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WFC

WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 19, 2019 18:47 UTC
SLOAN TIMOTHY JDirector · CEO & President
Exercise / conversion2016 Performance Shares · Derivative 357,603.4637 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012096 · form4.xml · derivative · entry 6

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 357,603.4637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F5 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:47 UTC
SLOAN TIMOTHY JDirector · CEO & President
Tax withholdingCommon Stock, $1 2/3 Par Value 177,300.4637 $50.66 $8,982,041.49
Disclosure

SEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,263.212

F2 · balance_after: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:47 UTC
SLOAN TIMOTHY JDirector · CEO & President
Exercise / conversionCommon Stock, $1 2/3 Par Value 357,603.4637 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,563.6757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,007.8267 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · derivative · entry 16

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,014.6215

Underlying: Common Stock, $1 2/3 Par Value · 2,007.8267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,926.2659 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · derivative · entry 15

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926.2657

Underlying: Common Stock, $1 2/3 Par Value · 4,926.2659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,455.0681 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · derivative · entry 14

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 5,455.0681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 9,221.983 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · derivative · entry 13

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 9,221.983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversion2016 Performance Shares · Derivative 76,629.7816 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · derivative · entry 12

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 76,629.7816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F8 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,021.8267 $50.66 $51,765.74
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 10

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,932

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,007.8267 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 9

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,953.8267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/26/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,506.2659 $50.66 $126,967.43
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 8

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,946

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,926.2659 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 7

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,452.2659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/28/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,775.0681 $50.66 $140,584.95
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 6

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,526

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,455.0681 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 5

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,301.0681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4,691.983 $50.66 $237,695.86
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,846

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,221.983 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,537.983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2019. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 40,782.7816 $50.66 $2,066,055.72
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 2

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,316

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:55 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 76,629.7816 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012107 · form4.xml · nonDerivative · entry 1

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,098.7816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).

Read SEC document
March 14, 2019 Filed Mar 19, 2019 18:39 UTC
Shrewsberry John R.Senior Executive VP & CFO
GiftCommon Stock, $1 2/3 Par Value 704 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012089 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 350,901

Read SEC document
March 05, 2019 Filed Mar 19, 2019 18:47 UTC
SLOAN TIMOTHY JDirector · CEO & President
GiftCommon Stock, $1 2/3 Par Value 7,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,960.212

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:20 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 1,603.3146 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009824 · form4.xml · derivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,805.4257

Underlying: Common Stock, $1 2/3 Par Value · 1,603.3146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:20 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 593.2264 $50.03 $29,679.12
Disclosure

SEC source: 0001127602-19-009824 · form4.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:20 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,603.3146 $50.03 $80,213.83
Disclosure

SEC source: 0001127602-19-009824 · form4.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603.3146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.0882) for which the executive received $4.41 in cash.

Read SEC document
March 01, 2019 Filed Apr 3, 2019 17:43 UTC Amendment
Pelos Petros GSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 1,603.3146 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014452 · form4a.xml · derivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,805.4257

Underlying: Common Stock, $1 2/3 Par Value · 1,603.3146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2019 Filed Apr 3, 2019 17:43 UTC Amendment
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 739.1279 $50.03 $36,978.57
Disclosure

SEC source: 0001127602-19-014452 · form4a.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

Read SEC document
March 01, 2019 Filed Apr 3, 2019 17:43 UTC Amendment
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,603.3146 $50.03 $80,213.83
Disclosure

SEC source: 0001127602-19-014452 · form4a.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603.3146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.1867) for which the executive received $9.34 in cash, which amounts have been amended to account for actual rather than estimated tax withholding.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:34 UTC
Galloreese DavidSr. Executive Vice President
GrantRestricted Share Right · Derivative 8,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008888 · form4.xml · derivative · entry 1

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

Underlying: Common Stock, $1 2/3 Par Value · 8,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:09 UTC
Mack Mary TSr. Executive Vice President
GrantRestricted Share Right · Derivative 36,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008967 · form4.xml · derivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,550

Underlying: Common Stock, $1 2/3 Par Value · 36,550 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:09 UTC
Mack Mary TSr. Executive Vice President
Grant2016 Performance Shares · Derivative 49,224.0332 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008967 · form4.xml · derivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,224.0332

Underlying: Common Stock, $1 2/3 Par Value · 49,224.0332 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:12 UTC
Modjtabai AvidSr. Executive Vice President
GrantRestricted Share Right · Derivative 36,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008973 · form4.xml · derivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,550

Underlying: Common Stock, $1 2/3 Par Value · 36,550 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:12 UTC
Modjtabai AvidSr. Executive Vice President
Grant2016 Performance Shares · Derivative 253,154.4894 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008973 · form4.xml · derivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,154.4894

Underlying: Common Stock, $1 2/3 Par Value · 253,154.4894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:16 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
GrantRestricted Share Right · Derivative 20,166 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008975 · form4.xml · derivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Common Stock, $1 2/3 Par Value · 20,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:24 UTC
Pelos Petros GSr. Executive Vice President
GrantRestricted Share Right · Derivative 37,811 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008979 · form4.xml · derivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,811

Underlying: Common Stock, $1 2/3 Par Value · 37,811 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:24 UTC
Pelos Petros GSr. Executive Vice President
Grant2016 Performance Shares · Derivative 61,882.353 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008979 · form4.xml · derivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,882.353

Underlying: Common Stock, $1 2/3 Par Value · 61,882.353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:19 UTC
Parker C. AllenSr. Executive Vice President
GrantRestricted Share Right · Derivative 22,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008977 · form4.xml · derivative · entry 1

Parker C. Allen · CIK 0001702786 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,687

Underlying: Common Stock, $1 2/3 Par Value · 22,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:29 UTC
Shrewsberry John R.Senior Executive VP & CFO
GrantRestricted Share Right · Derivative 46,633 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008981 · form4.xml · derivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,633

Underlying: Common Stock, $1 2/3 Par Value · 46,633 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:29 UTC
Shrewsberry John R.Senior Executive VP & CFO
Grant2016 Performance Shares · Derivative 253,154.4894 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008981 · form4.xml · derivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,154.4894

Underlying: Common Stock, $1 2/3 Par Value · 253,154.4894 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC
SLOAN TIMOTHY JDirector · CEO & President
Grant2016 Performance Shares · Derivative 354,415.6358 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008991 · form4.xml · derivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,415.6358

Underlying: Common Stock, $1 2/3 Par Value · 354,415.6358 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
Weiss Jonathan G.Sr. Executive Vice President
GrantRestricted Share Right · Derivative 25,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009001 · form4.xml · derivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Underlying: Common Stock, $1 2/3 Par Value · 25,207 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
Weiss Jonathan G.Sr. Executive Vice President
Grant2016 Performance Shares · Derivative 75,946.6715 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009001 · form4.xml · derivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,946.6715

Underlying: Common Stock, $1 2/3 Par Value · 75,946.6715 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:44 UTC
LEVY RICHARDExecutive VP & Controller
GrantRestricted Share Right · Derivative 11,091 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009006 · form4.xml · derivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091

Underlying: Common Stock, $1 2/3 Par Value · 11,091 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:44 UTC
LEVY RICHARDExecutive VP & Controller
Grant2016 Performance Shares · Derivative 61,882.353 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009006 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,882.353

Underlying: Common Stock, $1 2/3 Par Value · 61,882.353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 20:16 UTC GrantPhantom Stock Units · Derivative 1,235 $47.64 $58,835.40
Disclosure

SEC source: 0001127602-19-001700 · form4.xml · derivative · entry 2

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common Stock, $1 2/3 Par Value · 1,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 20:16 UTC GrantCommon Stock, $1 2/3 Par Value 25 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001700 · form4.xml · nonDerivative · entry 1

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:01 UTC GrantPhantom Stock Units · Derivative 889.7569 $46.08 $41,000.00
Disclosure

SEC source: 0001127602-19-000532 · form4.xml · derivative · entry 5

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,405.8734

Underlying: Common Stock, $1 2/3 Par Value · 889.7569 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:05 UTC GrantPhantom Stock Units · Derivative 203.4505 $46.08 $9,375.00
Disclosure

SEC source: 0001127602-19-000535 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,031.0133

Underlying: Common Stock, $1 2/3 Par Value · 203.4505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:09 UTC GrantPhantom Stock Units · Derivative 564.2361 $46.08 $26,000.00
Disclosure

SEC source: 0001127602-19-000537 · form4.xml · derivative · entry 3

Duke Elizabeth A · CIK 0001628509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,013.62

Underlying: Common Stock, $1 2/3 Par Value · 564.2361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:13 UTC GrantPhantom Stock Units · Derivative 1,019.9653 $46.08 $47,000.00
Disclosure

SEC source: 0001127602-19-000539 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445.6614

Underlying: Common Stock, $1 2/3 Par Value · 1,019.9653 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 20:13 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,926.3118 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036411 · form4.xml · derivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,851.5938

Underlying: Common Stock, $1 2/3 Par Value · 4,926.3118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

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December 15, 2018 Filed Dec 17, 2018 20:13 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,622.3118 $46.54 $122,042.39
Disclosure

SEC source: 0001127602-18-036411 · form4.xml · nonDerivative · entry 2

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,469

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.