Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTLAKE CORPWLK · Entity 3555 | Sr. VP, Polyethylene | February 14, 2017 | February 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTLAKE CORP
Report date February 14, 2017 · Filed February 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,506 |
Ending reported balance
After 2017-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-14 · Exercise / conversion · Acquired 660 · Balance 6,723 F1: Restricted stock units convert into Issuer's common stock on a one-for-one basis. Row 2 · 2017-02-15 · Tax withholding · Disposed 217 · Balance 6,506 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-14 · Exercise / conversion · Disposed 660 · Balance 0 F1: Restricted stock units convert into Issuer's common stock on a one-for-one basis. F2: On February 14, 2014, the reporting person was granted 660 restricted stock units vesting on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Issuer's common stock on a one-for-one basis.
F2: On February 14, 2014, the reporting person was granted 660 restricted stock units vesting on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 16, 2017 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Tax withholdingCommon Stock | 217 | $64.01 | $13,890.17 |
DisclosureSEC source: 0001140361-17-007939 · doc1.xml · nonDerivative · entry 2 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,506 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionRestricted Stock Units · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-007939 · doc1.xml · derivative · entry 3 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 14, 2014, the reporting person was granted 660 restricted stock units vesting on the third anniversary of the grant date. F2 · derivative.expiration_date: On February 14, 2014, the reporting person was granted 660 restricted stock units vesting on the third anniversary of the grant date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-007939 · doc1.xml · nonDerivative · entry 1 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Issuer's common stock on a one-for-one basis. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionEmployee Option (right to buy) · Derivative | 1,582 | $0.00 Strike: $45.70 | $0.00 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · derivative · entry 7 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 15, 2014, 2015, and 2016, respectively. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionEmployee Option (right to buy) · Derivative | 1,334 | $0.00 Strike: $30.05 | $0.00 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · derivative · entry 6 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,334 shares Expires 2022-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 17, 2013, 2014, and 2015, respectively. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionEmployee Option (right to buy) · Derivative | 15,358 | $0.00 Strike: $15.81 | $0.00 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · derivative · entry 5 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,358 shares Expires 2017-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options are exercisable in two equal installments on February 23, 2012 and August 23, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | SaleCommon Stock | 18,274 | $53.78 | $982,775.72 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · nonDerivative · entry 4 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,063 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,582 | $45.70 | $72,293.45 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · nonDerivative · entry 3 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 1,334 | $30.05 | $40,090.04 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · nonDerivative · entry 2 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:15 UTC | WESTLAKE CORP WLK · Entity 3555 | Exercise / conversionCommon Stock | 15,358 | $15.81 | $242,733.19 |
DisclosureSEC source: 0001140361-16-087088 · doc1.xml · nonDerivative · entry 1 Mattina Michael J. · CIK 0001638948 · Sr. VP, Polyethylene 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.