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Norton Amanda G

Disclosed activity across 1 company

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11731
SEC CIK
0001742901

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WELLS FARGO & COMPANY/MNWFC · Entity 2824Sr. EVP and Chief Risk OfficerJuly 12, 2021July 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WELLS FARGO & COMPANY/MN

Report date July 12, 2021 · Filed July 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect61,178 Ending reported balance After 2021-07-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-07-12 · Exercise / conversion · Acquired 30,185.0809 · Balance 75,587.0809

F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2021. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Row 2 · 2021-07-12 · Tax withholding · Disposed 14,409.0809 · Balance 61,178

Restricted Share RightSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-12 · Exercise / conversion · Disposed 30,185.0809 · Balance 0

F3: Each RSR represents a contingent right to receive one share of Company common stock.

F4: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough 401(k) Plan694.88 Reported balance Holding disclosure · report date 2021-07-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 694.88

F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2021, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2021. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2021, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.

F3: Each RSR represents a contingent right to receive one share of Company common stock.

F4: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2021 Filed Jul 14, 2021 16:16 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 30,185.0809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021908 · form4.xml · derivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 30,185.0809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 16:16 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 14,409.0809 $44.16 $636,305.01
Disclosure

SEC source: 0001127602-21-021908 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,178

Read SEC document
July 12, 2021 Filed Jul 14, 2021 16:16 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 30,185.0809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021908 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,587.0809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2021. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 11,096.7277 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · derivative · entry 7

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191.3967

Underlying: Common Stock, $1 2/3 Par Value · 11,096.7277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 7,222.1111 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · derivative · entry 6

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222.1117

Underlying: Common Stock, $1 2/3 Par Value · 7,222.1111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 4,960.7277 $39.70 $196,940.89
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,402

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 11,096.7277 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,362.7277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 3,059.1111 $39.70 $121,446.71
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 7,222.1111 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,325.1111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:21 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 47,346 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002846 · form4.xml · derivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,346

Underlying: Common Stock, $1 2/3 Par Value · 47,346 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
July 12, 2020 Filed Jul 14, 2020 14:49 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 29,809.7264 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021461 · form4.xml · derivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,809.726

Underlying: Common Stock, $1 2/3 Par Value · 29,809.7264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 12, 2020 Filed Jul 14, 2020 14:49 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 13,325.7264 $25.47 $339,406.25
Disclosure

SEC source: 0001127602-20-021461 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,103

Read SEC document
July 12, 2020 Filed Jul 14, 2020 14:49 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 29,809.7264 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021461 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,428.7264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2020. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 7,015.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · derivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030.6476

Underlying: Common Stock, $1 2/3 Par Value · 7,015.3236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 3,169.3236 $30.28 $95,967.12
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:45 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 7,015.3236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012258 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788.3236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:39 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 32,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009633 · form4.xml · derivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,335

Underlying: Common Stock, $1 2/3 Par Value · 32,335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 17:06 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 28,320.8963 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024572 · form4.xml · derivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,639.7229

Underlying: Common Stock, $1 2/3 Par Value · 28,320.8963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 17:06 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 13,709.8963 $47.36 $649,300.69
Disclosure

SEC source: 0001127602-19-024572 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,773

Read SEC document
July 12, 2019 Filed Jul 16, 2019 17:06 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 28,320.8963 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024572 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,482.8963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2019. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:16 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 20,166 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008975 · form4.xml · derivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Common Stock, $1 2/3 Par Value · 20,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 12, 2018 Filed Jul 13, 2018 20:44 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 82,099 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-023200 · form4.xml · derivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,099

Underlying: Common Stock, $1 2/3 Par Value · 82,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.