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Nasdaq · USD

WKHS

Workhorse Group Inc.

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7322
SEC CIK
0001425287
Parsed reports
402

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025023
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 13, 2017 22:02 UTC ConversionCommon Stock, $0.001 par value per share 668,333 $3.00 $2,004,999.00
Disclosure

SEC source: 0001213900-17-001267 · f4020117lukens_workhorse.xml · nonDerivative · entry 1

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: On January 10, 2017, Workhorse Group Inc. (the "Company"), entered into a Securities Purchase Agreement with Joseph T. Lukens ("Lukens") providing for the sale by the Company to Lukens of a 6% Convertible Debenture in the aggregate amount of $2,000,000 (the "Lukens Debenture") in consideration of $2,000,000. The financing closed on January 10, 2017. The Lukens Debenture matured two years from the date of issuance and carried interest of 6% per annum payable upon maturity. At the option of Lukens, all or a portion of the Lukens Debenture may have been converted into shares of common stock of the Company at $6.42 per share. Upon the closing of any future equity, convertible equity or convertible debt financing of the Company of at least $5,000,000, all unpaid principal and accrued but unpaid interest hereunder shall automatically convert into the same securities offered in such financing. (cont'd in Footnote 2)

F2 · ownership.direct: (cont'd from Footnote 1) On January 27, 2017, the Company and Lukens entered into a Conversion Agreement further clarifying that the Lukens Debenture will be converted at the offering price of the Company's underwritten public offering. On February 2, 2017, the Company closed the underwritten public offering and the Lukens Debenture was converted into 668,333 shares of common stock at $3.00 per share, which was the offering price.

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January 25, 2017 Filed Nov 12, 2019 22:22 UTC GrantCommon Stock, $0.001 par value per share 300 $3.33 $999.00
Disclosure

SEC source: 0001213900-19-022999 · ownership.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,436

Read SEC document
January 10, 2017 Filed Jan 12, 2017 22:13 UTC Purchase6% Convertible Debenture · Derivative 311,526 $6.42 Strike: $6.42 $1,999,996.92
Disclosure

SEC source: 0001213900-17-000298 · f4091316lukens_workhorse.xml · derivative · entry 9

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,526

Underlying: Common Stock, Par Value $0.001 · 311,526 shares

Expires 2019-01-10

Read SEC document
January 06, 2017 Filed Jan 12, 2017 22:13 UTC OtherCommon Stock Purchase Warrant · Derivative 166,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001213900-17-000298 · f4091316lukens_workhorse.xml · derivative · entry 10

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.001 · 0 shares

Expires 2017-05-22

F6 · shares: On January 6, 2017, Mr. Lukens exercised a common stock purchase warrant to acquire 166,000 shares of common stock at an exercise price of $1.50 per share.

F6 · ownership.direct: On January 6, 2017, Mr. Lukens exercised a common stock purchase warrant to acquire 166,000 shares of common stock at an exercise price of $1.50 per share.

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January 06, 2017 Filed Jan 12, 2017 22:13 UTC OtherCommon Stock, $0.001 par value per share 166,000 $150.00 $24,900,000.00
Disclosure

SEC source: 0001213900-17-000298 · f4091316lukens_workhorse.xml · nonDerivative · entry 1

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823,555

F5 · ownership.direct: Mr. Lukens acquired 166,000 shares of common stock in connection with the exercise of a common stock purchase warrant on January 6, 2017

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November 18, 2016 Filed Nov 18, 2016 20:53 UTC OtherCommon Stock Purchase Warrant · Derivative 47,604 $5.28 Strike: $5.28 $251,349.12
Disclosure

SEC source: 0001213900-16-018722 · f4111816samuels_workhorse.xml · derivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 237,467

Underlying: Common Stock, Par Value · 47,604 shares

Expires 2020-11-09

F2 · derivative.underlying_shares: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016, the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share

F3 · ownership.nature: H. Benjamin Samuels is a trustee and beneficiary of the Trust

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November 18, 2016 Filed Nov 18, 2016 20:53 UTC OtherCommon Stock, $0.001 par value per share 47,604 $5.28 $251,349.12
Disclosure

SEC source: 0001213900-16-018722 · f4111816samuels_workhorse.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 762,532

F2 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016, the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share

Read SEC document
November 18, 2016 Filed Dec 9, 2016 22:00 UTC OtherCommon Stock Purchase Warrant · Derivative 25,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001213900-16-019276 · f4111816gerald_workhorse.xml · derivative · entry 2

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.001 · 0 shares

Expires 2017-05-28

F1 · security: On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.

F1 · shares: On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.

F1 · ownership.nature: On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.

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November 18, 2016 Filed Dec 9, 2016 22:00 UTC OtherCommon Stock, $0.001 par value per share 25,000 $37,500.00 $937,500,000.00
Disclosure

SEC source: 0001213900-16-019276 · f4111816gerald_workhorse.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

F1 · shares: On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.

F1 · ownership.nature: On November 18, 2016, the Gerald B. Budde Living Trust dated September 8, 2004 exercised a common stock purchase warrant to acquire 25,000 shares of common stock at an exercise price of $1.50 per share. Gerald Budde is the trustee of such trust.

Read SEC document
September 14, 2016 Filed Sep 14, 2016 21:07 UTC OtherCommon Stock Purchase Warrant · Derivative 143,500 $5.28 Strike: $5.28 $757,680.00
Disclosure

SEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · derivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 285,071

Underlying: Common Stock, Par Value · 143,500 shares

Expires 2020-11-09

F2 · derivative.underlying_shares: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share.

F3 · ownership.nature: H. Benjamin Samuels is a trustee and beneficiary of the Trust

Read SEC document
September 14, 2016 Filed Sep 14, 2016 21:07 UTC PurchaseCommon Stock, $0.001 par value per share 143,500 $5.28 $757,680.00
Disclosure

SEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 714,928

F2 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share.

Read SEC document
September 13, 2016 Filed Jan 12, 2017 22:13 UTC OtherCommon Stock, $0.001 par value per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-000298 · f4091316lukens_workhorse.xml · nonDerivative · entry 3

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

F8 · kind: On September 13, 2016, the Joseph T Lukens, Jr. and Gerald Budde, Co-Trustee of the Joseph T. Lukens, Jr. Irrevocable Trust for Chelsey L. Lukens U/T/A Dated 2/23/2016 transferred 25,000 shares of common stock to Chelsey L. Lukens, Mr. Lukens' daughter. Chelsey Lukens is not dependent on Mr. Lukens.

F8 · ownership.nature: On September 13, 2016, the Joseph T Lukens, Jr. and Gerald Budde, Co-Trustee of the Joseph T. Lukens, Jr. Irrevocable Trust for Chelsey L. Lukens U/T/A Dated 2/23/2016 transferred 25,000 shares of common stock to Chelsey L. Lukens, Mr. Lukens' daughter. Chelsey Lukens is not dependent on Mr. Lukens.

Read SEC document
September 13, 2016 Filed Jan 12, 2017 22:13 UTC OtherCommon Stock, $0.001 par value per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-000298 · f4091316lukens_workhorse.xml · nonDerivative · entry 2

LUKENS JOSEPH THEODORE JR · CIK 0001607972 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

F7 · kind: On September 13, 2016, the Joseph T Lukens, Jr. and Gerald Budde, Co-Trustee of the Joseph T. Lukens, Jr. Irrevocable Trust for Heidi H. Lukens U/T/A Dated 2/23/2016 transferred 25,000 shares of common stock to Heidi H. Lukens, Mr. Lukens' daughter. Heidi Lukens is not dependent on Mr. Lukens.

F7 · ownership.nature: On September 13, 2016, the Joseph T Lukens, Jr. and Gerald Budde, Co-Trustee of the Joseph T. Lukens, Jr. Irrevocable Trust for Heidi H. Lukens U/T/A Dated 2/23/2016 transferred 25,000 shares of common stock to Heidi H. Lukens, Mr. Lukens' daughter. Heidi Lukens is not dependent on Mr. Lukens.

Read SEC document
August 16, 2016 Filed Sep 14, 2016 21:07 UTC GrantStock Options · Derivative 10,000 $7.21 Strike: $7.21 $72,100.00
Disclosure

SEC source: 0001213900-16-016796 · f4091416hsamuels_workhorse.xml · derivative · entry 3

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, Par Value $0.001 · Not disclosed shares

Expires 2021-08-16

F4 · security: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F4 · underlyingValue: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F4 · valueOwnedAfter: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

Read SEC document
August 16, 2016 Filed Sep 26, 2016 14:20 UTC GrantStock Options · Derivative 10,000 $7.21 Strike: $7.21 $72,100.00
Disclosure

SEC source: 0001213900-16-017001 · f4081616budde_workhorse.xml · derivative · entry 4

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value $0.001 · 10,000 shares

Expires 2021-08-16

F3 · security: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F3 · shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F3 · derivative.underlying_shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F3 · balance_after: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

Read SEC document
August 16, 2016 Filed Dec 23, 2016 20:44 UTC
Rodriguez Julio C.Chief Financial Officer
GrantStock Options · Derivative 22,000 $7.21 Strike: $7.21 $158,620.00
Disclosure

SEC source: 0001213900-16-019675 · f4020316rodriguez-workhorse.xml · derivative · entry 1

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock, Par Value $0.001 · 22,000 shares

Expires 2021-08-16

F2 · security: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.

F2 · shares: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.

F2 · derivative.underlying_shares: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.

F2 · balance_after: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.

Read SEC document
August 16, 2016 Filed Jan 17, 2017 12:13 UTC
Burns Stephen S.Director · CEO
GrantStock Options · Derivative 10,000 $7.21 Strike: $7.21 $72,100.00
Disclosure

SEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 4

Burns Stephen S. · CIK 0001481717 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value $0.001 · 10,000 shares

Expires 2021-08-16

F2 · security: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F2 · shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F2 · derivative.underlying_shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

F2 · balance_after: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.

Read SEC document
August 16, 2016 Filed Jan 17, 2017 12:13 UTC
Burns Stephen S.Director · CEO
GrantStock Options · Derivative 35,000 $7.21 Strike: $7.21 $252,350.00
Disclosure

SEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 3

Burns Stephen S. · CIK 0001481717 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock, Par Value $0.001 · 35,000 shares

Expires 2021-08-16

F3 · security: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.

F3 · shares: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.

F3 · derivative.underlying_shares: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.

F3 · balance_after: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.

Read SEC document
February 03, 2016 Filed Dec 23, 2016 20:44 UTC
Rodriguez Julio C.Chief Financial Officer
GrantStock Options · Derivative 25,000 $4.99 Strike: $4.99 $124,750.00
Disclosure

SEC source: 0001213900-16-019675 · f4020316rodriguez-workhorse.xml · derivative · entry 2

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, Par Value $0.001 · 25,000 shares

Expires 2021-02-03

F1 · security: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.

F1 · shares: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.

F1 · derivative.underlying_shares: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.

F1 · balance_after: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.

Read SEC document
February 03, 2016 Filed Jan 17, 2017 12:13 UTC
Burns Stephen S.Director · CEO
GrantStock Options · Derivative 40,000 $4.99 Strike: $4.99 $199,600.00
Disclosure

SEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 5

Burns Stephen S. · CIK 0001481717 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, Par Value $0.001 · 40,000 shares

Expires 2021-02-03

F1 · security: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.

F1 · shares: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.

F1 · derivative.underlying_shares: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.

F1 · balance_after: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.

Read SEC document
May 12, 2010 Filed Jan 17, 2017 12:13 UTC
Burns Stephen S.Director · CEO
GrantStock Options · Derivative 60,000 $4.00 Strike: $4.00 $240,000.00
Disclosure

SEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 14

Burns Stephen S. · CIK 0001481717 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, Par Value $0.001 · 60,000 shares

Expires 2020-05-12

F4 · security: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.

F4 · shares: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.

F4 · derivative.underlying_shares: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.

F4 · balance_after: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.