Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | Vice President and Controller | April 01, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WHIRLPOOL CORP /DE/
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,942.23 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Exercise / conversion · Acquired 2,500 · Balance 11,942.23 F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 11,285.1 |
Reported balance
After 2019-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-04-01 · Tax withholding · Disposed 734 · Balance 11,285.1 F2: As of 03/31/2019, the latest date for which information is reasonably available, there are 598.087 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-01 · Exercise / conversion · Disposed 2,500 · Balance 0 F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: As of 03/31/2019, the latest date for which information is reasonably available, there are 598.087 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 20:51 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · derivative · entry 3 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:51 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 734 | $134.47 | $98,700.98 |
DisclosureSEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · nonDerivative · entry 2 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,285.1 F2 · balance_after: As of 03/31/2019, the latest date for which information is reasonably available, there are 598.087 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:51 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000060 · wf-form4_155432467498914.xml · nonDerivative · entry 1 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,942.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · derivative · entry 6 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198 Underlying: Common Stock · 198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020. F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020. F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 58 | $142.70 | $8,276.60 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 4 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,442.23 F3 · balance_after: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 3 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · derivative · entry 5 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 65 | $141.55 | $9,200.75 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 2 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302.23 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000036 · wf-form4_155078647208434.xml · nonDerivative · entry 1 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,367.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 1,656 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · derivative · entry 7 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Underlying: Common Stock · 1,656 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022. F4 · kind: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022. F4 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022. F4 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · derivative · entry 6 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 164 | $139.36 | $22,855.04 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · nonDerivative · entry 4 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148.23 F3 · balance_after: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · nonDerivative · entry 3 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,312.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · derivative · entry 5 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 88 | $139.36 | $12,263.68 |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · nonDerivative · entry 2 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745.23 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106640-19-000024 · wf-form4_155069696545296.xml · nonDerivative · entry 1 Nochowitz Matthew · CIK 0001748298 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,833.23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.