Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 23 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2025 Filed Apr 29, 2025 00:38 UTC |
Peters JamesVP, Supply Chain Management
|
Exercise / conversionCommon Stock, $0.001 par value per share | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000049 · wk-form4_1745887126.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| February 22, 2025 Filed Apr 29, 2025 00:38 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Exercise / conversionRestricted Stock Units · Derivative | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000048 · wk-form4_1745887115.xml · derivative · entry 3 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,145 Underlying: Common Stock, $0.001 par value per share · 1,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. F3 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F3 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of the Company. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. The RSUs vest in equal one-third increments over three years beginning on February 22, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| February 22, 2025 Filed Apr 29, 2025 00:38 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 364 | $6.09 | $2,216.76 |
DisclosureSEC source: 0001425287-25-000048 · wk-form4_1745887115.xml · nonDerivative · entry 2 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,586 F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. F2 · shares: Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted stock units previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2025 Filed Apr 29, 2025 00:38 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Exercise / conversionCommon Stock, $0.001 par value per share | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-25-000048 · wk-form4_1745887115.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities and price information reported in this Form 4 have been adjusted to reflect the cumulative 1-for-250 reverse split. Read SEC document |
| January 04, 2025 Filed Jan 7, 2025 21:48 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 288 | $0.85 | $244.80 |
DisclosureSEC source: 0001425287-25-000004 · wk-form4_1736286513.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,616 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| December 27, 2024 Filed Dec 30, 2024 16:17 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 89 | $0.79 | $70.31 |
DisclosureSEC source: 0001425287-24-000143 · wk-form4_1735593445.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,458 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 17:34 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,162 | $0.78 | $4,775.55 |
DisclosureSEC source: 0001425287-24-000136 · wk-form4_1735338889.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,789 F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 17:29 UTC |
March Stanley RaymondVP, Corporate Development
|
Tax withholdingCommon Stock, $0.001 par value per share | 276 | $0.78 | $213.90 |
DisclosureSEC source: 0001425287-24-000133 · wk-form4_1735338547.xml · nonDerivative · entry 1 March Stanley Raymond · CIK 0001896024 · VP, Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,644 F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 17:38 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 665 | $0.78 | $515.38 |
DisclosureSEC source: 0001425287-24-000139 · wk-form4_1735339118.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,547 F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 22:40 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 233 | $0.78 | $180.58 |
DisclosureSEC source: 0001425287-24-000141 · wk-form4_1735339209.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360 F1 · shares: Reflects shares of restricted stock withheld by Workhorse Group Inc. to satisfy tax obligations in connection with the Reporting Person becoming retirement eligible, which constitutes a deemed vesting for federal income tax purposes. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 18:40 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 622 | $0.76 | $472.72 |
DisclosureSEC source: 0001425287-24-000129 · wk-form4_1730763631.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,951 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| October 20, 2024 Filed Oct 22, 2024 20:15 UTC |
Anderson Joshua JosephChief Technology Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 263 | $0.83 | $218.29 |
DisclosureSEC source: 0001425287-24-000127 · wk-form4_1729628115.xml · nonDerivative · entry 1 Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,272 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:09 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 57 | $0.75 | $42.75 |
DisclosureSEC source: 0001425287-24-000123 · wk-form4_1727986191.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,593 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| September 15, 2024 Filed Sep 16, 2024 16:22 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 247 | $0.68 | $167.96 |
DisclosureSEC source: 0001425287-24-000119 · wk-form4_1726518164.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,212 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 17:18 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,245 | $0.68 | $846.60 |
DisclosureSEC source: 0001425287-24-000115 · wk-form4_1725482206.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,573 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| July 04, 2024 Filed Jul 8, 2024 20:26 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 244 | $1.36 | $331.84 |
DisclosureSEC source: 0001425287-24-000109 · wk-form4_1720470361.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,223 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 16:13 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 87 | $1.61 | $140.07 |
DisclosureSEC source: 0001425287-24-000107 · wk-form4_1719864790.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,821 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. F2 · balance_after: On June 17, 2024, the Company effected a 1-for-20 reverse split of the Company's common stock, resulting in a reduction in the number of shares held by the reporting person. In addition, proportionate adjustments were made to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-20 reverse split. Read SEC document |
| May 14, 2024 Filed May 16, 2024 23:32 UTC |
Torres Declet BrandonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 157,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-24-000092 · wk-form4_1715902334.xml · derivative · entry 3 Declet Brandon Torres · CIK 0001856287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value per share · 157,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · derivative.exercise_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · derivative.expiration_date: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 23:32 UTC |
Torres Declet BrandonDirector
|
Disposition to issuerCommon Stock, $0.001 par value per share | 157,728 | $0.21 | $33,122.88 |
DisclosureSEC source: 0001425287-24-000092 · wk-form4_1715902334.xml · nonDerivative · entry 2 Declet Brandon Torres · CIK 0001856287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,982 F2 · shares: Pursuant to the terms of the Award Agreement, all of the RSUs that vested were settled in cash. F3 · balance_after: Reflects the removal of 315,457 RSUs that were originally reported as common stock and were subsequently reported as derivatives by amendment. Read SEC document |
| May 14, 2024 Filed May 16, 2024 23:32 UTC |
Torres Declet BrandonDirector
|
Exercise / conversionCommon Stock, $0.001 par value per share | 157,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001425287-24-000092 · wk-form4_1715902334.xml · nonDerivative · entry 1 Declet Brandon Torres · CIK 0001856287 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. F1 · price: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors or Compensation Committee. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
| April 30, 2024 Filed May 3, 2024 09:35 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,533 | $0.15 | $1,894.99 |
DisclosureSEC source: 0001425287-24-000088 · wk-form4_1714743328.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,621,893 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 22:36 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 2,040 | $0.16 | $322.32 |
DisclosureSEC source: 0001425287-24-000085 · wk-form4_1713911775.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,688 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 22:36 UTC |
Anderson Joshua JosephChief Technology Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,150 | $0.16 | $992.00 |
DisclosureSEC source: 0001425287-24-000084 · wk-form4_1713911764.xml · nonDerivative · entry 1 Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,795 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 22:36 UTC |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 2,136 | $0.16 | $344.54 |
DisclosureSEC source: 0001425287-24-000086 · wk-form4_1713911786.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 705,736 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:23 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,412 | $0.23 | $320.52 |
DisclosureSEC source: 0001425287-24-000074 · wk-form4_1712179376.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,772 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 09:53 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 5,825 | $0.27 | $1,549.45 |
DisclosureSEC source: 0001425287-24-000072 · wk-form4_1710856411.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,238,135 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 14:29 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 25,066 | $0.34 | $8,447.24 |
DisclosureSEC source: 0001425287-24-000060 · wk-form4_1709666967.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,634,426 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 19:41 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 115,819 | $0.29 | $33,205.31 |
DisclosureSEC source: 0001425287-24-000057 · wk-form4_1708994489.xml · nonDerivative · entry 2 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,659,492 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC |
Anderson Joshua JosephChief Technology Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 8,524 | $0.29 | $2,443.83 |
DisclosureSEC source: 0001425287-24-000054 · wk-form4_1708994427.xml · nonDerivative · entry 2 Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 728,945 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 19:39 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 15,230 | $0.29 | $4,366.44 |
DisclosureSEC source: 0001425287-24-000050 · wk-form4_1708994377.xml · nonDerivative · entry 2 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,243,960 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:42 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,526 | $0.29 | $1,871.00 |
DisclosureSEC source: 0001425287-24-000058 · wk-form4_1708994514.xml · nonDerivative · entry 2 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,184 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:41 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 13,052 | $0.29 | $3,742.01 |
DisclosureSEC source: 0001425287-24-000056 · wk-form4_1708994467.xml · nonDerivative · entry 2 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055,728 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $0.29 | $3,472.22 |
DisclosureSEC source: 0001425287-24-000055 · wk-form4_1708994448.xml · nonDerivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,986 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 16,009 | $0.29 | $4,589.78 |
DisclosureSEC source: 0001425287-24-000052 · wk-form4_1708994403.xml · nonDerivative · entry 2 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,302 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 00:40 UTC |
Roraff KerryChief Human Resources Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 7,570 | $0.29 | $2,170.32 |
DisclosureSEC source: 0001425287-24-000051 · wk-form4_1708994390.xml · nonDerivative · entry 2 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,654 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Apr 23, 2024 22:34 UTC Amendment |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,111 | $0.29 | $3,472.22 |
DisclosureSEC source: 0001425287-24-000083 · wk-form4a_1713911665.xml · nonDerivative · entry 2 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,872 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 23, 2024 Filed Apr 23, 2024 22:34 UTC Amendment |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,526 | $0.29 | $1,871.00 |
DisclosureSEC source: 0001425287-24-000081 · wk-form4a_1713911640.xml · nonDerivative · entry 2 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,092 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 19:41 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 137,004 | $0.29 | $39,073.54 |
DisclosureSEC source: 0001425287-24-000057 · wk-form4_1708994489.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,775,311 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 19:40 UTC |
March Stanley RaymondVP, Corporate Development
|
Tax withholdingCommon Stock, $0.001 par value per share | 7,819 | $0.29 | $2,229.98 |
DisclosureSEC source: 0001425287-24-000053 · wk-form4_1708994415.xml · nonDerivative · entry 1 March Stanley Raymond · CIK 0001896024 · VP, Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 665,291 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC |
Anderson Joshua JosephChief Technology Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 11,398 | $0.29 | $3,250.71 |
DisclosureSEC source: 0001425287-24-000054 · wk-form4_1708994427.xml · nonDerivative · entry 1 Anderson Joshua Joseph · CIK 0001886368 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,469 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 19:39 UTC |
Harrington James D.General Counsel
|
Tax withholdingCommon Stock, $0.001 par value per share | 19,841 | $0.29 | $5,658.65 |
DisclosureSEC source: 0001425287-24-000050 · wk-form4_1708994377.xml · nonDerivative · entry 1 Harrington James D. · CIK 0001463530 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,190 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:42 UTC |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 6,608 | $0.29 | $1,884.60 |
DisclosureSEC source: 0001425287-24-000058 · wk-form4_1708994514.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 545,710 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:41 UTC |
Gaul Ryan WesleyPresident, Commercial Vehicles
|
Tax withholdingCommon Stock, $0.001 par value per share | 17,117 | $0.29 | $4,881.77 |
DisclosureSEC source: 0001425287-24-000056 · wk-form4_1708994467.xml · nonDerivative · entry 1 Gaul Ryan Wesley · CIK 0001661730 · President, Commercial Vehicles 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,068,780 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 12,323 | $0.29 | $3,514.52 |
DisclosureSEC source: 0001425287-24-000055 · wk-form4_1708994448.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,097 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC |
GINNAN ROBERT MChief Financial Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 20,584 | $0.29 | $5,870.56 |
DisclosureSEC source: 0001425287-24-000052 · wk-form4_1708994403.xml · nonDerivative · entry 1 GINNAN ROBERT M · CIK 0001189872 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,305,311 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 00:40 UTC |
Roraff KerryChief Human Resources Officer
|
Tax withholdingCommon Stock, $0.001 par value per share | 9,733 | $0.29 | $2,775.85 |
DisclosureSEC source: 0001425287-24-000051 · wk-form4_1708994390.xml · nonDerivative · entry 1 Roraff Kerry · CIK 0001917744 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,224 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Apr 23, 2024 18:34 UTC Amendment |
March Stanley RaymondVP, Corporate Development
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,541 | $0.29 | $439.49 |
DisclosureSEC source: 0001425287-24-000082 · wk-form4a_1713911651.xml · nonDerivative · entry 1 March Stanley Raymond · CIK 0001896024 · VP, Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 671,569 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Apr 23, 2024 22:34 UTC Amendment |
Graber John WesleyPresident, Aerospace
|
Tax withholdingCommon Stock, $0.001 par value per share | 2,437 | $0.29 | $695.03 |
DisclosureSEC source: 0001425287-24-000083 · wk-form4a_1713911665.xml · nonDerivative · entry 1 Graber John Wesley · CIK 0001407542 · President, Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 719,983 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 22, 2024 Filed Apr 23, 2024 22:34 UTC Amendment |
Peters JamesVP, Supply Chain Management
|
Tax withholdingCommon Stock, $0.001 par value per share | 1,288 | $0.29 | $367.34 |
DisclosureSEC source: 0001425287-24-000081 · wk-form4a_1713911640.xml · nonDerivative · entry 1 Peters James · CIK 0001928934 · VP, Supply Chain Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,618 F1 · shares: Represents shares of common stock relinquished to Workhorse Group Inc. (the "Company") by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as of the closing trading price of the Company's common stock on the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:38 UTC |
DAUCH RICHARD FDirector · Chief Executive Officer
|
GrantCommon Stock, $0.001 par value per share | 5,725,552 | $0.32 | $1,814,999.98 |
DisclosureSEC source: 0001425287-24-000031 · wk-form4_1708724271.xml · nonDerivative · entry 1 DAUCH RICHARD F · CIK 0001077696 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,912,315 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"). The RSUs vest in equal one-third increments over three years beginning on February 21, 2025, less shares relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, RSUs previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.