Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMKOR TECHNOLOGY, INC.AMKR · Entity 3481 | Director | September 23, 2025 | September 25, 2025 |
| Reservoir Media, Inc.RSVR · Entity 5296 | May be deemed a 10% owner | February 20, 2026 | February 24, 2026 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | Director | April 21, 2026 | April 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMKOR TECHNOLOGY, INC.
Report date September 23, 2025 · Filed September 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,854.8917 |
Reported balance
After 2025-09-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-23 · Grant · Acquired 27.3648 · Balance 9,854.8917 F1: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
Reservoir Media, Inc.
Report date February 20, 2026 · Filed February 24, 2026
Jointly reported with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 13,103 |
Reported balance
After 2026-02-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-20 · Grant · Acquired 654 · Balance 13,103 F1: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date"). F2: The number of DSUs received was calculated based on $7.64, which was the closing price of the Issuer's Common Stock on the date of grant. F3: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,673 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. |
| Common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 13,652,372 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,652,372 F4: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F5: The amount of securities shown in this row is owned directly by the Fund. As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. (continued in footnote 6) F6: (Continued from footnote 5) As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. The amount of securities shown in this row also reflects a transfer of a total of 59,579 shares of Common Stock received upon the settlement of previously issued RSUs and DSUs that Mr. Taylor directed to be transferred to the account of the Fund due to his position as the manager of the general partner of a manager of the Fund. Each of the RHI Manager, the RHIC Manager, the General Partner, the EEH Manager, Mr. Liu and Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its or his respective pecuniary interest therein. F7: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities") and Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RHCP Entities"), which have each previously filed a Form 3 and Form 4's with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the RHCP Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the RHCP Entities, except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date").
F2: The number of DSUs received was calculated based on $7.64, which was the closing price of the Issuer's Common Stock on the date of grant.
F3: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,673 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.
F4: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.
F5: The amount of securities shown in this row is owned directly by the Fund. As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. (continued in footnote 6)
F6: (Continued from footnote 5) As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,897,970 of the Issuer's securities held by the Fund. As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,754,402 of the Issuer's securities held by the Fund. The amount of securities shown in this row also reflects a transfer of a total of 59,579 shares of Common Stock received upon the settlement of previously issued RSUs and DSUs that Mr. Taylor directed to be transferred to the account of the Fund due to his position as the manager of the general partner of a manager of the Fund. Each of the RHI Manager, the RHIC Manager, the General Partner, the EEH Manager, Mr. Liu and Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its or his respective pecuniary interest therein.
F7: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities") and Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RHCP Entities"), which have each previously filed a Form 3 and Form 4's with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the RHCP Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the RHCP Entities, except to the extent of their pecuniary interests therein.
WHIRLPOOL CORP /DE/
Report date April 21, 2026 · Filed April 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,246 |
Reported balance
After 2026-04-21 transaction · row 1
1 source rowRow 1 · 2026-04-21 · Grant · Acquired 2,811 · Balance 7,246 F1: Annual stock award granted under the Omnibus Stock and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award granted under the Omnibus Stock and Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GREENHILL & CO INC
Report date November 30, 2023 · Filed December 01, 2023
Section 16 reporting ended · disclosed 2023-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 1
1 source rowRow 1 · 2023-11-30 · Disposition to issuer · Disposed 13,149 · Balance 0 F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger, dated as of May 22, 2023 (the "Merger Agreement"), by and among Greenhill & Co., Inc. a Delaware corporation (the "Company"), Mizuho Americas LLC, a Delaware limited liability company ("Purchaser"), and Blanc Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser ("Sub"), pursuant to which on November 30, 2023, Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly-owned subsidiary of Purchaser. F2: At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") (except for shares held by the Company as treasury stock, by any of the Company's subsidiaries, by Purchaser or any of Purchaser's subsidiaries (including Sub), or by any holder who was entitled to demand appraisal and has properly and validly demanded appraisal of such shares of Company Common Stock pursuant to Section 262 of the General Corporation Law of the State of Delaware, which, in each case, was treated as described in the Merger Agreement), was canceled and automatically converted into the right to receive $15.00 in cash (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger, dated as of May 22, 2023 (the "Merger Agreement"), by and among Greenhill & Co., Inc. a Delaware corporation (the "Company"), Mizuho Americas LLC, a Delaware limited liability company ("Purchaser"), and Blanc Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser ("Sub"), pursuant to which on November 30, 2023, Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly-owned subsidiary of Purchaser.
F2: At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") (except for shares held by the Company as treasury stock, by any of the Company's subsidiaries, by Purchaser or any of Purchaser's subsidiaries (including Sub), or by any holder who was entitled to demand appraisal and has properly and validly demanded appraisal of such shares of Company Common Stock pursuant to Section 262 of the General Corporation Law of the State of Delaware, which, in each case, was treated as described in the Merger Agreement), was canceled and automatically converted into the right to receive $15.00 in cash (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2026 Filed Apr 23, 2026 21:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001288449-26-000002 · wk-form4_1776978066.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,246 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 22:14 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 654 | $7.64 | $4,996.56 |
DisclosureSEC source: 0001214659-26-002402 · marketforms-72325.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,103 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.64, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,673 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 21:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 684 | $7.30 | $4,993.20 |
DisclosureSEC source: 0001214659-25-017216 · marketforms-71350.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 12,449 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.30, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,019 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:33 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | GrantRestricted Stock Units · Derivative | 27.3648 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-042810 · wk-form4_1758832403.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,854.8917 Underlying: Common Stock · 27.3648 shares Expires not disclosed F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on September 23, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:06 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 651 | $7.67 | $4,993.17 |
DisclosureSEC source: 0001214659-25-012456 · marketforms-70312.xml · nonDerivative · entry 2 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 14,282 F2 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date"). F3 · shares: The number of DSUs received was calculated based on $7.67, which was the closing price of the Issuer's Common Stock on the date of grant. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying RSUs and 3,852 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:06 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 10,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-012456 · marketforms-70312.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,631 F1 · kind: The Shares being reported represent Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2026, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 10,430 shares of Common Stock underlying RSUs and 3,852 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 21:52 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | GrantRestricted Stock Units · Derivative | 38.5269 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-25-000142 · wk-form4_1751061149.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,827.5269 Underlying: Common Stock · 38.5269 shares Expires not disclosed F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on June 25, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on June 25, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on June 25, 2025 with respect to time-vested restricted stock units ("RSUs") of the Issuer granted to the Reporting Person on May 15, 2025. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 21:07 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 684 | $7.30 | $4,993.20 |
DisclosureSEC source: 0001214659-25-009070 · marketforms-69908.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 14,436 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2026 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.30, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 11,235 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,201shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:39 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | GrantRestricted Stock Units · Derivative | 9,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-25-000109 · wk-form4_1747427964.xml · derivative · entry 3 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,789 Underlying: Common Stock · 9,789 shares Expires not disclosed F2 · derivative.exercise_price: Represents shares of common stock underlying RSUs granted on May 15, 2025 (the "Grant Date") pursuant to the Plan (the "2025 RSUs"). Subject to the terms and conditions of the applicable award agreement, the 2025 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2025 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. F2 · derivative.exercise_date: Represents shares of common stock underlying RSUs granted on May 15, 2025 (the "Grant Date") pursuant to the Plan (the "2025 RSUs"). Subject to the terms and conditions of the applicable award agreement, the 2025 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2025 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. F2 · derivative.expiration_date: Represents shares of common stock underlying RSUs granted on May 15, 2025 (the "Grant Date") pursuant to the Plan (the "2025 RSUs"). Subject to the terms and conditions of the applicable award agreement, the 2025 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2025 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:39 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | Exercise / conversionRestricted Stock Units · Derivative | 2,983.1825 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-25-000109 · wk-form4_1747427964.xml · derivative · entry 2 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,983.1825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · shares: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · derivative.exercise_date: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · derivative.expiration_date: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · derivative.underlying_shares: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:39 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | Exercise / conversionCommon Stock | 2,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-25-000109 · wk-form4_1747427964.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · price: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. F1 · balance_after: On December 16, 2024, the Reporting Person was granted 2,970 time-vested restricted stock units ("RSUs") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan, as amended (the "Plan"), and the applicable award agreement (the "2024 RSUs"). In connection with the vesting of the 2024 RSUs on May 14, 2025: (i) 0.1825 of the 2024 RSUs, which had accrued as dividend equivalent units ("DEUs") with each DEU representing an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued, were settled in cash; and (ii) the remainder of the 2024 RSUs, including 13 DEUs, converted into common stock of the Issuer on a one-for-one basis. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-25-000057 · wk-form4_1744839648.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,435 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 20:20 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | GrantRestricted Stock Units · Derivative | 13.1825 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-25-000078 · wk-form4_1743798002.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,983.1825 Underlying: Common Stock · 13.1825 shares Expires not disclosed F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on December 16, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on December 16, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") accrued upon the payment of a dividend on April 2, 2025 with respect to time-vested restricted stock units ("RSUs") of Amkor Technology, Inc. (the "Issuer") granted to the Reporting Person on December 16, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 621 | $8.04 | $4,992.84 |
DisclosureSEC source: 0001214659-25-003060 · marketforms-68244.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,752 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $8.04, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 11,235 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,517 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 21:33 UTC | AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 | GrantRestricted Stock Units · Derivative | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001047127-24-000219 · wk-form4_1734643986.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970 Underlying: Common Stock · 2,970 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of common stock underlying time-vested restricted stock units ("RSUs") granted on December 16, 2024 (the "Grant Date") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan. Subject to the terms and conditions of the applicable award agreement, the 2024 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2024 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. F1 · derivative.exercise_date: Represents shares of common stock underlying time-vested restricted stock units ("RSUs") granted on December 16, 2024 (the "Grant Date") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan. Subject to the terms and conditions of the applicable award agreement, the 2024 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2024 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. F1 · derivative.expiration_date: Represents shares of common stock underlying time-vested restricted stock units ("RSUs") granted on December 16, 2024 (the "Grant Date") pursuant to the Amkor Technology, Inc. (the "Issuer") 2021 Equity Incentive Plan. Subject to the terms and conditions of the applicable award agreement, the 2024 RSUs may be converted into common stock of the Issuer on a one-for-one basis and will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of stockholders immediately following the Grant Date. The 2024 RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 21:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 555 | $9.00 | $4,995.00 |
DisclosureSEC source: 0001214659-24-018744 · marketforms-67319.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 13,131 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $9.00, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 11,235 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 1,896 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 702 | $7.12 | $4,998.24 |
DisclosureSEC source: 0001214659-24-014321 · marketforms-66777.xml · nonDerivative · entry 2 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 12,576 F2 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Plan to Ryan P. Taylor. Each DSU is the economic equivalent of one share of Common Stock of the Issuer. The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date"). F3 · shares: The number of DSUs received was calculated based on $7.12, which was the closing price of the Issuer's Common Stock on the date of grant. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 11,235 shares of Common Stock underlying RSUs and 1,341 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 11,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-014321 · marketforms-66777.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,874 F1 · kind: The Shares being reported represent Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2025, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 11,235 shares of Common Stock underlying RSUs and 1,341 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:05 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 639 | $7.82 | $4,996.98 |
DisclosureSEC source: 0001214659-24-010810 · marketforms-66317.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,841 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,888 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 20:58 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantCommon Stock | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000080 · wk-form4_1713387523.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,421 F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 17:16 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 718 | $6.96 | $4,997.28 |
DisclosureSEC source: 0001214659-24-003214 · marketforms-64795.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,202 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,249 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 13:50 UTC | GREENHILL & CO INC GHL · Entity 107819 | Disposition to issuerCommon Stock | 13,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-055608 · form4.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger, dated as of May 22, 2023 (the "Merger Agreement"), by and among Greenhill & Co., Inc. a Delaware corporation (the "Company"), Mizuho Americas LLC, a Delaware limited liability company ("Purchaser"), and Blanc Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser ("Sub"), pursuant to which on November 30, 2023, Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly-owned subsidiary of Purchaser. F2 · shares: At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") (except for shares held by the Company as treasury stock, by any of the Company's subsidiaries, by Purchaser or any of Purchaser's subsidiaries (including Sub), or by any holder who was entitled to demand appraisal and has properly and validly demanded appraisal of such shares of Company Common Stock pursuant to Section 262 of the General Corporation Law of the State of Delaware, which, in each case, was treated as described in the Merger Agreement), was canceled and automatically converted into the right to receive $15.00 in cash (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock. F1 · price: Reflects the disposition of securities pursuant to the Agreement and Plan of Merger, dated as of May 22, 2023 (the "Merger Agreement"), by and among Greenhill & Co., Inc. a Delaware corporation (the "Company"), Mizuho Americas LLC, a Delaware limited liability company ("Purchaser"), and Blanc Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser ("Sub"), pursuant to which on November 30, 2023, Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly-owned subsidiary of Purchaser. F2 · price: At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") (except for shares held by the Company as treasury stock, by any of the Company's subsidiaries, by Purchaser or any of Purchaser's subsidiaries (including Sub), or by any holder who was entitled to demand appraisal and has properly and validly demanded appraisal of such shares of Company Common Stock pursuant to Section 262 of the General Corporation Law of the State of Delaware, which, in each case, was treated as described in the Merger Agreement), was canceled and automatically converted into the right to receive $15.00 in cash (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:06 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 833 | $6.00 | $4,998.00 |
DisclosureSEC source: 0001214659-23-015419 · marketforms-63536.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,484 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. (the "Settlement Date") F2 · shares: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transaction includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,531 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:37 UTC | GREENHILL & CO INC GHL · Entity 107819 | GiftCommon Stock | 19,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001282977-23-000056 · wk-form4_1700170611.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,149 F1 · price: This transaction is a bona fide gift to "Fidelity Charitable". Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:18 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 934 | $5.35 | $4,996.90 |
DisclosureSEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 2 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner Taylor Ryan P. · CIK 0001501578 · 10% owner LIU JOHN D · CIK 0001288449 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 16,651 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan to Ryan P. Taylor. Each DSU is the economic equivalent of one share of Issuer's Common Stock. The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:18 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner Taylor Ryan P. · CIK 0001501578 · 10% owner LIU JOHN D · CIK 0001288449 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 15,717 F1 · kind: The Shares being reported represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2024, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:55 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 764 | $6.54 | $4,996.56 |
DisclosureSEC source: 0001214659-23-008297 · marketforms-61762.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 16,449 F1 · kind: The shares being reported on this Form 4 represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $6.54, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transaction includes 12,578 shares of Common Stock underlying Restricted Stock Units ("RSUs") awarded under the Plan to Mr. Taylor and 3,871 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantDeferred Stock Units · Derivative | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000070 · wf-form4_168202559286925.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,512.609 Underlying: Common Stock · 1,074 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:14 UTC | GREENHILL & CO INC GHL · Entity 107819 | GrantCommon Stock | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001282977-23-000037 · wf-form4_168072565185028.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,785 F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Amended 2019 Equity Incentive Plan. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:00 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | GrantCommon stock, $0.0001 par value | 715 | $6.99 | $4,997.85 |
DisclosureSEC source: 0001214659-23-002912 · marketforms-59587.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,685 F1 · kind: The shares being reported on this Form 4 represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2023 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $6.99, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transaction includes 12,578 shares of Common Stock underlying Restricted Stock Units ("RSUs") awarded under the Plan to Mr. Taylor and 3,107 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the"Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 21:52 UTC | GREENHILL & CO INC GHL · Entity 107819 | GrantCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001282977-23-000005 · wf-form4_167295553332559.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,023 F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Amended 2019 Equity Incentive Plan. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:14 UTC | GREENHILL & CO INC GHL · Entity 107819 | GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001282977-22-000046 · wf-form4_166508727340630.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,499 F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Amended 2019 Equity Incentive Plan. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:17 UTC | GREENHILL & CO INC GHL · Entity 107819 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001282977-22-000023 · wf-form4_165722502503474.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,869 F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 16:07 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 17,078 | $6.49 | $110,796.94 |
DisclosureSEC source: 0001214659-22-008552 · marketforms-56600.xml · nonDerivative · entry 2 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,576 F8 · price: The 17,078 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:07 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 7,319 | $6.49 | $47,483.48 |
DisclosureSEC source: 0001214659-22-008551 · marketforms-56599.xml · nonDerivative · entry 2 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,389 F9 · price: The 7,319 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 16:07 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 92,413 | $6.60 | $609,768.70 |
DisclosureSEC source: 0001214659-22-008552 · marketforms-56600.xml · nonDerivative · entry 1 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,498 F1 · price: The 92,413 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 20:07 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 39,605 | $6.60 | $261,325.67 |
DisclosureSEC source: 0001214659-22-008551 · marketforms-56599.xml · nonDerivative · entry 1 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,070 F1 · price: The 39,605 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| June 29, 2022 Filed May 4, 2023 16:40 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | OtherCommon stock, $0.0001 par value | 11,940 | $6.70 | $79,998.00 |
DisclosureSEC source: 0001214659-23-006499 · marketforms-61381.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,604,733 F1 · kind: The shares being reported on this Form 5 represent Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents the contingent right to receive the equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSU's were granted on June 29, 2022 in connection with Mr. Taylor's annual compensation for service as a non-employee director ("Grant Date"). The RSUs vested on July 28, 2022 (the "Vesting Date"). Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor directed the Issuer to transfer shares issued upon settlement of the RSUs into the account of the Fund on the applicable Vesting Date. F2 · shares: The number of RSUs received was calculated based on $6.70, which was the closing price of the Issuer's Common Stock on the Grant Date. F3 · ownership.direct: The amount of securities shown in this row is owned directly by the Fund. As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,863,431 of the Issuer's securities held by the Fund. As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,741,302 of the Issuer's securities held by the Fund. As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,741,302 of the Issuer's securities held by the Fund. As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,863,431 of the Issuer's securities held by the Fund (Continued in footnote 4). F4 · ownership.direct: (Continued from footnote 3) As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,863,431 of the Issuer's securities held by the Fund. As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,741,302 of the Issuer's securities held by the Fund. Each of the RHI Manager, the RHIC Manager, the General Partner, the EEH Manager, Mr. Liu and Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its or his respective pecuniary interest therein. F5 · ownership.direct: The Reporting Persons listed on this Form 5 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 5 shall not be deemed to be an admission that the Reporting Persons are members of such group. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 21:18 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantDeferred Stock Units · Derivative | 849 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-22-000074 · wf-form4_165057588520315.xml · derivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,752.492 Underlying: Common Stock · 849 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 20:20 UTC | GREENHILL & CO INC GHL · Entity 107819 | GrantCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023473 · doc4.xml · nonDerivative · entry 1 LIU JOHN D · CIK 0001288449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,174 F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 19:47 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 826 | $7.49 | $6,184.18 |
DisclosureSEC source: 0001214659-22-003856 · marketforms-55753.xml · nonDerivative · entry 3 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,085 F9 · price: The 826 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.445 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 00:45 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 354 | $7.49 | $2,650.36 |
DisclosureSEC source: 0001214659-22-003855 · marketforms-55755.xml · nonDerivative · entry 3 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,465 F10 · price: The 354 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.445 to $7.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 19:47 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 24,620 | $7.38 | $181,693.14 |
DisclosureSEC source: 0001214659-22-003856 · marketforms-55753.xml · nonDerivative · entry 2 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,259 F8 · price: The 24,620 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.22 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 00:45 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 10,552 | $7.38 | $77,872.70 |
DisclosureSEC source: 0001214659-22-003855 · marketforms-55755.xml · nonDerivative · entry 2 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,111 F9 · price: The 10,552 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.22 to $7.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 19:47 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 92,914 | $7.19 | $668,228.20 |
DisclosureSEC source: 0001214659-22-003856 · marketforms-55753.xml · nonDerivative · entry 1 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,639 F1 · price: The 92,914 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.98 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:45 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 39,821 | $7.19 | $286,388.65 |
DisclosureSEC source: 0001214659-22-003855 · marketforms-55755.xml · nonDerivative · entry 1 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,559 F1 · price: The 39,821 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.98 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 17:03 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 23,646 | $7.43 | $175,687.42 |
DisclosureSEC source: 0001214659-22-003679 · marketforms-55726.xml · nonDerivative · entry 2 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,725 F8 · price: The 23,646 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.40 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 22:03 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.001 par value | 10,134 | $7.43 | $75,294.61 |
DisclosureSEC source: 0001214659-22-003680 · marketforms-55727.xml · nonDerivative · entry 2 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,738 F9 · price: The 10,134 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $7.40 to $7.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:03 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 17,770 | $7.42 | $131,874.72 |
DisclosureSEC source: 0001214659-22-003679 · marketforms-55726.xml · nonDerivative · entry 1 Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,079 F1 · price: The 17,770 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.26 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:03 UTC | Reservoir Media, Inc. RSVR · Entity 5296 | PurchaseCommon Stock, $0.0001 par value | 7,615 | $7.42 | $56,512.44 |
DisclosureSEC source: 0001214659-22-003680 · marketforms-55727.xml · nonDerivative · entry 1 Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,604 F1 · price: The 7,615 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.26 to $7.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein. F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein. F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.