

Report date August 19, 2019 · Filed August 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect125,000 Ending reported balance After 2019-08-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-08-19 · Exercise / conversion · Acquired 3,232 · Balance 128,232

F1: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Row 2 · 2019-08-19 · Disposition to issuer · Disposed 3,232 · Balance 125,000

Phantom UnitsSEC Table II · derivative / convertible security · Expires 2019-09-19Direct0 Reported balance After 2019-08-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-19 · Exercise / conversion · Disposed 3,232 · Balance 0

F1: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2019 Filed Aug 21, 2019 09:25 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionPhantom Units · Derivative 3,232 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017394 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,232 shares

Expires 2019-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 09:25 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Disposition to issuerCommon Units 3,232 $21.49 $69,455.68
Disclosure

SEC source: 0001567619-19-017394 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
August 19, 2019 Filed Aug 21, 2019 09:25 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionCommon Units 3,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017394 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 5

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 17, 2018 the reporting person was granted 1,409 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2019 Filed Aug 19, 2019 09:42 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 09:42 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 2,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017228 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 2,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 16, 2020.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 16, 2020.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 09:23 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionPhantom Units · Derivative 3,259 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017141 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,259 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 09:23 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Disposition to issuerCommon Units 3,259 $21.32 $69,481.88
Disclosure

SEC source: 0001567619-19-017141 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
August 15, 2019 Filed Aug 16, 2019 09:23 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionCommon Units 3,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017141 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 09:23 UTC Westlake Chemical Partners LP WLKP · Entity 5149 GrantPhantom Units · Derivative 4,638 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017141 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638

Underlying: Common Units · 4,638 shares

Expires 2020-09-14

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:25 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011610 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 18, 2018 the reporting person was granted 103 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2019 Filed May 20, 2019 08:25 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-011610 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 09:30 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001610 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015 the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 09:30 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001610 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 19, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionPhantom Units · Derivative 3,341 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · derivative · entry 6

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,341 shares

Expires 2018-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 19, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Disposition to issuerCommon Units 3,341 $25.55 $85,362.55
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · nonDerivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
August 19, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionCommon Units 3,341 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · nonDerivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 18, 2018 Filed Aug 20, 2018 10:52 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001439 · doc1.xml · derivative · entry 5

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 18, 2017 the reporting person was granted 1,721 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 18, 2017 the reporting person was granted 1,721 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
August 18, 2018 Filed Aug 20, 2018 10:52 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001439 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 10:52 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001439 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Underlying: Common Stock · 1,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: All of the restricted stock units will vest on August 17, 2019.

F4 · derivative.expiration_date: All of the restricted stock units will vest on August 17, 2019.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 10:52 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001439 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016 the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 10:52 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001439 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionPhantom Units · Derivative 3,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · derivative · entry 5

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,382 shares

Expires 2018-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Disposition to issuerCommon Units 3,382 $25.25 $85,395.50
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
August 16, 2018 Filed Aug 20, 2018 10:17 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionCommon Units 3,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001425 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 11:00 UTC Westlake Chemical Partners LP WLKP · Entity 5149 GrantPhantom Units · Derivative 3,259 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001252 · doc1.xml · derivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259

Underlying: Common Units · 3,259 shares

Expires 2019-09-15

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

Read SEC document
May 18, 2018 Filed May 21, 2018 09:55 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024827 · doc1.xml · derivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on May 18, 2019.

F2 · derivative.expiration_date: All of the restricted stock units will vest on May 18, 2019.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 12:54 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 100 $111.41 $11,141.00
Disclosure

SEC source: 0001140361-18-009762 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280

Read SEC document
February 22, 2018 Filed Feb 23, 2018 12:54 UTC WESTLAKE CORP WLK · Entity 3555 SaleCommon Stock 17,458 $110.93 $1,936,615.94
Disclosure

SEC source: 0001140361-18-009762 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $110.40 to $111.35, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:11 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:11 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:11 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2017 Filed Aug 22, 2017 09:11 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

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August 20, 2017 Filed Aug 21, 2017 11:14 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionPhantom Units · Derivative 2,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032784 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 2,202 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

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August 20, 2017 Filed Aug 21, 2017 11:14 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Disposition to issuerCommon Units 2,202 $23.20 $51,086.40
Disclosure

SEC source: 0001140361-17-032784 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

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August 20, 2017 Filed Aug 21, 2017 11:14 UTC Westlake Chemical Partners LP WLKP · Entity 5149 Exercise / conversionCommon Units 2,202 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032784 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

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August 18, 2017 Filed Aug 21, 2017 19:36 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032890 · doc1.xml · derivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

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August 17, 2017 Filed Aug 17, 2017 12:50 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionRestricted Stock Units · Derivative 1,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032561 · doc1.xml · derivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 17, 2016, the reporting person was granted 3,009 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 17, 2017 Filed Aug 17, 2017 12:50 UTC WESTLAKE CORP WLK · Entity 3555 Exercise / conversionCommon Stock 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032561 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on an one-for-one basis.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:27 UTC Westlake Chemical Partners LP WLKP · Entity 5149 GrantPhantom Units · Derivative 3,382 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032693 · doc1.xml · derivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382

Underlying: Common Units · 3,382 shares

Expires 2018-09-15

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit of Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.