Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | EVP, Chief Financial Officer | July 23, 2026 | July 24, 2026 |
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | EVP, Chief Fin & Admin Officer | February 17, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 64,933 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 64,933 · Balance 64,933 F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F2: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F2: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
WHIRLPOOL CORP /DE/
Report date February 17, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,561 |
Reported balance
After 2025-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-17 · Grant · Acquired 10,561 · Balance 10,561 F1: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2025-02-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-17 · Grant · Acquired 20,000 · Balance 20,000 F2: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028.
F2: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 24, 2026 20:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantRestricted Stock Units · Derivative | 64,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001642689-26-000007 · wk-form4_1784925783.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,933 Underlying: Class B Common · 64,933 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F2 · derivative.exercise_date: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. F2 · derivative.expiration_date: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 21:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,992 | $0.00 Strike: $28.40 | $0.00 |
DisclosureSEC source: 0001642689-26-000005 · wk-form4_1777064799.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,992 Underlying: Class B Common · 8,992 shares Expires 2035-04-30 Read SEC document |
| February 17, 2025 Filed Feb 19, 2025 22:05 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-25-000022 · wk-form4_1740002713.xml · derivative · entry 2 Peters James W · CIK 0001642689 · EVP, Chief Fin & Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028. F2 · derivative.exercise_date: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028. F2 · derivative.expiration_date: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028. Read SEC document |
| February 17, 2025 Filed Feb 19, 2025 22:05 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 10,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-25-000022 · wk-form4_1740002713.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EVP, Chief Fin & Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,561 Underlying: Common Stock · 10,561 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028. F1 · derivative.exercise_date: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028. F1 · derivative.expiration_date: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 21:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000155 · wk-form4_1730235689.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EVP, CFO AND ADMIN OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,570.274 Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 21:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 6,000 | $104.48 | $626,864.40 |
DisclosureSEC source: 0000106640-24-000155 · wk-form4_1730235689.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EVP, CFO AND ADMIN OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,570.274 F1 · price: Sale of 6,000 shares of common stock at prices ranging from $104.40 to $104.64. Reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:21 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000048 · wk-form4_1709680906.xml · derivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:21 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 2,800.07 | $107.39 | $300,699.52 |
DisclosureSEC source: 0000106640-24-000048 · wk-form4_1709680906.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,570.274 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:21 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000048 · wk-form4_1709680906.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,370.344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2024 Filed Feb 21, 2024 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Option (Right to Buy) · Derivative | 40,415 | $0.00 Strike: $108.16 | $0.00 |
DisclosureSEC source: 0000106640-24-000038 · wk-form4_1708556940.xml · derivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,415 Underlying: Common Stock · 40,415 shares Expires 2034-02-19 F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2025, 03/01/2026, and 03/01/2027. Read SEC document |
| February 19, 2024 Filed Feb 21, 2024 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-24-000038 · wk-form4_1708556940.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,606 Underlying: Common Stock · 9,606 shares Expires not disclosed F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2021-2023 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2024. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 6,000 | $143.12 | $858,720.00 |
DisclosureSEC source: 0000106640-23-000120 · wk-form4_1690838442.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,764.344 Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GiftCommon Stock | 1,200.656 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000120 · wk-form4_1690838442.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,764.344 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:12 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 22,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000039 · wf-form4_167788152200587.xml · derivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 22,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units award for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units award for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units award for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:12 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 8,915 | $136.57 | $1,217,521.55 |
DisclosureSEC source: 0000106640-23-000039 · wf-form4_167788152200587.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,965 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:12 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 22,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000039 · wf-form4_167788152200587.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of earned performance-based restricted stock units award for the 2020-2022 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Options (Right to Buy) · Derivative | 25,166 | $0.00 Strike: $145.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000033 · wf-form4_167701682069524.xml · derivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,166 Underlying: Common Stock · 25,166 shares Expires 2033-02-20 F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2024, 03/01/2025, and 03/01/2026. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 22:01 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 22,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-23-000033 · wf-form4_167701682069524.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,954 Underlying: Common · 22,954 shares Expires not disclosed F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023. F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023. F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2020-2022 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:56 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 20,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-22-000050 · wf-form4_164635536478578.xml · derivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 20,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of earned performance-based restricted stock units award for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. F1 · derivative.exercise_date: Vesting of earned performance-based restricted stock units award for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. F1 · derivative.expiration_date: Vesting of earned performance-based restricted stock units award for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:56 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 8,191 | $201.23 | $1,648,274.93 |
DisclosureSEC source: 0000106640-22-000050 · wf-form4_164635536478578.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,926 Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:56 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 20,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-22-000050 · wf-form4_164635536478578.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of earned performance-based restricted stock units award for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:19 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Options (Right to Buy) · Derivative | 17,268 | $0.00 Strike: $196.62 | $0.00 |
DisclosureSEC source: 0000106640-22-000022 · wf-form4_164504993334246.xml · derivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,268 Underlying: Common Stock · 17,268 shares Expires 2032-02-14 F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2023, 03/01/2024, and 03/01/2025. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:19 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 20,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-22-000022 · wf-form4_164504993334246.xml · derivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,492 Underlying: Common · 20,492 shares Expires not disclosed F1 · derivative.exercise_price: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022. F1 · derivative.exercise_date: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022. F1 · derivative.expiration_date: Represents amounts earned under a performance-based restricted stock unit award for the 2019-2021 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 03/01/2022. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000131 · wf-form4_162802560962647.xml · derivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 2,180 | $221.54 | $482,957.20 |
DisclosureSEC source: 0000106640-21-000131 · wf-form4_162802560962647.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,625 Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:20 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000131 · wf-form4_162802560962647.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $172.70 | $0.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · derivative · entry 9 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2028-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon | 100 | $255.00 | $25,500.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 7 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,805 F3 · price: The sale of 100 shares of stock at $255.00. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon | 1,501 | $253.55 | $380,578.55 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 6 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,905 F2 · price: The sale of 1,501 shares of stock at prices ranging from $253.51 to $253.59. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon | 7,399 | $252.18 | $1,865,879.82 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 5 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,406 F1 · price: The sale of 7,399 shares of stock at prices ranging from $252.00 to $252.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| May 10, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon | 9,000 | $172.70 | $1,554,300.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,534 | $0.00 Strike: $152.16 | $0.00 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · derivative · entry 12 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,064 Underlying: Common Stock · 8,534 shares Expires 2030-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,595 | $0.00 Strike: $139.36 | $0.00 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · derivative · entry 11 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,296 Underlying: Common Stock · 14,595 shares Expires 2029-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,191 | $0.00 Strike: $172.70 | $0.00 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · derivative · entry 10 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 12,191 shares Expires 2028-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,176 | $0.00 Strike: $132.19 | $0.00 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · derivative · entry 9 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,176 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 6,000 | $237.21 | $1,423,260.00 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 7 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 F3 · price: The sale of the 6,000 shares at prices ranging from $237.01 to $237.59. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 9,885 | $236.49 | $2,337,703.65 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 6 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,315 F2 · price: The sale of the 9,885 shares at prices ranging from $236.00 to $237.00. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 21,611 | $235.28 | $5,084,636.08 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 5 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 F1 · price: The sale of the 21,611 shares at prices ranging from $235.00 to $235.95. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 8,534 | $152.16 | $1,298,533.44 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 4 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 14,595 | $139.36 | $2,033,959.20 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 3 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon | 12,191 | $172.70 | $2,105,385.70 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 20:45 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon | 2,176 | $132.19 | $287,645.44 |
DisclosureSEC source: 0000106640-21-000102 · wf-form4_161972911464419.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GiftCommon | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 3 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,805 Read SEC document |
| April 28, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GiftCommon | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,950 Read SEC document |
| April 28, 2021 Filed May 12, 2021 21:40 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GiftCommon | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000110 · wf-form4_162085563291082.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,995 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:47 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantDeferred Stock · Derivative | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000047 · wf-form4_161411682815337.xml · derivative · entry 6 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,367.565 Underlying: Common Stock · 2,453 shares Expires not disclosed F2 · derivative.exercise_price: Upon the vesting of performance-based restricted stock units on 02/19/2021, the reporting person deferred the receipt of 2,453 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 2,453 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. F2 · derivative.exercise_date: Upon the vesting of performance-based restricted stock units on 02/19/2021, the reporting person deferred the receipt of 2,453 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 2,453 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. F2 · derivative.expiration_date: Upon the vesting of performance-based restricted stock units on 02/19/2021, the reporting person deferred the receipt of 2,453 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 2,453 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:47 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 7,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000047 · wf-form4_161411682815337.xml · derivative · entry 5 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3. F1 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3. F1 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:47 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Disposition to issuerCommon | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000047 · wf-form4_161411682815337.xml · nonDerivative · entry 3 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 F2 · kind: Upon the vesting of performance-based restricted stock units on 02/19/2021, the reporting person deferred the receipt of 2,453 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 2,453 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:47 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon | 1,607 | $195.34 | $313,911.38 |
DisclosureSEC source: 0000106640-21-000047 · wf-form4_161411682815337.xml · nonDerivative · entry 2 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,768 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:47 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon | 7,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000106640-21-000047 · wf-form4_161411682815337.xml · nonDerivative · entry 1 Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.