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WORKIVA INC

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589
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0001445305
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472

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202502
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 4,600 $56.75 $261,050.00
Disclosure

SEC source: 0001445305-19-000071 · wf-form4_156037083967724.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 350,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $56.54 to $57.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:20 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 20,400 $56.02 $1,142,808.00
Disclosure

SEC source: 0001445305-19-000071 · wf-form4_156037083967724.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 354,600

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.54 to $56.53. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:15 UTC PurchaseClass A Common Stock 500 $53.00 $26,500.00
Disclosure

SEC source: 0001445305-19-000068 · wf-form4_155993850507631.xml · nonDerivative · entry 1

Bonner Brigid A · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,426

Read SEC document
May 20, 2019 Filed May 22, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 1,130 $53.99 $61,008.70
Disclosure

SEC source: 0001445305-19-000066 · wf-form4_155855610670857.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $53.92 to $54.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2019 Filed May 22, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 18,870 $53.34 $1,006,525.80
Disclosure

SEC source: 0001445305-19-000066 · wf-form4_155855610670857.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,905

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $52.92 to $53.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:15 UTC SaleClass A Common Stock 533,415 $53.00 $28,270,995.00
Disclosure

SEC source: 0001445305-19-000064 · wf-form4_155846971733093.xml · nonDerivative · entry 2

RIZAI MATTHEW M · CIK 0001013631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,585

Read SEC document
May 17, 2019 Filed May 21, 2019 20:15 UTC SaleClass A Common Stock 66,585 $53.00 $3,529,005.00
Disclosure

SEC source: 0001445305-19-000064 · wf-form4_155846971733093.xml · nonDerivative · entry 1

RIZAI MATTHEW M · CIK 0001013631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,011

Read SEC document
May 10, 2019 Filed May 14, 2019 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 12,937 $55.17 $713,734.29
Disclosure

SEC source: 0001445305-19-000061 · wf-form4_155786490736567.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 375,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.76 to $55.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 12,063 $53.99 $651,281.37
Disclosure

SEC source: 0001445305-19-000061 · wf-form4_155786490736567.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 387,937

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $53.75 to $54.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 16:18 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 223 $50.01 $11,151.61
Disclosure

SEC source: 0001445305-19-000053 · wf-form4_155613711674769.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $50.00 to $50.07. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 16:18 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 19,777 $49.75 $983,878.06
Disclosure

SEC source: 0001445305-19-000053 · wf-form4_155613711674769.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,998

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.00 to $49.99. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:14 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 200 $51.99 $10,398.00
Disclosure

SEC source: 0001445305-19-000047 · wf-form4_155510008446091.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 400,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:14 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 24,800 $51.61 $1,279,928.00
Disclosure

SEC source: 0001445305-19-000047 · wf-form4_155510008446091.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 400,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $50.955 to $51.940. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 6,972 $49.27 $343,510.44
Disclosure

SEC source: 0001445305-19-000045 · wf-form4_155328571209619.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.07 to $49.53. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 13,028 $48.68 $634,203.04
Disclosure

SEC source: 0001445305-19-000045 · wf-form4_155328571209619.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $48.06 to $49.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:16 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 18,023 $49.79 $897,365.17
Disclosure

SEC source: 0001445305-19-000043 · wf-form4_155250819078622.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 425,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F3 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.28 to $50.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:16 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 6,977 $48.99 $341,803.23
Disclosure

SEC source: 0001445305-19-000043 · wf-form4_155250819078622.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 443,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.27 to $49.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 10,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · derivative · entry 6

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,240

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to 2009 Unit Incentive Plan.

F2 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 10,000 $49.01 $490,100.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · nonDerivative · entry 4

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,738

F2 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionClass A Common Stock 10,000 $15.86 $158,600.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · nonDerivative · entry 3

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:16 UTC
Ryan Scott G.EVP and Chief Revenue Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 25,000 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · derivative · entry 3

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:16 UTC
Ryan Scott G.EVP and Chief Revenue Officer
SaleClass A Common Stock 25,000 $48.34 $1,208,545.00
Disclosure

SEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · nonDerivative · entry 2

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,944

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $49.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:16 UTC
Ryan Scott G.EVP and Chief Revenue Officer
Exercise / conversionClass A Common Stock 25,000 $13.55 $338,750.00
Disclosure

SEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · nonDerivative · entry 1

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 30,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · derivative · entry 5

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,240

Underlying: Class A Common Stock · 30,000 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to 2009 Unit Incentive Plan.

F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 30,000 $48.33 $1,449,915.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,738

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $49.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionClass A Common Stock 30,000 $15.86 $475,800.00
Disclosure

SEC source: 0001445305-19-000040 · wf-form4_155130214171491.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 11,000 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 9

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Class A Common Stock · 11,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 4,100 $0.00 Strike: $14.28 $0.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 8

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,900

Underlying: Class A Common Stock · 4,100 shares

Expires 2026-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 15,000 $0.00 Strike: $14.07 $0.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 7

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 9,900 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 6

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,900 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 40,000 $48.32 $1,932,700.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 5

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,269

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $48.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 11,000 $13.55 $149,050.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 4

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 4,100 $14.28 $58,548.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 3

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 15,000 $14.07 $211,050.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:15 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 9,900 $2.53 $25,047.00
Disclosure

SEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:14 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 908 $44.59 $40,487.72
Disclosure

SEC source: 0001445305-19-000034 · wf-form4_155087008137819.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $44.52 to $44.72. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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February 20, 2019 Filed Feb 22, 2019 16:14 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 19,092 $44.14 $842,720.88
Disclosure

SEC source: 0001445305-19-000034 · wf-form4_155087008137819.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,683

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $43.51 to $44.50. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 3,492 $43.30 $151,203.60
Disclosure

SEC source: 0001445305-19-000026 · wf-form4_155009252159229.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 450,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F3 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $43.22 to $43.43. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 21,508 $42.81 $920,757.48
Disclosure

SEC source: 0001445305-19-000026 · wf-form4_155009252159229.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 453,492

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $42.22 to $43.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
Tax withholdingClass A Common Stock 464 $41.86 $19,423.04
Disclosure

SEC source: 0001445305-19-000019 · wf-form4_154940133923061.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,775

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GrantClass A Common Stock 38,700 $41.86 $1,619,982.00
Disclosure

SEC source: 0001445305-19-000019 · wf-form4_154940133923061.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,239

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
Tax withholdingClass A Common Stock 895 $41.86 $37,464.70
Disclosure

SEC source: 0001445305-19-000018 · wf-form4_154940130283502.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,918

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
GrantClass A Common Stock 57,692 $41.86 $2,414,987.12
Disclosure

SEC source: 0001445305-19-000018 · wf-form4_154940130283502.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,813

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:18 UTC
Banarjee MithunEVP and Chief Customer Officer
Tax withholdingClass A Common Stock 369 $41.86 $15,446.34
Disclosure

SEC source: 0001445305-19-000023 · wf-form4_154940148697131.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,269

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:18 UTC
Banarjee MithunEVP and Chief Customer Officer
GrantClass A Common Stock 26,278 $41.86 $1,099,997.08
Disclosure

SEC source: 0001445305-19-000023 · wf-form4_154940148697131.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,638

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:18 UTC
Klindt JillVP, Treasurer & CAO
GrantClass A Common Stock 8,361 $41.86 $349,991.46
Disclosure

SEC source: 0001445305-19-000024 · wf-form4_154940152313318.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · VP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,090

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Ryan Scott G.EVP and Chief Revenue Officer
Tax withholdingClass A Common Stock 531 $41.86 $22,227.66
Disclosure

SEC source: 0001445305-19-000022 · wf-form4_154940145011894.xml · nonDerivative · entry 2

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,944

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Ryan Scott G.EVP and Chief Revenue Officer
GrantClass A Common Stock 38,700 $41.86 $1,619,982.00
Disclosure

SEC source: 0001445305-19-000022 · wf-form4_154940145011894.xml · nonDerivative · entry 1

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,475

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
Tax withholdingClass A Common Stock 440 $41.86 $18,418.40
Disclosure

SEC source: 0001445305-19-000021 · wf-form4_154940141352289.xml · nonDerivative · entry 2

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,246

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
GrantClass A Common Stock 28,667 $41.86 $1,200,000.62
Disclosure

SEC source: 0001445305-19-000021 · wf-form4_154940141352289.xml · nonDerivative · entry 1

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,686

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.