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WHIRLPOOL CORP /DE/

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4355
SEC CIK
0000106640
Parsed reports
403

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
SaleCommon Stock 650 $146.51 $95,231.50
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 1,804 $139.92 $252,415.68
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 21:49 UTC GiftCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000089 · wf-form4_155562415128105.xml · nonDerivative · entry 3

Elliott Geraldine · CIK 0001526803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 5,767

Read SEC document
April 18, 2019 Filed Apr 18, 2019 21:49 UTC GiftCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000089 · wf-form4_155562415128105.xml · nonDerivative · entry 2

Elliott Geraldine · CIK 0001526803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 18, 2019 Filed Apr 18, 2019 21:36 UTC GiftCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000075 · wf-form4_155562334647745.xml · nonDerivative · entry 3

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 9,140

Read SEC document
April 18, 2019 Filed Apr 18, 2019 21:36 UTC GiftCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000075 · wf-form4_155562334647745.xml · nonDerivative · entry 2

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:37 UTC Tax withholdingCommon Stock 158 $137.35 $21,701.30
Disclosure

SEC source: 0000106640-19-000077 · wf-form4_155562345013995.xml · nonDerivative · entry 2

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,481

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:37 UTC GrantCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000077 · wf-form4_155562345013995.xml · nonDerivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

F1 · kind: Annual equity award granted under the Omnibus Stock and Incentive Plan.

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:34 UTC GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000073 · wf-form4_155562323124048.xml · derivative · entry 1

WHITE MICHAEL D · CIK 0001219007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939.116

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:43 UTC
Creed GregDirector
GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000083 · wf-form4_155562378975650.xml · derivative · entry 1

Creed Greg · CIK 0001346254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753.512

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:32 UTC
LIU JOHN DDirector
GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000071 · wf-form4_155562311727963.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728.879

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:51 UTC GrantCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000091 · wf-form4_155562425875187.xml · nonDerivative · entry 1

Dietz Diane M. · CIK 0001440622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,394

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:49 UTC GrantCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000089 · wf-form4_155562415128105.xml · nonDerivative · entry 1

Elliott Geraldine · CIK 0001526803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:47 UTC GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000087 · wf-form4_155562404209003.xml · derivative · entry 1

DICAMILLO GARY T · CIK 0001184987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939.116

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:45 UTC GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000085 · wf-form4_155562394002094.xml · derivative · entry 1

Spencer Larry O · CIK 0001681741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753.512

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:41 UTC GrantDeferred Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000081 · wf-form4_155562369371226.xml · derivative · entry 1

JOHNSTON MICHAEL F · CIK 0001209306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939.116

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:40 UTC GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000079 · wf-form4_155562358971444.xml · nonDerivative · entry 1

LOREE JAMES M · CIK 0001214752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:36 UTC GrantCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000075 · wf-form4_155562334647745.xml · nonDerivative · entry 1

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

F1 · kind: Annual equity award granted under the Omnibus Stock and Incentive Plan.

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:29 UTC GrantCommon Stock 1,055 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000069 · wf-form4_155562297765050.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

F1 · price: Annual equity award granted under the Omnibus Stock and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:56 UTC
Morel GillesEVP AND PRESIDENT, EMEA
GrantRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000062 · wf-form4_155432495634253.xml · derivative · entry 2

Morel Gilles · CIK 0001771685 · EVP AND PRESIDENT, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-half on 5/1/2021 and one-half on 5/1/2022.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-half on 5/1/2021 and one-half on 5/1/2022.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-half on 5/1/2021 and one-half on 5/1/2022.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:56 UTC
Morel GillesEVP AND PRESIDENT, EMEA
GrantEmployee Stock Option (Right to Buy) · Derivative 6,312 $0.00 Strike: $134.47 $0.00
Disclosure

SEC source: 0000106640-19-000062 · wf-form4_155432495634253.xml · derivative · entry 1

Morel Gilles · CIK 0001771685 · EVP AND PRESIDENT, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,312

Underlying: Common Stock · 6,312 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The stock option becomes exercisable in three annual installments beginning on April 1, 2020.

F1 · derivative.expiration_date: The stock option becomes exercisable in three annual installments beginning on April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:51 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · derivative · entry 3

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:51 UTC
Nochowitz MatthewVice President and Controller
Tax withholdingCommon Stock 734 $134.47 $98,700.98
Disclosure

SEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · nonDerivative · entry 2

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285.1

F2 · balance_after: As of 03/31/2019, the latest date for which information is reasonably available, there are 598.087 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:51 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · nonDerivative · entry 1

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,942.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
March 15, 2019 Filed Feb 14, 2020 19:06 UTC
Bitzer Marc RDirector · CHAIRMAN AND CEO
GiftCommon Stock 6,989 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000019 · wf-form5_158170718040653.xml · nonDerivative · entry 2

Bitzer Marc R · CIK 0001348568 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust for reporting person

Disclosed balance after: 70,215

Read SEC document
March 15, 2019 Filed Feb 14, 2020 19:06 UTC
Bitzer Marc RDirector · CHAIRMAN AND CEO
GiftCommon 6,989 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000019 · wf-form5_158170718040653.xml · nonDerivative · entry 1

Bitzer Marc R · CIK 0001348568 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
GrantDeferred Stock · Derivative 163.075 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · derivative · entry 11

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328.24

Underlying: Common Stock · 163.075 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon the vesting of restricted stock units on 2/20/2019, the reporting person deferred the receipt of 163.075 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 163.075 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F4 · derivative.exercise_date: Upon the vesting of restricted stock units on 2/20/2019, the reporting person deferred the receipt of 163.075 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 163.075 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F4 · derivative.expiration_date: Upon the vesting of restricted stock units on 2/20/2019, the reporting person deferred the receipt of 163.075 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 163.075 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionRestricted Stock Units · Derivative 669 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · derivative · entry 10

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Underlying: Common Stock · 669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F3 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F3 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Disposition to issuerCommon Stock 163.075 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 6

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,412

F4 · kind: Upon the vesting of restricted stock units on 2/20/2019, the reporting person deferred the receipt of 163.075 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 163.075 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Tax withholdingCommon Stock 150.925 $142.70 $21,537.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 5

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575.075

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 4

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · derivative · entry 6

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.

F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.

F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Tax withholdingCommon Stock 58 $142.70 $8,276.60
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 4

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,442.23

F3 · balance_after: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionCommon Stock 198 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 3

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:54 UTC
Wu ShengpoEVP AND PRESIDENT, ASIA
Exercise / conversionRestricted Stock Units · Derivative 195 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000034 · wf-form4_155078603796019.xml · derivative · entry 8

Wu Shengpo · CIK 0001763850 · EVP AND PRESIDENT, ASIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F3 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F3 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:54 UTC
Wu ShengpoEVP AND PRESIDENT, ASIA
Tax withholdingCommon Stock 73 $142.70 $10,417.10
Disclosure

SEC source: 0000106640-19-000034 · wf-form4_155078603796019.xml · nonDerivative · entry 5

Wu Shengpo · CIK 0001763850 · EVP AND PRESIDENT, ASIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:54 UTC
Wu ShengpoEVP AND PRESIDENT, ASIA
Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000034 · wf-form4_155078603796019.xml · nonDerivative · entry 4

Wu Shengpo · CIK 0001763850 · EVP AND PRESIDENT, ASIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:48 UTC
Brega Joao CarlosEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · derivative · entry 5

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:48 UTC
Brega Joao CarlosEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000032 · wf-form4_155078569463355.xml · nonDerivative · entry 2

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
GrantDeferred Stock · Derivative 197.52 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · derivative · entry 9

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165.16

Underlying: Common Stock · 197.52 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 197.52 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 197.52 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.exercise_date: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 197.52 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 197.52 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.expiration_date: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 197.52 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 197.52 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · derivative · entry 8

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Disposition to issuerCommon Stock 197.52 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 3

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,057

F2 · kind: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 197.52 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 197.52 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Tax withholdingCommon Stock 177.48 $141.55 $25,122.29
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 2

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,254.52

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000038 · wf-form4_155078681655305.xml · nonDerivative · entry 1

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · derivative · entry 5

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Tax withholdingCommon Stock 65 $141.55 $9,200.75
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 2

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302.23

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:01 UTC
Nochowitz MatthewVice President and Controller
Exercise / conversionCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 1

Nochowitz Matthew · CIK 0001748298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,367.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:54 UTC
Wu ShengpoEVP AND PRESIDENT, ASIA
GrantDeferred Stock · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000034 · wf-form4_155078603796019.xml · derivative · entry 7

Wu Shengpo · CIK 0001763850 · EVP AND PRESIDENT, ASIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Stock · 148 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 148 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 148 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.exercise_date: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 148 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 148 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.expiration_date: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 148 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 148 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:54 UTC
Wu ShengpoEVP AND PRESIDENT, ASIA
Exercise / conversionRestricted Stock Units · Derivative 296 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000034 · wf-form4_155078603796019.xml · derivative · entry 6

Wu Shengpo · CIK 0001763850 · EVP AND PRESIDENT, ASIA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.